- SMBC (Charlotte, NC)
- …portfolio of benefits to its employees. **Role Description** The Director, IT Functional Control Officer (FCO) for Capital Markets/Nikko is a change agent and ... the Information Technology functional areas with expert guidance on processes and control design, ensures effective assessment of technology risk across the… more
- SMBC (Charlotte, NC)
- …portfolio of benefits to its employees. **Role Description** Reporting to the Operational Risk Officer , Director of Operational Risk , the position supports ... governance reporting on Operational Risk Programs like Risk Appetite, Risk and Control ...about their specific hybrid work schedule during their interview process . Hybrid work may not be permitted for certain… more
- SMBC (Charlotte, NC)
- …The Data Management Department Americas Division (DMDAD) of the Chief Data & Analytics Officer (CDAO) works with group companies and functional areas on a wide range ... that enable data driven decision-making, improve productivity, and efficiently manage risk . The successful candidate will have previously implemented and managed… more
- Truist (Charlotte, NC)
- …and Change Office, responsible for the execution and support of the enterprise risk control self-assessment (RCSA). Utilize risk expertise to support ... the development and maturation of second line risk programs in alignment with regulatory expectations while balancing...RCSA framework and associated assessment unit changes to operational process , risks and controls in support of all business… more
- TD Bank (Charlotte, NC)
- …Risk Management including Model Risk Management and the Office of the Chief Risk Officer . They should have and should have the ability to read and ... Functions across TD. This position will primarily support Regulatory Compliance Management and Risk and Control Self-Assessments for US Enterprise Risk … more
- Wells Fargo (Charlotte, NC)
- …grow. Join us! **About this role:** Wells Fargo is seeking a **Lead Control Management Officer ** within Equities Trade Surveillance. The Corporate & Investment ... Banking (CIB) Control organization serves as the front line of risk management and is accountable for assessing and effectively managing all associated risks for… more
- Wells Fargo (Charlotte, NC)
- …empowered to grow. Join us! **About this role:** Wells Fargo is seeking a **Lead Control Management Officer ** to advance the use of emerging technologies in ... risk management and control oversight. This role...request a medical accommodation during the application or interview process , visit Disability Inclusion at Wells Fargo (https://www.wellsfargojobs.com/en/diversity/disability-inclusion/) .… more
- USAA (Charlotte, NC)
- …and oversight agencies. + Significant knowledge of ** risk frameworks (governance, appetite, process , risk and control analysis, control effectiveness ... you will do:** + Establishes and maintains an independent Compliance and Operational Risk Management function appropriate for USAA's size, complexity, and risk … more
- Bank of America (Charlotte, NC)
- …computing platforms (Cloud, PaaS) * Experience evaluating third party information security control and providing guidance to reduce risk on identify observations ... Sr. Business Information Security Officer Chicago, Illinois;Washington, District of Columbia; Charlotte, North...the business in order to have specialized information security risk -based discussions. This relationship will ensure a focus on… more
- KeyBank (Charlotte, NC)
- … will be a member of the Consumer Deposit Compliance team within Compliance Risk Management. The Compliance Officer will provide subject matter expertise of ... monitoring and testing to ensure compliance risks are mitigated according to Key's Risk & Control Self-Assessment (RCSA) Procedures and applicable policies. As… more
- KeyBank (Charlotte, NC)
- …a member of the Commercial Lending and Deposits Compliance team within Compliance Risk Management. The Commercial Compliance Officer will provide support to ... and monitoring of line of business processes and controls. Proactively identify process improvements or control gaps and facilitate necessary associated changes.… more
- Truist (Charlotte, NC)
- …job description:** Under the general supervision of the Senior Model Validation Officer , perform advanced level model validation for the corporation. Focus primarily ... controls and serve as a resource for the corporation in all model risk management related tasks. **ESSENTIAL DUTIES AND RESPONSIBILITIES** Following is a summary of… more
- KeyBank (Charlotte, NC)
- …monitoring and testing to ensure compliance risks are mitigated according to Key's Risk & Control Self-Assessment (RCSA) Procedures and applicable policies. The ... Tiedeman Road - Brooklyn, Ohio 44144 The Senior Compliance Officer will be a member of the Consumer Deposit...and/or processes. + Conduct compliance monitoring to proactively identify process improvements or control gaps and facilitate… more
- USAA (Charlotte, NC)
- …Opportunity** We are seeking a dedicated _I_ _ntermediate level_ Protective Security Officer to provide armed workforce security and safety by responding to and ... resolving issues pertaining to access control , accident and emergency response, medical response, workplace violence,...resolution. Performs all duties in alignment with USAA's Security Officer Standards. We offer a work environment that requires… more
- Bank of America (Charlotte, NC)
- …including price risk in the CFO managed securities portfolio. As the Chief Risk Officer (CRO) function covering the Chief Financial Officer (CFO) Group, ... Financial Risk Analytics Sr. Specialist New York, New York;Charlotte,...gain exposure to a wide range of businesses and control functions across the Bank. **Key Responsibilities** Support execution… more
- American Express (Charlotte, NC)
- …within the Global Risk and Compliance organization and led by the Chief Risk Officer , manages operational risks associated with Information & Cyber Security ... management within the banking/financial services industry including policy & procedure development, risk appetite, risk control self-assessment and testing,… more
- Insight Global (Fort Mill, SC)
- …of risks across the Finance organization. The FRM team is led by the Finance Chief Risk Officer , reporting directly to the Companys Chief Risk Officer . ... Job Description The Finance Risk Management (FRM) group within Corporate Risk...due to a disability during the application or recruiting process , please send a request to Human Resources Request… more
- Truist (Charlotte, NC)
- …them with the Enterprise Privacy Policy in collaboration with Chief Privacy Officer . Define archiving, retention, and data destruction requirements for CDEs for ... or Corporate functions in collaboration with the CDAO and Chief Privacy Officer . **ESSENTIAL DUTIES AND RESPONSIBILITIES** Following is a summary of the essential… more
- TIAA (Charlotte, NC)
- …to executing operational risk programs (eg, RCSA, business continuity), process -level control assessments, and control -related executive reporting. ... Administrative Office (TDOSS)** The Office of the Chief Administrative Officer orchestrates and advances the program management office to...(SoR) + Developing AI-related code to simplify the current Risk and Control Self-Assessment process … more
- TD Bank (Charlotte, NC)
- …compliance reviews and ensures work is performed in accordance with Compliance Process Certification methodology and consistent with Compliance Risk Managements ... mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll...as needed. The Compliance Manager supports the Chief Compliance Officer (CCO) in ensuring the Bank's compliance with all… more
