- TD Bank (Portland, ME)
- …guidance and works closely with various stakeholders and team members as required. The Financial Controls team is a newly established function within the AMCB ... objective is to proactively manage, monitor, and enhance the effectiveness of financial controls , ensuring accuracy, compliance, and risk mitigation across the… more
- TD Bank (Portland, ME)
- …to be in compliance with applicable internal and external requirements (eg financial controls , segregation of duties, transaction approvals and physical ... implementations including overseeing business changes to policies, procedures, systems, and/or controls via action plans or projects. The Regulatory … more
- TD Bank (Portland, ME)
- …on availability and individual circumstances._** **Job Description Summary:** The Senior Manager , Financial Crime Risk Management role leads, develops and ... and regulatory authorities, covering the effectiveness of processes and controls , and recommendations for necessary enhancements + Contributes to the development… more
- TD Bank (Portland, ME)
- …are in compliance with applicable internal and external requirements ( eg financial controls , segregation of duties, transaction approvals and physical ... corporate and/or control functions and ensures alignment with enterprise and/or regulatory requirements + Keeps abreast of emerging issues, trends, and evolving … more
- TD Bank (Falmouth, ME)
- …to be in compliance with applicable internal and external requirements (eg financial controls , segregation of duties, transaction approvals and physical ... + 7+ years of experience **Preferred Background & Experience:** + **Certified Regulatory Compliance Manager or similar knowledge of consumer, commercial, and… more
- TD Bank (Portland, ME)
- …with regulatory expectations. + Support control mapping to ensure regulatory requirements are linked to effective business controls . + Collaborate with ... and/or control functions and promotes alignment with enterprise and/or regulatory requirements + Keeps abreast of emerging issues, trends, and evolving … more
- TD Bank (Portland, ME)
- …expert objective guidance and independent challenge.** **In this position, the Compliance Manager will manage the regulatory change management process, ... and maintaining, or providing oversight of and challenge to policies, procedures and controls designed to meet regulatory requirements and manage regulatory … more
- TD Bank (Portland, ME)
- …the team by providing the Business areas with objective guidance on regulatory compliance controls , processes, and implementation of Compliance programs to ... and overseeing a variety of elements of a compliance program, including control mapping, risk assessments, regulatory change and monitoring and testing,… more
- TD Bank (Lewiston, ME)
- …are in compliance with applicable internal and external requirements (eg financial controls , segregation of duties, transaction approvals, and physical ... and/or control functions to ensure alignment with enterprise and/or regulatory requirements + Supports team in staying knowledgeable on emerging issues, trends,… more
- TD Bank (Portland, ME)
- … control functions, and drives alignment with enterprise and/or regulatory requirements + Assesses/identifies key issues and escalates to appropriate levels ... with established policies, standards and procedures. The Compliance Quality Assurance Manager (US) will execute these reviews and/or perform peer reviews. This… more
- CH Robinson (Portland, ME)
- CH Robinson is looking for a Strategic Program Manager to join our team. In this role, you will lead, coordinate, and enhance our global compliance programs, with a ... specific focus on adhering to Office of Foreign Assets Control (OFAC) regulations, international trade laws, and US export control regulations, including the… more
- TD Bank (Portland, ME)
- …LLC and TD Wealth Management Services Inc) with independent and complex regulatory regimes.** **The Financial Advisors, Relationship Managers, and Investment ... as needed** **Job Summary:** The **Compliance Administration Oversight & Reporting Manager ** ensures regulatory adherence and risk management within our… more
- TD Bank (Portland, ME)
- …that will cascade throughout the organization. The US Compliance Senior Transformation Manager supports the overall coordination of US regulatory remediation ... including oversight over all workstreams and responsibility for related reporting. The Manager supports the head of US Compliance Transformation in leading the… more
- TD Bank (Portland, ME)
- …and/or control functions to promote alignment with enterprise and/or regulatory requirements + Supports team and management in staying knowledgeable on emerging ... are complying with established policies, standards and procedures. The Senior Manager , Compliance Quality Assurance will supervise and/or execute these reviews. This… more
- TD Bank (Portland, ME)
- …for this role include: + Provides or reviews/approves responses to regulatory agencies and Internal Audit. + Interacts directly and independently with ... auditors and regulatory agencies and provides approval for document submissions to...instances of non-compliance. + Works independently as the senior manager /subject matter expert and may coach and educate others.… more
- TD Bank (Portland, ME)
- …and/or control functions and promotes alignment with enterprise and/or regulatory requirements + Keeps abreast of emerging issues, trends, and evolving ... Description:** **The Ideal Candidate:** The Fair Banking Compliance Business Oversight Manager provides second line oversight and support to TD Bank's compliance… more
- UNUM (Portland, ME)
- …for performance reporting and insights, cost analysis, business case development, financial accuracy, processes and controls . **Principal Duties and ... for new investments, leases and evaluation of alternatives. + Ensures required financial processes and controls are developed and implemented where needed.… more
- UNUM (Portland, ME)
- …UK GAAP, IFRS, Statutory, and Tax basis standards. This includes periodic complex financial statements for various governmental and/or regulatory agencies. + Act ... position responsible for providing leadership on highly complex accounting and financial activities and contributions across the finance organization. The position… more
- TD Bank (Portland, ME)
- …The Risk Manager I is expected to ensure sound credit control by proactively managing risks within the bank's guidelines and fostering effective communication ... **Department Overview:** Team provides a strong focus on governance, control , and risk management behaviors that align with TD's...that align with TD's policies and practices. The Risk Manager I will lead or participate in the identification,… more
- TD Bank (Portland, ME)
- …of various stakeholders across the Enterprise. **Job Description:** The Lead Group Manager , Finance oversees a team of Business Finance professional roles that ... provide strategic financial analysis, insights, decision support and/or reporting results and/or...areas of expertise + Anticipates emerging business trends and regulatory /risk issues as a basis for recommending large-scale product,… more