- Deloitte (Charlotte, NC)
- …knowledge of traded products and associated cashflows + Demonstrate understanding of business processes, regulatory requirements, internal control risk ... Deloitte Risk and Financial Advisory Risk, Data and Regulatory Liquidity - Manager Deloitte Risk...and Regulatory professionals help organizations identify the regulatory changes impacting their business and implement… more
- US Bank (Charlotte, NC)
- …and discover what you excel at-all from Day One. **Job Description** The ** Regulatory Reporting Submission Manager ** supports critical regulatory reporting ... skills are critical skills. **Responsibilities:** Consistent with the role of the ** Regulatory Reporting Submission Manager ** : . Full cycle creation and… more
- Huntington National Bank (Charlotte, NC)
- Description Our Regulatory Reporting Data & Automation Manager position is a highly visible and impactful position working on Huntington's regulatory ... across segments to drive the end to end automation of the required regulatory filings in compliance with the standards and guidance from the appropriate institution… more
- Huntington National Bank (Charlotte, NC)
- Description Our Regulatory Reporting Accounting Senior Manager position is a highly visible and impactful financial reporting position working on Huntington's ... regulatory financial filings. The primary responsibility will be to...across the organization to gather reportable data, including providing business requirements to data partners (including IT and Finance… more
- Huntington National Bank (Charlotte, NC)
- Description At the direction of the Head of Regulatory Reporting, our Regulatory Reporting Senior Manager will have primary responsibility for managing short ... achieved. + Project Management certification. + Strong knowledge and experience with regulatory reports. + Control mindset and demonstrated ability to partner… more
- US Bank (Charlotte, NC)
- …services, and regulatory trends that impact their assigned line of business - Advanced understanding of the business line's operations, products/services, ... from Day One. **Job Description** The Corporate Audit Services Senior Audit Manager supports internal audit leadership, in providing the Audit Committee and senior… more
- US Bank (Charlotte, NC)
- …at-all from Day One. **Job Description** The Corporate Audit Services Audit Project Manager is primarily responsible for supervising staff in the completion of audit ... supervision from managers, however there are no direct reports. The Audit Project Manager is expected to monitor progress of audit engagements against plan and… more
- Bank of America (Charlotte, NC)
- Compliance and Operational Risk Manager - Control Room Charlotte, North Carolina;New York, New York **Job Description:** At Bank of America, we are guided by a ... Monitoring, Surveillance, and Testing **Job Description Summary** The Global Control Room (GCR) has a business -critical role...and Investment Banking Legal. + Manage day to day Control Room processes. + Assist AMRS manager … more
- Bank of America (Charlotte, NC)
- Quality Assurance Lead for Global Regulatory Reporting - US Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common purpose to ... for the LOB. This role aligns to the Global Regulatory Reporting (GRR) Team within the CFO Global Financial... Reporting (GRR) Team within the CFO Global Financial Control (GFC) department. GRR's purpose is to drive high… more
- Bank of America (Charlotte, NC)
- Global Financial Crimes Manager (Quality Control ) Charlotte, North Carolina;Tampa, Florida; Pennington, New Jersey; Phoenix, Arizona; Chicago, Illinois **Job ... Units/ Control Functions-owned policies and standards to ensure that regulatory requirements and operational risks are appropriately addressed + Produces and/or… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Control Management Senior Manager to lead our Wealth and Investment Management control team. **In this role, ... and recommend Business Controls opportunities for process improvement and risk control development by managing and directing teams on strategy and execution of… more
- Truist (Charlotte, NC)
- …additional constituencies, including Board of Directors, Investor Relations, and various regulatory agencies. + Financial Manager role that coordinates financial ... ensuring adequate support of data integrity. + Subject matter expert on regulatory reporting requirements, business cycles, origination channels and accounting… more
- Regions Bank (Charlotte, NC)
- …a line of business **Preferences** + Masters degree + Certified Regulatory Compliance Manager Certification (CRCM) **Skills and Competencies** + Strong ... logging into the careers section of the system. **Job Description:** At Regions, the Business Unit Compliance Function Manager operates as a first, second, or… more
- City National Bank (Charlotte, NC)
- …bank. This role is responsible for (i) with the guidance of Manager Control Testing/Reporting, responsible for building sustainable processes with appropriate ... internal audit. **What you will do** + With the guidance of Manager Control Testing/Reporting, responsible for building sustainable processes with appropriate… more
- Bank of America (Charlotte, NC)
- …Risk manager will be responsible for assessing risks and control effectiveness for enterprise architecture and technology management practices and procedures ... Compliance and Operational Risk Manager - Enterprise Architecture Charlotte, North Carolina;Chicago, Illinois; Pennington, New Jersey **Job Description:** At Bank of… more
- Bank of America (Charlotte, NC)
- Business Controls Manager Charlotte, North Carolina;Fort Worth, Texas; Plano, Texas **Job Description:** The Global Credit, AML, Onboarding Organization is a ... central control function which governs, facilitates, and oversees the end-to-end...the **Director level.** + Will have worked in the Regulatory space across multiple lines of business … more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Supervisory Control Specialist to join our Complex Products and Strategy team within Wealth & Investment Management. ... Learn more about the career areas and lines of business at www.wellsfargojobs.com **In this role, you will:** +...meaningful statistics + Develop expertise in firm, compliance and regulatory policies and procedures + Collaborate and consult with… more
- Wells Fargo (Charlotte, NC)
- …Group. This first line control management role will help strengthen the business control environment by providing consultative guidance to business ... **About this role:** Wells Fargo is seeking a Lead Control Management Officer Military Apprentice to join our Shared Service Operations Control Management… more
- Bank of America (Charlotte, NC)
- …EAC C&OR Manager also assists in preparing materials for C&OR regulatory exams/audits/inquiries and may assist with preparation for FLU/CF regulatory ... EAC Compliance & Operational Risk Manager Charlotte, North Carolina **Job Description:** At Bank...a timely manner, engaging with Front Line Units and Control Functions (FLU/CF) leaders globally, coordinating with the FLU/CF… more
- Bank of America (Charlotte, NC)
- …and ability to effectively engage stakeholders and foster collaboration among GCOR, the business and other control functions + Ability to challenge and "ask ... Compliance & Operational Risk Manager - Quality Assurance Charlotte, North Carolina **Job Description:**...and operational risk oversight for a Front Line Unit, Control Function, and/or Third Parties. Key responsibilities include ensuring… more