- Grant Thornton (Charlotte, NC)
- As a Regulatory Compliance Risk Senior Associate, you will get the opportunity to grow and contribute to our banking clients' business needs by providing ... knowledge on emerging regulations and help organizations leverage efficiencies within the Risk , Regulatory Compliance & Controls Practice - all with the… more
- Citigroup (Charlotte, NC)
- … management policies, systems, infrastructure and data requirements. + Maintain strict compliance with all risk -related regulatory requirements to ensure ... capital management, including the measurement and reporting of spot regulatory capital and risk weighted assets ("RWA")....is highly transaction-oriented and there is extensive interaction with senior members of the Business, Line Risk ,… more
- Wells Fargo (Charlotte, NC)
- …all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... **About this role:** Wells Fargo is seeking a Senior Counsel in the CIB Regulatory ...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more
- Wells Fargo (Charlotte, NC)
- …all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... Wells Fargo is seeking a Senior Risk Analytics Consultant This position...Analytics Consultant, you will contribute to ensuring data quality, regulatory compliance , and timely delivery of GL… more
- Resideo (Charlotte, NC)
- …an experienced professional to join our team in a newly created role as the Senior Manager, Global ESG and Emerging Risk Controller. This role will be ... of emerging risks. This critical role involves delivering high-impact insights to senior leadership while evaluating the effectiveness of risk frameworks,… more
- Truist (Charlotte, NC)
- …shift (United States of America) **Please review the following job description:** The GCO Senior Risk Advisory Manager I is responsible for providing first line ... A strong understanding of consumer financial products, retail banking operations, risk management frameworks, and regulatory expectations is essential. This… more
- TD Bank (Charlotte, NC)
- …in KYC, EDD, or AML within a financial institution + Demonstrated expertise in high- risk customer reviews and regulatory compliance + Strong analytical, ... provide you more specific details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** The Senior Financial Crime Risk … more
- Truist (Charlotte, NC)
- …for maintaining and monitoring adherence to AI policies and procedures, conducting risk tiering, ensuring compliance with regulatory frameworks and ... risk focused management and partnership routines with risk teams and internal partners. Interface with senior...LOD1) risk program execution. 6. Monitor legal, regulatory , compliance and audit matters for assigned… more
- Truist (Charlotte, NC)
- …shift (United States of America) **Please review the following job description:** The GCO Senior Risk Advisory Manager I is responsible for providing first line ... extensive background in data management with a strong understanding of formal risk management processes to include Regulatory engagements, Issue Management, and… more
- TD Bank (Charlotte, NC)
- … of capital risk management processes with US regulations, understanding that regulatory compliance alone is not sufficient and that capabilities should be ... this role. **Job Description:** We are looking for a Senior Manager to join TD's Capital Risk ...level, requiring broad managerial and deep specialized knowledge of risk management issues at the enterprise, business, regulatory… more
- Truist (Charlotte, NC)
- …adequacy of first line-of-defense (1LoD) risk program execution. 9. Monitor legal, regulatory , compliance and audit matters for assigned risk oversight ... of America) **Please review the following job description:** The Senior AI Risk Oversight Manager provides leadership... risk assessment methodologies. 4. Knowledge of AI regulatory frameworks and compliance standards. 5. Strong… more
- Truist (Charlotte, NC)
- …business and regulatory change). . Provide oversight and support for open risk , audit, and regulatory issues. Evaluate the root cause, the corrective action ... . Communicate with EFT leadership regarding activities, trends, and events pertaining to risk , regulatory , audit and loan review activities. Promote various … more
- Truist (Charlotte, NC)
- …States of America) **Please review the following job description:** The Enterprise Resilience Senior Risk Manager is a second line of defense subject matter ... related experience in Resilience, Business Continuity/Disaster Recovery, Information Technology Risk Management, Cyber, crisis management or senior operational… more
- Truist (Charlotte, NC)
- …of America) **Please review the following job description:** Truist is looking for a Senior Cybersecurity Risk Officer to serve as the independent oversight and ... line of defense corporate authority for managing Truist's technology risk , including driving our overall risk appetite...Senior Business Unit (BU) management, as well as regulatory agencies; 14. Talent Management - Lead, manage and… more
- Truist (Charlotte, NC)
- …of various risk programs including but not limited to the risk control self-assessment (RCSA), business and regulatory change initiatives, issues management, ... risk expertise to support the development and maturation of second line risk programs in alignment with regulatory expectations while balancing demands on… more
- TD Bank (Charlotte, NC)
- …and creates supporting documentation in compliance with policies, procedures, and regulatory requirements. To be successful in the Senior AML Financial Crime ... Risk Management **Job Description:** The Financial Crime Risk Senior Investigator conducts end to end...+ Keeps abreast of emerging issues, trends, and evolving regulatory requirements and assesses potential impacts + Maintains a… more
- Wells Fargo (Charlotte, NC)
- …all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... **About this role:** Wells Fargo is seeking a Senior Risk Analytics Consultant to join...and enhancing the WMCRD database to support WIM Credit Risk , CRIT Credit Risk , and Regulatory… more
- Truist (Charlotte, NC)
- …review the following job description:** The GCO (Governance and Controls Organization) Senior Risk Advisor partners with the Corporate Finance and Strategy ... Matter Expert (SME) to assigned Business Unit across all risk types to promote and strengthen compliance ...and track controls, including those aligned to SOX and regulatory requirements. + Foster a spirit of continuous improvement… more
- Wells Fargo (Charlotte, NC)
- …all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... actions, create, and implement effective controls to mitigate risks. + Lead risk assessments, control evaluations and audit/ regulatory responses + Develop and… more
- Truist (Charlotte, NC)
- …America) **Please review the following job description:** Truist is looking for a Senior Credit Risk Officer who will be responsible for optimizing profitability ... change from time to time. 1. Serve as a senior credit risk officer for large and...sustainable profitability 4. Stay abreast of laws, regulations and risk management techniques to ensure compliance and… more