- FalconX (New York, NY)
- …growing and learning collaboratively. Impact We are seeking an experienced Global Chief Compliance Officer to lead our distributed, global compliance team. ... Must be initiative-taking, flexible, innovative and adaptive Prior Head of Compliance or Chief Compliance Officer experience in finance, fintech, or crypto… more
- SF Staffing Solutions (New York, NY)
- …The individual will work closely with members of the GSAM distribution, product, and marketing teams. He/she will also interact with other control and support areas ... (ie, Controllers, Legal, Tax, etc). Skills & Requirements Skills: Law firm associate with at least four years of experience Familiarity with SEC and FINRA rules on communications with the public and general marketing Must have strong interpersonal,… more
- Goldman Sachs, Inc. (New York, NY)
- …which include but not limited to Chief Financial Officer , Chief Information Officer , Chief Compliance Officer , Audit Committee of GS Board, and ... Job Description Job Title: Vice President, Head of Communication Department: Compliance Engineering Reports To: Managing Director, COO of Compliance Engineering… more
- Crdit Agricole CIB (New York, NY)
- …strategic responses to new compliance requirements. Management and Reporting The ICBRC Compliance Officer reports directly to the Head of GMRC in the ... 2025-101619 Update date 27/06/2025 Job description Business type Types of Jobs - Compliance / Financial Security Job title Head of Investment and Corporate Banking… more
- Bileddo Associates (New York, NY)
- …healthcare industry - HIGHLY PREFERRED Three (3) years proven experience in a compliance officer role in the healthcare industry - REQUIRED Comprehensive ... Vice President, Internal Audit/Corporate Compliance New York City Our client takes care...and throughout Brooklyn's neighborhoods. The Vice President for Internal Audit/ Compliance is responsible for evaluating, planning and implementing the… more
- Capital One (New York, NY)
- … compliance team and to serve as a chief of staff to the Chief Compliance Officer for Global Payment Network and the broader leadership team. This is an ... Sr. Network Compliance Manager We are seeking a highly motivated...while ensuring operational rigor. Responsibilities: Liaison with the Enterprise Compliance Governance team and other Local Governance Leads (LGOV)… more
- Ares Management Corporation (New York, NY)
- … compliance and ethics program. Under the leadership of the Global Chief Compliance Officer , the Compliance Department is comprised of functionally ... Marketing and Distribution, focusing on global marketing regulations as well as compliance for Ares' registered broker-dealers; Regulated Funds, which oversees the … more
- Flagstar Bank (New York, NY)
- Position Title Executive Sales Officer , Equipment Finance - Flagstar Financial & Leasing Location New York, NY 10018 Job Summary The Executive Sales Officer ... and responsibilities as required. Consistently adheres to regulatory and compliance policies and standards linked to the job as...linked to the job as listed and complete required compliance trainings. Accountable to maintain compliance with… more
- Association of National Advertisers (New York, NY)
- …is seeking a dynamic and strategic Senior Vice President, Deputy Chief Information Officer (Deputy CIO) to join our innovative technology team. Reporting directly to ... Microsoft Power BI and related platforms, driving informed decision-making. Security and Compliance : Own policies and procedures for system security, data backup,… more
- Gaia Family (New York, NY)
- Chief Financial Officer Our Vision At Gaia , we believe everyone deserves the chance to build a family - without the emotional and financial toll of traditional ... fast - and looking for a world-class Chief Financial Officer to help us lead the next chapter. The...across the UK and US Oversee financial reporting, accounting, compliance , payroll, and multi-currency treasury Ensure controls and systems… more
- ApTask (Iselin, NJ)
- …queries about your personal information, please feel free to contact our compliance team at ###@aptask.com. Applicant Consent: By submitting your application, you ... agree to ApTask's (www.aptask.com) Terms of Use and Privacy Policy, and provide your consent to receive SMS and voice call communications regarding employment opportunities that match your resume and qualifications. You understand that your personal… more
- Brookfield Renewable (New York, NY)
- …trading agreements. Support senior counsel, VP of regulatory affairs and Chief Risk Officer in managing regulatory compliance for trading activities and FERC ... matters. Manage and execute project level transactions, including financings, greenfield developments, asset sales, acquisitions, and other project-related legal matters. Particular focus will be on commercial contracts with tech hyperscalers and other… more
- NYC Health Hospitals (New York, NY)
- …POSITION: Under direction, serves as a principal assistant to the Chief Quality Officer of the facility and exercises wide latitude of independent judgment and ... need improvement, identify gaps and help with improvement projects related to compliance with the Joint Commission, Department of Health, and other regulatory… more
- Veterans Sourcing Group (New York, NY)
- …to initial funding and closing Report to Management, Supervisors and Account Officer all transactions that require special handling or approval Credit Arrangement ... duties, as assigned, completing such tasks on time. (3) Compliance Obtain a basic understanding of the applicable rules...regulations should be directed to the Americas Legal and Compliance Division. Attend Annual Compliance Training presented… more
- Kyowa Kirin North America (Princeton, NJ)
- …Summary: The Associate Director, Regulatory Affairs, Advertising and Promotion Compliance will independently review, approve, and monitor product advertising and ... promotional labeling material for an assigned product to ensure compliance with US regulatory requirements. In addition, the associate director will be responsible… more
- Invesco (New York, NY)
- …in New York and will be responsible for supporting the Transaction Officer in sourcing, underwriting, and executing investment opportunities with an emphasis on ... United States markets. Key Responsibilities / Duties: Assist Transaction Officer in sourcing, structuring, and negotiating investment opportunities, ranging from… more
- Citigroup, Inc. (New York, NY)
- …appropriate (including, but not limited to Small Business Partners, Home Lending Officer , etc.) Acquire new clients through converting referral leads Manage client ... follow-up and adhere to all Regulatory and Compliance operating procedures Ensure strict adherence to KYC/AML and...operating procedures Ensure strict adherence to KYC/AML and other compliance norms Partner with all roles on branch team… more
- Capstone Investment Advisors (New York, NY)
- …are looking for a Fund Accountant to support the Fund Controllers and Chief Financial Officer as an integral part of the Fund Accounting team who will take part in ... to collaborate with other teams such as Investor Relations, Operations and Legal/ Compliance on ad hoc requests and project Responsibilities and Impact: Responsible… more
- MUFG Bank, Ltd. (New York, NY)
- …to minimize losses and maximize recoveries. We are seeking a seasoned banking officer with strong credit analysis skills, cash flow modeling, loan workout and ... for capital cost/provision planning and charge-offs. Adhere to applicable compliance /operational risk controls in accordance with MUFG or regulatory standards… more
- Snipes (Edison, NJ)
- …with key figures from the scene like DJ Khaled, our Chief Creative Officer . But whether it's sponsorships or developing grassroots projects - we prioritize giving ... are properly followed in the store Ability to demonstrate timely execution and compliance of floor set guides and promotions Assist Store Manager in directing and… more
