- HSBC (New York, NY)
- …Key functions within the NFR team include Sarbanes-Oxley (SOX) Governance, Finance Assurance , and Targeted Transaction Testing . The US and Americas Head ... HSBC USA Inc, as well as the effectiveness and assurance over the SOX controls within the...providing subject matter expertise, advice, guidance for execution of Risk and Control Assessments ("RCAs"), setting appropriate… more
- SMBC (New York, NY)
- …work within the Internal Audit Department. The Audit Manager will report to the Risk Stripe Lead and be responsible to design and supervise execution of internal ... Direct and supervise audit from inception to completion including planning, testing , issue identification, workpaper review and reporting. - Provide support,… more
- SMBC (New York, NY)
- …and Control Function departments on requirement gathering, user acceptance testing , as well as production support - Define acceptance criteria during development ... projects - Identify and communicate risks and impacts and propose risk mitigation options, considering business implications of the applications of technology… more
- Terumo Medical Corporation (Somerset, NJ)
- …include planning and conducting audits, managing vendor quality performance, leading risk mitigation strategies, and serving as a subject matter expert for ... lifecycle. **Job Details/Responsibilities** Leading the development and execution of Clinical Risk Management Plans and Clinical Quality Plans for studies Conducting… more
- SMBC (New York, NY)
- …internal and external data to extract actionable insights. + Partner with Quality Assurance and User Acceptance Testing teams to ensure product reliability and ... features and customer value proposition. Interface with legal, compliance, risk management and other internal control and...legal, compliance, risk management and other internal control and operations groups to identify and clear obstacles… more
- Bloomberg (New York, NY)
- …institutions or technology companies + Expertise in risk assurance , controls testing , and associated control remediation + Understanding of ... Risk Assurance & Controls Testing ... Risk Assurance & Controls Testing Officer - Chief ...risk , and operational resilience + Hands-on work automating control testing regimes using advanced analytics and… more
- Deloitte (New York, NY)
- …for key stakeholders with Tableau & PowerBI + Advise teams on automating control testing and perform continuous monitoring to drive efficiency, acknowledging the ... are focused on engagements related to independent External Audit services, Accounting, Controls & Reporting Advisory, and Specialized Assurance & Sustainability.… more
- Citigroup (New York, NY)
- …Job Family Group: Controls Governance and Oversight Job Family: Quality Assurance , Monitoring and Testing (C15) **Job Family Group:** **Job Family:** **Time ... Citibank, NA seeks a Quality Assurance , Monitoring & Testing Sr. Group...experience must include: Technology Architecture analysis; Software development and testing controls ; Software Development Life Cycle (SDLC);… more
- Citigroup (New York, NY)
- …**Job Family Group:** Controls Governance & Oversight **Job Family:** Quality Assurance , Monitoring & Testing **Time Type:** Full time **Primary Location:** ... Operating Office (T&BE COO) drives a strong focus on risk and controls , compliance and value across..., compliance and value across T&BE organization and oversees Controls , Analytics and Decision Management, Quality Assurance ,… more
- American Express (New York, NY)
- …updates) + Support control monitoring (supplemental to BU process owners testing ) and compile key operational risk trends, activities, and events + ... conducting independent quality assurance and vertical process testing + Support thematic risk reporting (levels, trends, causes) + Categorize controls … more
- American Express (New York, NY)
- …updates) + Support control monitoring (supplemental to BU process owners testing ) and compile key operational risk trends, activities, and events + ... conducting independent quality assurance and vertical process testing + Support thematic risk reporting (levels, trends, causes) + Categorize controls … more
- TD Bank (New York, NY)
- …Quality Assurance (US) team is responsible for providing independent quality assurance of compliance risk through the execution of reviews. These reviews ... equivalent a plus + 8+ years of internal audit, testing and/or quality assurance experience + Knowledge...impacts to the Bank + Maintains a culture of risk management and control , supported by effective… more
- American Express (New York, NY)
- …adherence to enterprise standards, managing cross-functional coordination, and embedding quality assurance (QA) mechanisms that monitor control performance and ... standards, procedures, and policies. + Lead the review and testing of internal fraud processes, controls , and...services. + Proven experience leading program execution and quality assurance in a risk , compliance, or fraud-related… more
- American Express (New York, NY)
- …updates) + Manage control monitoring (supplemental to BU process owners testing ) and compile key operational risk trends, activities, and events to ... of control improvements + Overseeing identification of areas of risk for intervention, including conducting independent quality assurance and process… more
- Grant Thornton (New York, NY)
- …business process and information technology controls to mitigate the Company's risk . Strategic Assurance and SOC Services - Essential Duties and ... system subject to the examination, collaborate with process and control owners to help identify the relevant controls...+ Test and evaluate business processes and information technology controls to mitigate risk + Execute assigned… more
- TD Bank (New York, NY)
- …manipulation, marking the open/close/auctions, and collusion). + Strong understanding of operational risk , and control testing requirements. + Experience in ... requirements and assisting business units to manage their regulatory risk . The Surveillance Quality Assurance Manager will...Assurance or Internal Audit (covering compliance surveillance, and/or risk and control functions) at a Global… more
- American Express (New York, NY)
- …reporting process. The team performs Quality Assurance reviews including process & controls testing , testing the conformity of reported data with ... identify control gaps and improvement opportunities. + Perform transaction testing , share findings, and monitor closure. + Support compliance with Regulatory… more
- TD Bank (New York, NY)
- …Assists US CIO for Road to Strong (RTS)/Eagle activities ensuring alignment with new risk and control programs identified + Develops and maintains standards and ... Platforms and technology, legal, regulatory and compliance requirements + Implements and executes controls to mitigate risk generated across all US CIO processes… more
- American Express (New York, NY)
- …reporting training program. + Oversee quality assurance reviews (Process, Control , Conformance, & Transaction testing ) of regulatory reports, collaborating ... is a plus. + 10 years' experience in various Banking/Financial Services, Finance, Risk , Control , or Audit. + Proven thought leadership skills, effectively… more
- Bristol Myers Squibb (Princeton, NJ)
- …Read more: careers.bms.com/working-with-us . **Position:** Manager, Global Internal Audit & Assurance **Location** : Princeton, New Jersey At Bristol Myers Squibb, ... GIA will work in a team environment to plan and execute dynamic risk -based audits and identify value-added recommendations to strengthen Company processes and … more
