• Front Line Regulatory

    Wells Fargo (Charlotte, NC)
    …career" in the US **About this role:** Wells Fargo is seeking a **F** **ront- Line Regulatory Risk Execution Leader** (Business Execution Senior Manager) in ... role, you will:** + Lead and manage the CIB Front Line Compliance Risk Execution...company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory more
    Wells Fargo (05/15/25)
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  • Front Office Quant- Strategic Risk

    Wells Fargo (Charlotte, NC)
    …bank's disparate risk systems into one cohesive, cross-asset platform that provides front - line risk management capabilities, risk calculations to ... risk calculations including full-revaluation VaR, and capital calculations for internal risk management and regulatory requirements such as FRTB-SA. The… more
    Wells Fargo (05/06/25)
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  • GT Risk and Regulatory Portfolio…

    Bank of America (Charlotte, NC)
    …including control execution, case management, and results reporting + Oversees all operations front line unit responses for regulatory exams, internal ... GT Risk and Regulatory Portfolio Executive -... examiners.The role will require candidate to work across front line units to discuss emerging risks… more
    Bank of America (04/03/25)
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  • Sr Business Control Specialist - Business…

    Bank of America (Charlotte, NC)
    …is an important part of the internal control environment for the Global Payments Operations Front Line Unit (FLU) and is a key player in supporting the Bank's ... Sr Business Control Specialist - Business Risk and Controls Charlotte, North Carolina;Newark, Delaware; Richmond,...to learn, grow, and make an impact. Join us! ** Line of Business:** The **Global Payment Operations (GPO** )… more
    Bank of America (05/09/25)
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  • Sr Business Control Specialist - Global Payment…

    Bank of America (Charlotte, NC)
    …is an important part of the internal control environment for the Global Payments Operations Front Line Unit (FLU) and is a key player in supporting the Bank's ... Sr Business Control Specialist - Global Payment Operations Business Risk and Controls Charlotte, North Carolina;Scranton, Pennsylvania **Job Description:** At Bank… more
    Bank of America (05/01/25)
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  • Enterprise Financial Risk Capital…

    Bank of America (Charlotte, NC)
    …are the responsibility of EFR, including but not limited to independent review and risk assessment of front line owned processes (eg capital calculation, ... CCAR Capital Plan and Recovery and Resolution Plans), capital risk appetite limits, Line of Business capital...new transactions + Deliver effective review and challenge of front - line owned processes that generate or impact… more
    Bank of America (04/17/25)
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  • Senior Compliance Specialist - RCIM…

    Wells Fargo (Charlotte, NC)
    …draft MCR summaries leveraged by partners in Compliance, the Legal Department and front - line business groups. + Consult with Business Aligned Compliance Officers ... customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance),… more
    Wells Fargo (05/15/25)
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  • Associate - US Non-Trading Market Risk

    TD Bank (Charlotte, NC)
    …business partners including Treasury, Balance Sheet Management, Front Office, other second- line of defense risk partners, and Internal and External Auditors ... Charlotte, North Carolina, United States of America **Hours:** 40 ** Line of Business:** Risk Management **Pay Detail:**...suitability to business evolution + Assists with local market risk regulatory issues + Develops a thorough… more
    TD Bank (05/14/25)
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  • Financial Officer - Regulatory Capital…

    Truist (Charlotte, NC)
    …with respect to understanding, applying, and reporting Risk Weighted Assets (RWA) and Regulatory Capital. Act as first line RWA and Regulatory Capital ... Regulatory Capital Policy and Interpretation. Provide guidance to, among others, Regulatory Reporting, Controllers, Corporate Treasury and Front Office… more
    Truist (03/04/25)
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  • Lead Risk Analytics Consultant - Finance…

    Wells Fargo (Charlotte, NC)
    …reporting and analysis is used to identify areas where review and challenge of Front - Line processes or assumptions are necessary. + Build and maintain effective ... working relationships with the Front - Line , other IRM partners, and Wells Fargo...company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory more
    Wells Fargo (05/09/25)
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  • Group Senior Credit Officer (GSCO) - Credit…

    Wells Fargo (Charlotte, NC)
    …amendments, waivers etc. + Review, analyze, and provide credible challenge to front line portfolio monitoring and surveillance activities + Participate in ... investment banking space + Proven ability to monitor credit risk exposures at the group, line of...company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory more
    Wells Fargo (05/15/25)
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  • Financial Risk Analytics Manager

    Bank of America (Charlotte, NC)
    …established by the company + Manages risk requests, breach remediations and providing risk effective challenges for front line units + Develops risk ... us! **Job Description:** This job is responsible for providing risk oversight and advice to the Line ...+ Issue Management + Monitoring, Surveillance, and Testing + Regulatory Compliance + Technical Documentation + Trading Strategy **Shift:**… more
    Bank of America (04/28/25)
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  • EFR Global Markets Risk Sr Manager - IRR

    Bank of America (Charlotte, NC)
    …applicable + Provides oversight of risk requests, breach remediations and providing risk effective challenges for front line units + Oversees development ... EFR Global Markets Risk Sr Manager - IRR Charlotte, North Carolina;Jersey...accordance with the bank's risk appetite and risk limits identified, as well as regulatory more
    Bank of America (04/12/25)
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  • Head of Consumer Lending Compliance

    City National Bank (Charlotte, NC)
    …actions are taken when risk appetites are exceeded. * Engage and partner with front line risk functions to provide advice related to development and ... regulatory /enforcement activity and trends for impacts to business line activities. * Provide compliance advice and guidance to...report and validate corrective actions. * Challenge and aggregate front line risk assessments and… more
    City National Bank (05/03/25)
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  • Lead Compliance Officer - Fixed Income Sales…

    Wells Fargo (Charlotte, NC)
    …legal and regulatory and Corporate Policy requirements + Oversee the Front Line 's execution and challenges appropriately on compliance related decisions + ... issues, deficiencies or regulatory matters regarding compliance risk management + Oversee the Front ...regarding compliance risk management + Oversee the Front Line 's execution and challenges appropriately on… more
    Wells Fargo (05/01/25)
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  • Lead Compliance Officer

    Wells Fargo (Charlotte, NC)
    …legal and regulatory and Corporate Policy requirements. + Oversee the Front Line 's execution and challenges appropriately on compliance related decisions. + ... issues, deficiencies or regulatory matters regarding compliance risk management. + Oversee the Front ...regarding compliance risk management. + Oversee the Front Line 's execution and challenges appropriately on… more
    Wells Fargo (05/13/25)
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  • Senior Compliance Specialist Trust Services

    Wells Fargo (Charlotte, NC)
    …legal and regulatory and Corporate Policy requirements + Oversee the Front Line 's execution and challenges appropriately on compliance related decisions + ... expertise and consulting for projects and initiatives with moderate risk for a business line or functional...reporting, escalation, and timely remediation of issues, deficiencies or regulatory matters regarding compliance risk management +… more
    Wells Fargo (05/15/25)
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  • Senior Lead Compliance Officer - CIB Fixed Income…

    Wells Fargo (Charlotte, NC)
    …legal and regulatory and Corporate Policy requirements + Oversee the Front Line 's execution and challenges appropriately on compliance related decisions + ... the reporting, escalation, and timely remediation of issues, deficiencies or regulatory matters regarding compliance risk management + Provide direction… more
    Wells Fargo (04/26/25)
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  • Sr Lead Business Execution Consultant - BSA/AML

    Wells Fargo (Charlotte, NC)
    …and coordinate work efforts for cross cutting strategic priorities across Front Line groups, including the Operational Risk Program, Enterprise Risk ... with other senior leaders across Independent Risk Management, Corporate Functions, and Front Line in the development and execution of strategic and risk more
    Wells Fargo (05/15/25)
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  • Senior Manager, Digital Product Onboarding…

    Wells Fargo (Charlotte, NC)
    …rely on cross-functional teams including product, technology, compliance, operations and front - line business units to deliver against the transformation roadmap ... customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance),… more
    Wells Fargo (05/13/25)
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