- FalconX (New York, NY)
- …growing and learning collaboratively. Impact We are seeking an experienced Global Chief Compliance Officer to lead our distributed, global compliance team. ... (KYC), Anti-Money Laundering (AML), trade surveillance, sanctions and derivatives compliance programs for FalconX in the US ,...be initiative-taking, flexible, innovative and adaptive Prior Head of Compliance or Chief Compliance Officer … more
- Association of National Advertisers (New York, NY)
- …trade association representing client-side marketers, is seeking a dynamic and strategic Senior Vice President, Deputy Chief Information Officer (Deputy CIO) to ... $400 billion in marketing and advertising annually. It consists of US and international companies, including client-side marketers, nonprofits, universities, and… more
- Gaia Family (New York, NY)
- …at becoming parents. Now, we're scaling fast - and looking for a world-class Chief Financial Officer to help us lead the next chapter. The Role We're looking for ... Chief Financial Officer Our Vision At Gaia , we believe...lead a best-in-class finance team across the UK and US Oversee financial reporting, accounting, compliance , payroll,… more
- Ares Management Corporation (New York, NY)
- … compliance and ethics program. Under the leadership of the Global Chief Compliance Officer , the Compliance Department is comprised of functionally ... documentation requirements in accordance with relevant legislation and regulations in the United States ; international exposure considered a plus Knowledge of… more
- Citigroup, Inc. (New York, NY)
- …Specialists, Portfolio Consultants and Home Lending Officers. Citi has many locations across the United States and is looking for top talent. If you see this ... the workplace through Citi Global Wealth at Work. The Senior Wealth Advisor will offer comprehensive financial and investment...Type: Full time Primary Location: New York New York United States Primary Location Full Time Salary… more
- Goldman Sachs, Inc. (New York, NY)
- …which include but not limited to Chief Financial Officer , Chief Information Officer , Chief Compliance Officer , Audit Committee of GS Board, and ... law. Salary Range The expected base salary for this New York, New York, United States -based position is $100000-$250000. In addition, you may be eligible for… more
- Brookfield Renewable (New York, NY)
- Senior Legal Counsel Location: New York City Join... counsel, VP of regulatory affairs and Chief Risk Officer in managing regulatory compliance for trading ... diversified portfolio of renewable energy assets spanning dozens of states . We seek to attract high-performing individuals who are...for sustainable energy. Reporting to the General Counsel, the Senior Legal Counsel will be involved in all aspects… more
- Crdit Agricole CIB (New York, NY)
- …strategic responses to new compliance requirements. Management and Reporting The ICBRC Compliance Officer reports directly to the Head of GMRC in the ... Information Salary Range: $250k - $300k #LI-DNI Position location Geographical area America, United States Of America City NEW YORK Candidate criteria Academic… more
- Cockroach Labs (New York, NY)
- …visible and cross-functional leadership role. You will be responsible for global compliance , financial reporting, internal controls, tax, treasury, and the design of ... processes. You will also be a key partner to senior leadership on financial strategy, risk, and operational excellence....and maintain a strong internal control environment aligned with US GAAP and public company standards (SOX readiness) Drive… more
- TD Bank (New York, NY)
- …this role. **Job Description:** The TD Securities Compliance team is seeking a Senior Compliance Officer to join the Surveillance Data Quality Team. The ... **Work Location** : New York, New York, United States of America **Hours:** 40...reputation of Compliance 's good governance depends on us . The Senior Compliance Office… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Job Description:** The Senior Compliance Officer provides advice, guidance and support to business ... **Work Location** : New York, New York, United States of America **Hours:** 40...objectives **Depth & Scope:** + Works independently as the senior officer and may coach and educate… more
- Marex (New York, NY)
- …services. For more information visit www.marex.com (http://www.marex.com/) Purpose of Role: The Senior Compliance Officer - Fixed Income Advisory will ... corporate bonds, convertible bonds, agency bonds, municipal bonds, and US Treasuries as well as providing compliance ...Ability to project confidence and professionalism in dealings with senior business personnel. + Ability to make, support and… more
- Marex (New York, NY)
- …more information visit www.marex.com (http://www.marex.com/) Purpose of Role: Marex is seeking a Senior Compliance Officer - Broker Dealer Advisory who will ... regulatory reporting requirements. The position will primarily focus on providing real-time compliance advisory services and serve as the subject matter expert to… more
- Banco Popular Puerto Rico (New York, NY)
- Date: Jul 13, 2025 Location: New York, NY, US , 10004 Company: Popular Workplace Type: Hybrid Senior CRA Compliance Officer - US CRA US CRA We are ... looking for a Senior CRA Compliance Officer to join our ...financial solutions to our customers, with presence in the United States , the Caribbean and Latin America.… more
- Scotiabank (New York, NY)
- …Do** + Acting as a senior compliance officer and Compliance team leader supporting Scotiabank US sales and trading businesses and coordinating with ... In this role, you will provide senior compliance support for the Scotiabank US Sales...family, financial, physical, mental, and social health needs. Location(s): United States : New York : New… more
- TD Bank (New York, NY)
- …can provide you more specific details for this role. **Job Description:** **Position:** Senior FCRM Compliance Officer **Reports to:** Director, Financial ... **Work Location** : New York, New York, United States of America **Hours:** 40...financial crime risks of new products and mandates. The Senior FCRM Compliance Officer is… more
- Citigroup (New York, NY)
- …(including the Chief Legal Officer , the Head of HR, the Chief Compliance Officer , other senior management, the Compensation, Performance Management and ... Based in New York City, the Ethics Sr Lead Officer will report to an Ethics Sr Group Manager...Type:** Full time **Primary Location:** New York New York United States **Primary Location Full Time Salary… more
- Ascendis Pharma (Princeton, NJ)
- …develop their skills. This position reports to the US General Counsel and Chief Compliance Officer . The Senior Paralegal will be part of the Ascendis ... biopharmaceutical company with locations in Denmark, Europe, and the United States . Today, we're advancing programs in...Pharma Legal and Compliance team and responsible for negotiating contracts, improving processes,… more
- Zurich NA (New York, NY)
- VP, Senior Underwriting Officer 120961 Zurich is currently looking for a Surety AVP Underwriting Officer OR VP, Senior Underwriting Officer to work ... will be filled at either the Surety AVP Underwriting Officer OR VP, Senior Underwriting Officer...location, role, skill set, and level of experience. In compliance with local laws, Zurich commits to providing a… more
- Bank of America (New York, NY)
- …years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral- US /job/New-York/ Senior -Portfolio-Management- Officer ... an impact. Join us ! **Job Description:** The Senior Portfolio Management Officer (SPMO) is responsible...Structurng + Problem Solving + Negotiation **Shift:** 1st shift ( United States of America) **Hours Per Week:**… more
