- City National Bank (Rock Hill, SC)
- * MANAGER FINANCIAL CRIMES TESTING * WHAT IS THE OPPORTUNITY? The BSA/OFAC Testing Manager manages a team of BSA Risk Analysts to execute the ... performed, validate BSA/OFAC compliance monitoring conducted by 1LOD, and effectively communicate testing /monitoring results to the BSA Risk Manager and senior… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking an Exeuctive Director, Audit Manager on the Financial Crimes Audit Team. The Financial Crimes Audit Team ... provides horizontal audit coverage of financial crimes risk across Wells Fargo lines of business. The...financial crimes . The Financial Crimes Audit Team is responsible for testing … more
- TD Bank (Charlotte, NC)
- …to pursue certification + Travel 25% or more Preferred Experience: CAMS, CFE certification Financial Crimes /AML Audit experience **Who We Are:** TD is one of the ... status, and findings + Works at direction of Audit Manager + May perform testing procedures for...world's leading global financial institutions and is the fifth largest bank in… more
- Bank of America (Charlotte, NC)
- Senior Auditor, Global Financial Crimes Charlotte, North Carolina;Stamford, Connecticut; East Hartford, Connecticut; Chicago, Illinois; Providence, Rhode Island; ... work during moderately complex audit activities of the Global Financial Crimes Program. Key responsibilities include designing...the supervision of senior team members. The focus of testing will be to assess compliance with Bank Secrecy… more
- City National Bank (Rock Hill, SC)
- * FINANCIAL CRIMES ANALYST SENIOR I* WHAT IS THE OPPORTUNITY? Under the direction of the BSA Risk Manager , this colleague is responsible for carrying out ... as necessary. What you will do * Program Governance Role: ◦ Support Financial Crimes Compliance Program Governance, including Training, Issue Management, and… more
- TD Bank (Charlotte, NC)
- …management regarding audit scope, status, and findings + Works at direction of Audit Manager + May perform testing procedures for more critical areas of audits ... + Works independently but receives assistance/coaching from the audit manager + May be Auditor in Charge on an...Are:** TD is one of the world's leading global financial institutions and is the fifth largest bank in… more
- TD Bank (Charlotte, NC)
- …for this role. **Line of Business:** Audit **Job Description:** The Audit Manager is accountable for overseeing the planning and execution for audits covering ... forming conclusions, communicating scope/findings to business line. + Performs testing of critical areas of audit. Performs review of...Are:** TD is one of the world's leading global financial institutions and is the fifth largest bank in… more
- TD Bank (Charlotte, NC)
- …+ Proficient with Python or equivalent programming language and SQL + Experience in Financial Crimes / Compliance Risk Analytics + Experience in optimization / ... & Artificial Intelligence **Job Description:** **Department Overview:** The US Financial Crime Risk Modeling & Advanced Analytics team within...testing / tuning of AML/CTF solutions + Experience with… more
- Truist (Charlotte, NC)
- …of America) **Please review the following job description:** Support the Financial Intelligence Unit (FIU) in enterprise-wide Bank Secrecy Act/Anti-Money Laundering ... delivered through collaboration of specialized functions such as training, self- testing , quality control, data analysis and reporting. Additional responsibilities… more
- Bank of America (Charlotte, NC)
- …domain, while also having advance quantitative/analytic skills to influence the Financial Crimes program strategic transaction monitoring and data management ... GFC Manager - Financial Intelligence Unit -...assessments. + Driving the delivery of technology initiatives for Financial Crimes production applications and tools by… more
- Wells Fargo (Charlotte, NC)
- …accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes , Operational, Regulatory Compliance), which includes effectively ... **About this role:** Wells Fargo is seeking an Independent Testing Specialist in Independent Testing & Validation (IT&V) as part of Corporate Risk. Learn more… more
- Wells Fargo (Charlotte, NC)
- …accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes , Operational, Regulatory Compliance), which includes effectively ... **About this role:** Wells Fargo is seeking a Lead Independent Testing Officer in Independent Testing & Validation (IT&V) as part of Corporate Risk. Learn more… more
- Wells Fargo (Charlotte, NC)
- …accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes , Operational, Regulatory Compliance), which includes effectively ... **About this role:** Wells Fargo is seeking a Senior Audit Manager on the Enterprise Finance team under Capital Managment Internal Audit Team. In this role, the… more
- Wells Fargo (Charlotte, NC)
- …accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes , Operational, Regulatory Compliance), which includes effectively ... this role:** Wells Fargo is seeking an Analytics Senior Manager for the Data and Insights change delivery group...Financial regulatory report and controls, independent validation and testing for high risk and control reporting and support… more
- Wells Fargo (Charlotte, NC)
- …accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes , Operational, Regulatory Compliance), which includes effectively ... **About this role:** **The Audit Manager at Wells Fargo is an Individual Contributor...policies and methodology + Participate in audits and complete testing in accordance with Audit Methodology + Assist in… more
- Truist (Charlotte, NC)
- …duties (as assigned) to support technology activities related to the corporate-wide Financial Crimes Program; reporting pertinent information to the immediate ... and external partners to aid in achieving strategic objectives and a best in class Financial Crimes program 16. Develop and maintain financial crimes … more
- Wells Fargo (Charlotte, NC)
- …software products using agile/scrum principles. + Demonstrated experience developing fraud, financial crimes or cybersecurity products. + Demonstrated experience ... accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes , Operational, Regulatory Compliance), which includes effectively… more
- TD Bank (Charlotte, NC)
- …Compliance programs related to all aspects of AML and ATF laws. The Financial Crimes Risk Management (FCRM) Know Your Customer (KYC) Program Team ... can provide you more specific details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** The Senior Financial Crime Risk… more
- TD Bank (Charlotte, NC)
- …for the implementation and management of the capacity planning process for Financial Crimes Risk Management (FCRM) department. The primary responsibility will ... matter expert and where necessary participates in identifying, designing and testing solutions and supporting the implementation + Facilitates key discussions and… more
- Wells Fargo (Charlotte, NC)
- …accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes , Operational, Regulatory Compliance), which includes effectively ... Wells Fargo is seeking an Associate / Junior Business Manager with our Markets Sales COO & Client Strategy...Identify opportunities for process improvement by conducting root cause testing of all compliance and business metrics + Determine… more