- TD Bank (Portland, ME)
- …regarding responsiveness and appropriateness.** **Summary about role:** **In this position, the Senior Compliance Business Oversight Analyst** **will ... identify potential concerns, escalate as necessary and recommend a resolution. The Senior Compliance Business Oversight Analyst** **will review marketing… more
- TD Bank (Portland, ME)
- …and manage regulatory compliance risk and conduct risk;** **Job Summary:** The Senior Compliance Business Oversight Analyst provides objective ... you more specific details for this role. **Line of Business :** Compliance **Job Description:** **Why Work with...Wealth Compliance acts as an independent regulatory compliance and conduct risk management and oversight … more
- TD Bank (Portland, ME)
- …on availability and individual circumstances. **Job Profile Summary** The Senior Manager, Compliance Business Oversight manages and leads a team of ... Compliance laws + Works with executive team, senior business unit management/partners to develop proactive...subject matter expertise and Compliance advice to business management + Maintains oversight (via review… more
- TD Bank (Portland, ME)
- …manage regulatory compliance risk and conduct risk.** **Job Summary:** The Compliance Business Oversight Manager provides advice, support and objective ... and the US Wealth business in the implementation and execution of enterprise Compliance programs (ie, risk assessments, 2nd line oversight of business … more
- TD Bank (Portland, ME)
- …with a team of enthusiastic colleagues dedicated to setting new industry standards. **The Compliance Business Oversight Manager manages the oversight of ... that can pivot quickly and adapt to changing priorities.** **Job Summary:** The Compliance Business Oversight Manager provides advice, support and objective… more
- TD Bank (Portland, ME)
- …a culture of compliance that will cascade throughout the organization. The Compliance Business Oversight Manager - Commercial Banking will provide ... vary depending on availability and individual circumstances._ **Job Profile Summary** The Compliance Business Oversight Manager provides advice, support and… more
- TD Bank (Portland, ME)
- …Banking.** **As a member of the US Wealth Compliance Department, the Compliance Business Oversight Manager will:** + **Ensure ongoing compliance ... who can provide you more specific details for this role. **Line of Business :** Compliance **Job Description:** **Department Overview:** **Why Work with Us?** At… more
- TD Bank (Portland, ME)
- …your recruiter who can provide you more specific details for this role. **Line of Business :** Compliance **Job Description:** **Why Work with Us?** At TD Bank US ... functions are complying with established policies, standards and procedures. The Senior Manager, Compliance Quality Assurance will supervise and/or execute… more
- NBT Bank (Portland, ME)
- Pay Range: $21.68 - $28.89 The role of the Senior Relationship Banker is to provide quality consultative customer service to ensure customers needs are met. They ... a thorough understanding of the customer's banking needs of both consumer and business customers and will educate, refer and cross-sell the appropriate products and… more
- TD Bank (Falmouth, ME)
- …of the policy and training exemption governance and reporting processes to the Compliance Senior Executive Team (and related Compliance Sub-Committees) + ... Change Management initiative, as required + Delivers relevant subject matter expertise and Compliance advice to business Compliance partners + Interacts with… more
- TD Bank (Portland, ME)
- …line with TD's Compliance Program + Works with executive team, senior business management/partners to develop proactive strategies, tactics, policies and ... you more specific details for this role. **Line of Business :** Compliance **Job Description:** **Why Work with...these Program requirements and to promptly escalate instances of non- compliance . + Works independently as the senior … more
- CH Robinson (Portland, ME)
- … efforts seamlessly into business operations. + Track and report compliance program performance and enhancements to senior leadership. + Mentor team ... Deliver targeted training and raise awareness on OFAC, EAR, ITAR, and global trade compliance for internal teams and business units. + Monitor and analyze… more
- TD Bank (Portland, ME)
- …expertise in a complex field and knowledge of broader related areas + Senior specialist providing advisory services to executives, business segment leaders and ... Self-Assessment, Business Continuity Management, Outsourcing & Vendor Management, Regulatory Compliance (eg CDIC, AML, Privacy, IDA, CBA, SOX, Basel etc.) +… more
- TD Bank (Portland, ME)
- …of the policy and training exemption governance and reporting processes to the Compliance Senior Executive Team (and related Compliance Sub-Committees) + ... context and advice; influences and gains alignment across increasingly senior stakeholders + Works autonomously as the lead and...as required + Delivers relevant subject matter expertise and Compliance advice to business Compliance … more
- TD Bank (Portland, ME)
- …management in line with TD's FCRM Program + Works with executive team, senior business management / partners to develop proactive strategies, tactics, policies ... skills and experience, job-related knowledge, geographic location, and other specific business and organizational needs. As a candidate, you are encouraged to… more
- TD Bank (Portland, ME)
- …and all matters of confidentiality; escalates issues where appropriate + Ensures business operations are in compliance with applicable internal and external ... performance/risk/governance issues + Actively manages relationships within and across various business lines, corporate and/or oversight functions and ensures… more
- TD Bank (Lewiston, ME)
- … Business :** Business Management, Strategy & Support **Job Description:** The Senior Manager, Business Management oversees and leads a large and/or highly ... / guidelines and ensures appropriate escalation processes are followed + Ensures business operations are in compliance with applicable internal and external… more
- A/Z Corporation (Falmouth, ME)
- Director Job Details Level Senior Job Location Falmouth ME - Falmouth, ME Position Type Full Time Education Level 4 Year Degree Salary Range $170000.00 - $200000.00 ... with all corporate and client confidentiality requirements, strict adherence to business ethics and practices, and a continual demonstration of professionalism… more
- TD Bank (Portland, ME)
- …and conducting Quarterly Check-Ins for all colleagues to drive accountability and business results + Manages employees in compliance with all human ... skills and experience, job-related knowledge, geographic location, and other specific business and organizational needs. As a candidate, you are encouraged to… more
- UNUM (Portland, ME)
- …initiatives and projects. + Develop, implement, and communicate to management and senior management on various business topics including new accounting ... initiatives and process improvements. Responsibilities will include the implementation and oversight of SOX controls, keeping abreast of Statutory, SEC, FASB, IASB,… more