- TD Bank (Portland, ME)
- …dedicated to setting new industry standards. **Role Description:** + Supports the US Compliance Risk Assessment lead with managing and facilitating the ... US Compliance Risk Assessment and reports up into the...in the general summary below.** **Job Profile Summary:** The Compliance Governance & Operations Manager leads the… more
- TD Bank (Portland, ME)
- …and challenging root causes, remediation plans and performs validations. + Participating in Compliance risk assessment process. The above details are ... and self- assessment activities for designated business using TD's Enterprise Compliance Risk Assessment Framework + Monitors that assessments… more
- TD Bank (Lewiston, ME)
- …compliance assurance and testing + Provides/Executes skilled AML/ATF/Sanctions/ABAC research, risk assessment , reporting and/or analytical support in a timely ... assessment activities for designated business using TD's enterprise AML/ATF/Sanctions/ABAC risk assessment framework + Ensures that assessments (monitoring, … more
- TD Bank (Portland, ME)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... that will cascade throughout the organization. + The US Compliance Senior Transformation Manager supports the overall...awareness programs + Provides oversight on enterprise wide annual risk assessment process as required + Protects… more
- TD Bank (Falmouth, ME)
- … risk escalation, review and approval processes, data management, policies and risk assessment processes + Directs the development and monitoring of Key ... Risk Management and enhance RICM program reporting, + Assist with Governance, Risk , and Compliance (GRC) system buildout and alignment with Enterprise … more
- TD Bank (Portland, ME)
- …with a focus on loan performance and servicing. This role involves managing compliance programs related to risk assessment , exam management, monitoring, ... a mission to build a more resilient and scalable compliance risk management function. As part of...colleagues dedicated to setting new industry standards. The Senior Compliance Manager **-** Compliance Monitoring… more
- TD Bank (Portland, ME)
- … risk escalation, review and approval processes, data management, policies and risk assessment processes + Directs the development and monitoring of Key ... activities relating to core operational risk disciplines/programs including, Risk & Control Self- Assessment , Business Continuity Management, Outsourcing &… more
- TD Bank (Lewiston, ME)
- …this expertise to enhance the KYC program + Prepares detailed, well-documented EDD risk assessment narratives and provide risk recommendations to support ... judgment to develop and implement policies, procedures, and best practices for high- risk customer management + Supports the Group Manager by assisting… more
- TD Bank (Portland, ME)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... that will cascade throughout the organization. The Senior Compliance Business Manager will serve as a...develop annual awareness training + Conducts enterprise wide annual risk assessment for all TD businesses +… more
- TD Bank (Portland, ME)
- … risk escalation, review and approval processes, data management, policies and risk assessment processes + Contributes to the monitoring of Key ... who can provide you more specific details for this role. **Line of Business:** Risk Management **Job Description:** The Senior Group Risk Analyst provides a… more
- TD Bank (Lewiston, ME)
- …you more specific details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** The Financial Crime Risk Analyst II role ... provides a range of analytical, research and assessment support to the development of and enhancements to the enterprises FCRM programs and processes. This role may… more
- TD Bank (Portland, ME)
- … and self- assessment activities for designated business using TD's Enterprise Compliance Risk Assessment Framework + Monitors that assessments ... a mission to build a more resilient and scalable compliance risk management function. As part of...(monitoring, risk assessment etc.) are completed and communicated in a continuous… more
- TD Bank (Portland, ME)
- … and self- assessment activities for designated business using TD's Enterprise Compliance Risk Assessment Framework + Monitors that assessments ... a mission to build a more resilient and scalable compliance risk management function. As part of...(monitoring, risk assessment etc.) are completed and communicated in a continuous… more
- TD Bank (Portland, ME)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... role which is outlined in the general description below. **Job Summary:** The Compliance Governance & Operations Manager leads the development and implementation… more
- Wipfli LLP (South Portland, ME)
- …when engagements end + Partner with Senior Managers, Directors, and Partners in risk assessment , audit procedures, and reporting . + Oversee daily operations ... of the audit engagement. From staffing, planning, budgeting, risk assessment , fieldwork, financial reporting, and the conclusion + Research and communicate… more
- GE Aerospace (Auburn, ME)
- …with Vendor Accountability, define and execute governance for each vendor including risk rating management, business reviews (QBTs), annual compliance needs, ... **Job Description Summary** The HR Operations Vendor Relationship Manager will be a key liaison between the Aerospace People Operations organization and Alight /… more
- Wipfli LLP (South Portland, ME)
- …when engagements end + Partner with Senior Managers, Directors, and Partners in risk assessment , audit procedures, and reporting . + Oversee daily operations ... of the audit engagement. From staffing, planning, budgeting, risk assessment , fieldwork, financial reporting, and the conclusion + Research and communicate… more
- GE Aerospace (Auburn, ME)
- …with other insurance products Responsible for driving technical accounting compliance , financial and operational internal controls, process simplification, and ... ensure all statutory filings are completed timely, efficiently and in compliance with state regulatory requirements. + Developing expertise within function. Growing… more
- Elevance Health (South Portland, ME)
- …financial/operationalaudits, internal control assessments, strategy reviews, special projects, and risk assessment activities for the enterprise, across all ... in a complex IT/IS environment. + Experience with Governance, Risk and Compliance (GRC) systems (eg, Workiva...Strategy. Unless specified as primarily virtual by the hiring manager , associates are required to work at an Elevance… more
- Elevance Health (South Portland, ME)
- …financial/operational audits, internal control assessments, strategy reviews, special projects, and risk assessment activities for the enterprise, across all ... in a complex IT/IS environment. + Experience with Governance, Risk and Compliance (GRC) systems (eg, Workiva...Strategy. Unless specified as primarily virtual by the hiring manager , associates are required to work at an Elevance… more