- City National Bank (Rock Hill, SC)
- * INTERNAL CONTROLS OFFICER SENIOR * WHAT IS THE OPPORTUNITY? Financial Crimes risk/Financial Crimes Compliance is responsible for providing independent ... operational risk remediation activities. The Financial Crimes risk/Financial Crimes Compliance Senior Officer is responsible for challenging the quality,… more
- Wells Fargo (Charlotte, NC)
- …Fargo is seeking a Senior Lead Control Management Officer . This Senior Lead Control Officer role is a critical position within the Technology ... compliance with relevant regulations and industry best practices. The Senior Lead Control Officer will...verification frameworks and role of issue oversight, Audit, or internal controls assessment experience + Knowledge and… more
- Regions Bank (Charlotte, NC)
- …expert and internal resource for Corporate Bank lending transactions where Senior Credit Officer approval is required and ensures sound risk management ... careers section of the system. **Job Description:** At Regions, the Specialized Corporate Senior Credit Officer (SCO) is accountable for the credit quality (past… more
- Wells Fargo (Charlotte, NC)
- …managing all associated risks for their groups. This team works to ensure internal controls , processes, and procedures are adequate and effective, and executive ... **About this role:** Wells Fargo is seeking a Lead Control Management Officer within FICC Trade Surveillance....controls in FICC, while escalating potential issues to Senior Management. This position will require extensive product knowledge… more
- Regions Bank (Charlotte, NC)
- …logging into the careers section of the system. **Job Description:** At Regions, the Senior Credit Officer II position is accountable for the credit quality ... the assigned Credit Officer 's applicable business reporting unit or segment. The Senior Credit Officer II is responsible for ensuring execution of sound risk… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a ** Senior Lead Compliance Officer ** to join the **Corporate & Investment Banking (CIB) Compliance** organization ... compliance functional knowledge. + Develop and present GSO materials to senior management. + Provide regulatory compliance risk expertise and consulting for… more
- Lincoln Financial (Charlotte, NC)
- …for this opportunity. **Requisition #:** 74427 **The Role at a Glance** As the Internal Controls Consultant, you will provide subject matter expertise on design ... **What you'll be doing** + You will partner with senior management to strengthen the control environment...are documented and lead/manage interactions between external auditors and internal control owners / subject matter experts.… more
- Truist (Charlotte, NC)
- …Coordinate preparation and validation/approval of financial information provided to Internal /External/Regulatory Reporting for use in 10-Q/10-K, Call Reports, Y-9C ... Finance division to ensure integrity of the financials and ensures sound controls and procedures. 2. Supports reporting and analysis for additional constituencies,… more
- Truist (Charlotte, NC)
- …division to ensure integrity of regulatory reporting and ensure sound controls and procedures. Support reporting and analysis for additional constituencies, ... assist in implementing long-term solutions. Prepare and review materials to senior leadership summarizing issues and communicating solutions. 4. Provide thought… more
- American Express (Charlotte, NC)
- …and corporate customer segments. + Ability to identify mission-critical areas in an internal controls framework and prioritize work accordingly. + Experience in ... control management and second line of defense). The Senior Manager will assist in defining and enhancing processes...or in operational risk management space (eg, Risk, Compliance, Control Management and/or Internal Audit). Experience in… more
- American Express (Charlotte, NC)
- …and across the ECM team to support governance within ECM and across the control management organization at American Express. This Senior Manager will be part ... consistent payments, financing, and savings products. Led by the Chief Operating Officer , AENB HQ drives the administration of programs and services provided by… more
- American Express (Charlotte, NC)
- …consistent payments, financing, and savings products. Led by the Chief Operating Officer , AENB HQ drives the administration of programs and services provided by ... across the first line via the AENB COO Office's Strategic Planning, Control Management, Program Management and Governance functions. The **Enterprise Control … more
- City National Bank (Charlotte, NC)
- …testing ensuring that there are adequate processes, procedures and internal controls to promote an effective BSA control environment. Responsible for ... *FINANCIAL CRIMES ANALYST SENIOR I* WHAT IS THE OPPORTUNITY? Under the...there are adequate processes, procedures and internal controls to promote an effective BSA control … more
- Truist (Charlotte, NC)
- …Management and Governance established policies, standards, and procedures. Ensures data controls are implemented and maintained to effectively support the execution ... to Data Privacy Group - collaborate with Chief Privacy Officer and team. c. Review data requirements to enable...as with corporate ethical standards. **6. Data Sharing, Access Control and Data Transfer:** a. Define Data Privacy rules… more
- Bank of America (Charlotte, NC)
- …us! **Job Description:** This job is responsible for leading and executing on internal control discipline and operational excellence within Chief Financial ... processes within the CFO organization through ongoing monitoring and testing of controls , identifying issues and control improvements for remediation, and… more
- Truist (Charlotte, NC)
- …goals and objectives. This position reports to either a Divisional Data Risk Officer or Enterprise Data Risk Governance Director depending on the areas of support. ... supporting tactical plans/roadmaps. 4. Ensures all applicable laws, rules, regulations, internal policies, standards, and procedures are being followed and can… more
- Dentsply Sirona (Charlotte, NC)
- …effectiveness on governance, risk, and control process and practices, including internal controls over financial reporting (SOX). This is a critical ... various departments and functions. Additionally, you will collaborate with senior management and the Audit and Finance Committee to... Control over Financial Reporting * Drive internal controls and risk assessment protocols across… more
- Truist (Charlotte, NC)
- …explanation of changes and identification of trends for use in discussions with the Senior Financial Officer (SFO) and other members of Senior Leadership. ... division to ensure integrity of the financials and ensures sound controls and procedures. Supports reporting and analysis for additional constituencies, including… more
- Truist (Charlotte, NC)
- …explanation of changes and identification of trends for use in discussions with the Senior Financial Officer (SFO) and other members of Senior Leadership. ... division to ensure integrity of the financials and ensures sound controls and procedures. Supports reporting and analysis for additional constituencies, including… more
- CRC Insurance Services, Inc. (Charlotte, NC)
- …explanation of changes and identification of trends for use in discussions with the Senior Financial Officer (SFO) and other members of Senior Leadership. ... division to ensure integrity of the financials and ensures sound controls and procedures. Supports reporting and analysis for additional constituencies, including… more