- SMBC (Charlotte, NC)
- …to ensure contracts include appropriate terms, SLAs, protections, and regulatory compliance. + Foster inclusive and mutually beneficial vendor partnerships ... that support bank operations and customer experience. + Identify and implement process...experience. + Identify and implement process enhancements to improve reporting and workflow efficiency. **Qualifications and Skills** + Bachelor's… more
- Capco, a Wipro Company (Charlotte, NC)
- **Marketing Technology and Operations Lead** \#LI-SG1 **About the team:** Capco Marketing Services is a maturing Capco practice committed to solving our client's ... most difficult challenges related to digital and marketing strategy, operations , transformation, and expansion. Our industry experts work closely with Capco's… more
- TAK Communications (Charlotte, NC)
- …expenditure requests while maintaining strict cost controls + Provide executive-level financial reporting and business insights to COO and senior leadership team ... large-scale telecommunication infrastructure projects in Multi-Dwelling Units (MDUs) nationwide. Reporting directly to the Chief Operating Officer, the MDU Project… more
- SMBC (Charlotte, NC)
- …of post-trade processing systems across settlements, confirmations, collateral management, regulatory reporting , and risk. The ideal candidate combines ... practices. + Oversee end-to-end testing for settlements, reconciliations, clearing, payments, regulatory reporting (MiFID, TRACE, CFTC), and other post-trade… more
- SMBC (Charlotte, NC)
- …etc. + Assist in preparing monthly, quarterly, and ad-hoc risk reports for senior leadership, governance committees, and regulatory bodies. + Support data ... offers a competitive portfolio of benefits to its employees. **Role Description** Reporting to the Operational Risk Officer, Director of Operational Risk, the… more
- ALBEMARLE (Charlotte, NC)
- …Director collaborates closely with regional supply chain leaders, legal, finance, operations , and external partners to build long-term competitive advantage and ... transitions. + Align PRM metrics with ESG, compliance, and financial reporting requirements. + Integrate risk insights into sourcing decisions, supplier selection,… more
- Bank of America (Charlotte, NC)
- Regulatory Reporting Operations Senior Professional Charlotte, North Carolina;New York, New York **To proceed with your application, you must be at least ... opportunities to learn, grow, and make an impact. Join us **Description:** The Regulatory Reporting Operations Senior Professional is part of the… more
- Bank of America (Charlotte, NC)
- …goal of centralizing, standardizing and remediating (as necessary) regulatory reporting processes within NTCO NFRR Operations . We are therefore looking ... Global Markets Non-Financial Regulatory Reporting (GM NFRR) Operational Monitoring...and complex operational issues + Responsible for expense management, reporting and forecasting for operations areas managed… more
- Truist (Charlotte, NC)
- …business process inventory, including process maps with control points documented. Manage Regulatory Reporting Governance Senior Analysts and Analysts, as ... following job description:** Implementation, management and ongoing execution of the Truist regulatory reporting risk frameworks in alignment with second line of… more
- TD Bank (Charlotte, NC)
- …financial controls, ensuring accuracy, compliance, and risk mitigation across the bank's financial reporting and operations . **Depth & Scope:** + Scope of role ... analysis and support for key business areas/portfolios as assigned. Proactively manages senior relationships in order to provide seasoned and deep business insights,… more
- American Express (Charlotte, NC)
- …you will help us define the future of American Express. **Position Summary** The Senior Manager, Internal Fraud Reporting & Insights plays a critical leadership ... leader will oversee the development of key metrics, dashboards, and executive reporting to support risk transparency, regulatory compliance, and governance… more
- TD Bank (Charlotte, NC)
- …**Experience with management reporting / reporting routines (excluding Board reporting ), regulatory exams, or senior -level stakeholder management.** + ... role which is outlined in the general description below. **Job Summary:** The Senior Manager, Compliance Governance & Operations leads, develops and oversees a… more
- TD Bank (Charlotte, NC)
- …team member has a chance to make a tangible impact - both in day-to-day operations and in the design of a future-focused compliance program. This not just about ... collaborative and creative in your approach. You will manage day-to-day operations while also helping design and implement a forward-thinking compliance program… more
- Coinbase (Charlotte, NC)
- …securities clearing, settlement, margin, and custody * Solid knowledge of broker-dealer regulatory requirements and reporting practices * Demonstrated ability to ... within regulated financial markets? We are seeking a highly-skilled Senior Associate to be a key member of our...to be a key member of our Broker Dealer Operations team, responsible for the integrity, efficiency, and optimization… more
- PNC (Charlotte, NC)
- …and have an opportunity to contribute to the company's success. As an Operations Production Support Specialist within PNC's Midland Loan Services - Investor ... Reporting organization, you will be based in any of...communicates performance statistics and reports to internal stakeholders and senior management. + Promotes and monitors the production workflow… more
- Bank of America (Charlotte, NC)
- Senior Group Operations Manager - Sanctions Screening Center of Excellence Charlotte, North Carolina;Richmond, Virginia; Scranton, Pennsylvania **To proceed with ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Charlotte/ Senior -Group- Operations -Manager Sanctions-Screening-Center-of-Excellence\_25031154) **Job Description:** **About Us** At… more
- TD Bank (Charlotte, NC)
- …oversight through management of the policy and training exemption governance and reporting processes to the Compliance Senior Executive Team (and related ... to make a tangible impact - both in day-to-day operations and in the design of a future-focused compliance...colleagues dedicated to setting new industry standards. The Compliance Regulatory Change Office (CRCO) supports TD business lines in… more
- Coinbase (Charlotte, NC)
- …connection, and alignment. Attendance is expected and fully supported. As the Senior Manager, Compliance Operations at Coinbase, you'll lead the charge ... everyone. You'll be a driving force behind our Anti-Money Laundering (AML) operations , managing centralized Quality Control (QC) programs that span multiple teams,… more
- TD Bank (Charlotte, NC)
- …change activities. Ensuring compliance with all internal governance documents and regulatory requirements.** **Establish and maintain comprehensive reporting and ... to make a tangible impact - both in day-to-day operations and in the design of a future-focused compliance...management of the policy and training exemption governance and reporting processes to the Compliance Senior Executive… more
- TD Bank (Charlotte, NC)
- …the business, proactively managing regulatory change and providing trusted and reliable reporting , advice and opinion to senior leadership and the Board on ... the Bank's risk philosophy and strategic direction. **Job Description** Reporting to the Head of Compliance, Regulatory ...the Head of Compliance, Regulatory Inventory and Regulatory Change, the Senior Manager is responsible… more
