- Principal Financial Group (Charlotte, NC)
- …opportunities and drive growth. + Collaborate closely with sales, legal, compliance and administration teams to analyze retirement plan documents, to assessing ... their viability and risk to help making informed decisions on whether to...revenue and client satisfaction. + Identify market trends and lead efforts to develop and implement improved processes through… more
- SMBC (Charlotte, NC)
- …regulatory compliance , with a focus on key areas such as BCBS 239, Risk , Compliance , RWA, and Liquidity reporting. We are seeking an experienced and ... between the CDAO and key business and functional units-including Risk , Finance, Compliance , and the Front Office....- Strategic Partnership & Advisory Act as a trusted advisor to senior leaders across business and functional areas.… more
- USAA (Charlotte, NC)
- …special and impactful. **The Opportunity** We are seeking a talented Risk and Compliance Advisor Lead focusing on Second Line oversight of the Payments ... to be delivered to executives and board members. + Executes compliance risk management activities in accordance with enterprise compliance standards.… more
- USAA (Charlotte, NC)
- …individual to champion risk awareness and boost the effectiveness of our risk and compliance programs. You'll team up with various departments, including ... Compliance , Risk Management, Operations, IT, and even... exposures which result in significant business impacts. + Lead the most complex projects involving cross-functional areas. +… more
- First Horizon Bank (Charlotte, NC)
- …**Location** : On site at location listed in job posting. **Summary** : The Business Risk and Controls Advisor sits in the first line of defense and is ... other inquiries from internal audit and regulators relative to risk management. **Job Responsibilities:** * Lead the...reporting that provides a holistic view of business unit compliance with risk programs, identification of top… more
- USAA (Charlotte, NC)
- …team and play a vital role in ensuring the strength and effectiveness of our risk and compliance programs! In this collaborative role, you'll work closely with ... Compliance , Risk Management, Operations, IT, Audit, and...not available for this position. **What you'll do:** + Lead and drive solutions for stronger controls, and in… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Lead Trust Advisor - Special Needs Trust (Senior Lead Fiduciary Advisory Specialist (LO)) responsible ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- USAA (Charlotte, NC)
- …Shape the future of talent at USAA! We're hiring a Talent Assessment Advisor Lead (director level individual contributor) to enable data-driven talent decisions. ... activities are effectively identified, measured, monitored, and controlled in accordance with risk and compliance policies and procedures. **What you have:** +… more
- PNC (Charlotte, NC)
- …AML and Sanctions Program monitoring reviews. + Reviews AML and Sanctions compliance reports and related customer risk profiles. Identifies issues, escalates ... needed to be successful in this position. **Preferred Skills** Compliance Reporting, Customer Risk , Decision Making, Regulatory Requirements,… more
- Bank of America (Charlotte, NC)
- …participants who require heightened support to achieve success + Help reinforce compliance , supervision, and provide risk management support of ADP participants ... Market Leader - Advisor Development Program Charlotte, North Carolina **To proceed...and achieving hurdles + In alignment with national program, lead training and develop activities, tools, and routines to… more
- Vanguard (Charlotte, NC)
- …the firm or investors. The role requires close collaboration with business leaders and risk partners, including Compliance , Risk , and Internal Audit. The ... department as a highly skilled and motivated senior controls advisor within the Advice and Wealth Management (AWM) Division....in risk management. + Proven experience in risk management, controls internal auditing, or regulatory compliance… more
- First Horizon Bank (Charlotte, NC)
- …planning frameworks. + Evaluate the design and effectiveness of internal controls, risk management practices, and regulatory compliance associated with Treasury ... responsible for completing audit engagement assignments with minimal supervision. The Audit Sr. Advisor is expected to: + understand and identify the full range of… more
- Huntington National Bank (Charlotte, NC)
- …Oversee portfolio performance, ensuring revenue growth and high utilization of treasury solutions + Risk Management & Compliance : Manage risk and ensure ... Description Job Summary: As a Treasury Management Advisor III - Corporate Healthcare, you will play...to meet their financial needs + Customized Solution Design: Lead the design of complex treasury solutions, coordinating with… more
- Huntington National Bank (Charlotte, NC)
- …Oversee portfolio performance, ensuring revenue growth and high utilization of treasury solutions + Risk Management & Compliance : Manage risk and ensure ... Description Job Description: As a Treasury Management Advisor III, you will play a pivotal role...to meet their financial needs + Customized Solution Design: Lead the design of complex treasury solutions, coordinating with… more
- Truist (Charlotte, NC)
- …and CPAs. * Maintain appropriate legal, operating and regulatory controls to manage risk and compliance . Works within the existing audit, compliance ... review the following job description:** Serve as primary relationship advisor for high net worth and ultra-high net worth...the corporation. * Uses advanced credit knowledge to help lead the conversation and advice delivery model with clients… more
- Elevance Health (Gastonia, NC)
- \#HealthyBlueCareTogetherCFSP **Clinical Care Advisor - Complex Medical** **$3,500 SIGN ON BONUS** _We are partnering with North Carolina DHHS to operationalize a ... is granted as required by law. The **Clinical Care Advisor - Complex Medical** is responsible for the Children...community-based services and supports for those with or at risk for mental health or other challenges and their… more
- Hatch (Charlotte, NC)
- …folders + Lead and facilitate the project hazard analysis and risk assessment process across all project disciplines + Ensure the implementation and support ... you. Hatch is seeking a Site Health and Safety Advisor based in our Mount Holly, SC. If you...Hatch safety information management system on the project + Lead and participate in project incident investigations and reporting… more
- NTT America, Inc. (Charlotte, NC)
- …trusted advisor and delivering tailored solutions that address specific risk management and compliance challenges. **Required Qualifications:** + Bachelor's ... our Banking & Financial Services clients: https://us.nttdata.com/en/services/consulting-services/banking-and-financial-services-consulting **Job Title: Risk and Compliance Optimization Director** **How You'll… more
- Vanguard (Charlotte, NC)
- …impact with a leader in the financial industry! As a Senior Wealth Advisor within Vanguard's Advice and Wealth Management division, you will develop tailored ... investment philosophy and making recommendations that consider client suitability, risk tolerance, appropriate saving/spending strategies, Senior Wealth Advisors give… more
- Truist (Charlotte, NC)
- …technical consultation on extremely challenging or unusual situations. 5. May lead large, complex projects related to improving processes or support capabilities. ... and external business challenges and recommend best practices. 5. Ability to lead complex projects. 6. Sophisticated analytical skills and the ability to solve… more
