- US Bank (Charlotte, NC)
- …what you excel at-all from Day One. **Job Description** The Operational Risk Review (ORR) Testing Analyst -Technology has an exciting opportunity ... build and implementation of Independent Risk Review and Assessment's operational risk testing program. Operational Risk Management oversees… more
- US Bank (Charlotte, NC)
- …new skills and discover what you excel at-all from Day One. **Job Description** Operational Risk Review Quality Assurance Lead (QAL) conducts Quality ... Assurance (QA) reviews of the Operational Risk Review (ORR) function...operations. + Deep understanding of and working experience with testing and quality assurance principles and methodologies. + Basic… more
- Bank of America (Charlotte, NC)
- Compliance and Operational Risk Manager- Control Room Charlotte, North Carolina;New York, New York **Job Description:** At Bank of America, we are guided by a ... is responsible for the execution of the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy and the Compliance and … more
- Bank of America (Charlotte, NC)
- Compliance & Operational Risk Manager- Quality Assurance Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common purpose to ... responsible for executing second line of defense compliance and operational risk oversight for a Front Line...team work. **Skills:** + Advisory + Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Risk… more
- Truist (Charlotte, NC)
- …States of America) **Please review the following job description:** Operational Risk Governance and Transformation Officer is primarily responsible for ... support of corporate governance processes through results reported to Operational Risk Management Committee, Enterprise Risk... risk execution activities. Focus will be on risk program elements (RCSA, Control Testing , Third… more
- Robert Half (Charlotte, NC)
- … Risk Control Self-Assessments for relevant business areas. + Investigating operational risk events, producing concise summaries, and identifying remediation ... Secondary emphasis on Visio and Access. + Professional Certification such as Certified Operational Risk Professional (CORP), Certified in Risk and… more
- Bank of America (Charlotte, NC)
- …Inventory and FLU/CF Risk & Control Self-Assessment (RCSA) + Supports the review and challenge of internal and external operational loss events, including ... for supporting the execution of the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy and the Compliance and … more
- Wells Fargo (Charlotte, NC)
- …alignment with the Risk Management Framework, and ensuring effective and appropriate testing , validation, and documentation of review activities for risk ... Testing & Validation (IT&V) as part of Corporate Risk . Learn more about the career areas and lines...will:** + Lead complex initiatives executing moderate to high risk or complex review activities and engagements… more
- TD Bank (Charlotte, NC)
- …(eg CDIC, AML, Privacy, IDA, CBA, SOX, Basel etc.) + Supports enterprise-wide operational risk escalation, review and approval processes, data management, ... Risk Management Policy & Framework + End user testing experience + Functional or program governance experience +... experience + Functional or program governance experience + Operational risk management experience + Archer experience… more
- USAA (Charlotte, NC)
- …+ Leads team audit activities and provides feedback on planning and scoping, and review of risk assessment and testing that demonstrates critical thinking ... special! **The Opportunity** As a dedicated **Audit Manager - Operational Risk Management/Fraud Risk ** ,...from multiple sources to ensure valid conclusions from audit testing are drawn. + Identifies control weaknesses and opportunities… more
- USAA (Charlotte, NC)
- …makes us so special! **The Opportunity** As a dedicated **Senior Audit Manager -** ** Operational Risk Management/Fraud Risk ** **,** you will manage audit ... with competing priorities. **What sets you apart:** + Internal Audit experience. + Operational Risk Management framework and/or Fraud Risk Management… more
- Wells Fargo (Charlotte, NC)
- …alignment with the risk management framework + Ensure effective and appropriate testing , validation, and documentation of review activities for risk ... the Regulatory Reporting Incremental Compliance Team to support the acquisition, analysis, and testing of data reported in regulatory and risk reports. **In this… more
- Truist (Charlotte, NC)
- …1. Execute first line of defense activities related to compliance with operational risk guidelines. This includes proactively identifying changes in personnel, ... review the following job description:** Responsible for implementation of Truist's risk programs to include effectiveness testing , risk monitoring,… more
- Charles Schwab (Charlotte, NC)
- …with IAD methodology. + Issues Identification: Based on the results of audit testing , identify and draft audit observations for review . + Issue Management ... processes across the organization. Additionally ,we evaluate the effectiveness of risk management, control and governance processes. Internal Audit leadership is… more
- Truist (Charlotte, NC)
- …for managing Truist's data risk . Role is accountable for assessing risk types covering data, cyber, technology, operational , compliance and strategic risks ... looking data risks while balancing priorities. 3. Targeted control testing - Support independent second line testing /...as appropriate. 5. Independent Challenge of LOD1 assessments - Review and attest to/challenge adequacy of risk … more
- Bank of America (Charlotte, NC)
- … risk outcomes. Job expectations may include the ability to recognize all risk categories including credit, market, operational and compliance, as well as ... risk management procedures and standards + Conducts execution of risk framework activities including independent monitoring and testing of controls… more
- Truist (Charlotte, NC)
- …areas in the development and implementation of policies, procedures and processes to minimize risk . 5. Assist in the development, testing and reporting on the ... enterprise perspective. Perform first line of defense control monitoring, testing and reporting of issues to LOB management. **Essential...Serve as a backup to the Premium Finance Senior Risk Management and Compliance Manager in the review… more
- Truist (Charlotte, NC)
- …risks; Utilize and refine analytical tools as appropriate to support assessments of risk . 6. Execute control monitoring and testing activities to assess ... English (Required) **Work Shift:** 1st shift (United States of America) **Please review the following job description:** Engage with Business Unit in its management… more
- TIAA (Charlotte, NC)
- **Technology Risk Officer** The Technology Risk Officer oversees advanced technology platforms that perform data quality checks and analysis for reporting to ... Risk Managers. As a subject matter expert in ...team to verify that enhancement requests and User Acceptance Testing are fulfilled receive sign-offs. + Designs and develops… more
- Truist (Charlotte, NC)
- …and support for all business unit segments assigned in the execution of enterprise risk and operational risk programs. Collaborate with leadership, second ... standards. 5. Develop relationships and partner with BU Chief Risk Officer, Audit, Operational Risk ...controls applied to mitigate them to execute ad hoc risk management initiatives and controls testing . 10.… more