- Atrium Health (Charlotte, NC)
- … Plan as evidenced by timely participation in required training (including annual testing ) and 100% compliance with the Corporate Compliance Code ... Nurse. Preceptor Serves as a preceptor. Process/Performance Improvement Demonstrates operational knowledge of current procedures, performance improvement, and treatment… more
- Bank of America (Charlotte, NC)
- …matter expert in test script design and test execution for Compliance and Operational Risk . The Testing Manager IC, in collaboration with Testing ... timely manner. The Testing Manager IC consults with compliance officers and operational risk to execute an effective testing program per… more
- US Bank (Charlotte, NC)
- …a part of the build and implementation of Independent Risk Review and Assessment's operational risk testing program. Operational Risk Management ... you excel at-all from Day One. **Job Description** The Operational Risk Review (ORR) Testing ...include working with the business lines and other Technology, Risk , Compliance , and Audit professionals across the… more
- Bank of America (Charlotte, NC)
- Compliance & Operational Risk Manager-...+ Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Risk Management + Critical ... job is responsible for executing second line of defense compliance and operational risk oversight...relationships with GM COR, GCOR Surveillance / Enterprise Independent Testing and internal audit teams + Participating in governance… more
- Bank of America (Charlotte, NC)
- Compliance and Operational Risk Manager- Control Room Charlotte, North Carolina;New York, New York **Job Description:** At Bank of America, we are guided by ... the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy and...Process Analysis + Issue Management + Monitoring, Surveillance, and Testing **Job Description Summary** The Global Control Room (GCR)… more
- Bank of America (Charlotte, NC)
- Compliance and Operational Risk ...+ Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Risk Management + ... job is responsible for executing second line of defense compliance and operational risk oversight...FLU/ECF or the Company (EAC) through monitoring, assessment and testing activities * Directly or via a team, documents,… more
- Bank of America (Charlotte, NC)
- Compliance and Operational Risk ...+ Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Advisory + Risk ... job is responsible for executing second line of defense compliance and operational risk oversight...FLU/ECF or the Company (EAC) through monitoring, assessment and testing activities + Directly or via a team, documents,… more
- Bank of America (Charlotte, NC)
- Compliance and Operational Risk ...+ Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Risk Management + ... job is responsible for executing second line of defense compliance and operational risk oversight...Using Tableau to automate manual reporting of monitoring & testing results; and, - Coordinating with team members to… more
- Bank of America (Charlotte, NC)
- EAC Compliance and Operational Risk ...experience with compliance and operational risk principles and concepts, including controls testing , ... the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy and...The candidate will be responsible for developing and executing Risk oversight activities (eg, monitoring, testing and… more
- Bank of America (Charlotte, NC)
- Compliance and Operational Risk ...+ Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Risk Management + ... the power to make a difference. Join us! **Job Description:** This Global Compliance and Operational Risk (GCOR) role is part of the cross-product program… more
- Bank of America (Charlotte, NC)
- EAC Compliance & Operational Risk Manager Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common purpose to help make ... the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy and...Process Analysis + Issue Management + Monitoring, Surveillance, and Testing + Independent and takes initiative The Enterprise Area… more
- Bank of America (Charlotte, NC)
- Compliance and Operational Risk ...+ Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Risk Management + ... **Job Description:** This job is responsible for executing second line of defense compliance and operational risk oversight for a Front Line Unit (FLU). Key… more
- Bank of America (Charlotte, NC)
- EAC Compliance & Operational Risk Specialist Charlotte, North Carolina;Richmond, Virginia **Job Description:** At Bank of America, we are guided by a common ... the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy and...+ Adaptability + Issue Management + Monitoring, Surveillance, and Testing + Policies, Procedures, and Guidelines Management + Advisory… more
- Robert Half (Charlotte, NC)
- JOB REQUISITION Risk and Compliance Operational Enterprise Risk Manager LOCATION CHARLOTTE ADDITIONAL LOCATION(S) JOB DESCRIPTION You Belong Here The ... Protiviti is looking for a Risk and Compliance Manager to join our growing Operational ...testing , and reporting. + Collaborate with internal audit, compliance , and other stakeholders to ensure alignment of … more
- Bank of America (Charlotte, NC)
- …for supporting the execution of the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy and the Compliance and ... engagement and Control Functions (FLU/CF) leaders globally, coordinating with the FLU/CF Compliance and Operational Risk Officer teams, identifying themes… more
- Bank of America (Charlotte, NC)
- …for supporting the execution of the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy and the Compliance and ... engagement and Control Functions (FLU/CF) leaders globally, coordinating with the FLU/CF Compliance and Operational Risk Officer teams, identifying themes… more
- US Bank (Charlotte, NC)
- …& Compliance (RM&C) team within CAS, specifically focusing on the following risk management topics: operational risk frameworks, operational loss ... testing approaches (SR 15-19), escalated adverse events, and risk identification The RM&C division within US Bank is...developing an appropriate risk -based audit plan for Risk Management focusing on operational risk… more
- US Bank (Charlotte, NC)
- …skills and discover what you excel at-all from Day One. **Job Description** Operational Risk Review Quality Assurance Lead (QAL) conducts Quality Assurance (QA) ... reviews of the Operational Risk Review (ORR) function of independently...compliance , standards, and frameworks. + Basic or intermediate Risk , Compliance , and Audit competencies. + Proven… more
- Truist (Charlotte, NC)
- …procedures and processes to minimize risk . 5. Assist in the development, testing and reporting on the effectiveness of compliance controls for the LOB ... Bank Secrecy Act/Anti-Money Laundering (BSA/AML), lending, , privacy, fair lending or compliance risk management 3. Certified Regulatory Compliance Manager… more
- TIAA (Charlotte, NC)
- …Level** 8IC **REQUIRED EXPERIENCE:** + 5+ years of experience in data management risk and/or compliance required **PREFERRED EXPERIENCE:** + 7+ years of ... team to verify that enhancement requests and User Acceptance Testing are fulfilled receive sign-offs. + Designs and develops...experience in data management risk and/or compliance + Demonstrated ability to… more
