- Charles Schwab (Westlake, TX)
- … controls. The Broker -Dealer/Asset Management enterprise team is seeking an Internal Audit Manager . The Broker -Dealer/Asset Management team ... a Director of the Broker -Dealer/Asset Management enterprise team, the Internal Audit Manager will have responsibility for the independent and objective… more
- Charles Schwab (Westlake, TX)
- … audit testing, identify and draft audit observations for review by the Internal Audit Manager /Senior Manager (and above levels) and subsequent ... processes, risk management, and internal controls. The Broker Dealer Asset Management (BDAM) Audit Team...and data processing. Reporting to a Director or Senior Manager of the BDAM Application Controls team, the Senior… more
- Robert Half Management Resources (Dallas, TX)
- Description We are looking for an experienced Internal Audit Manager to lead and develop the internal audit function for a dynamic clearing broker ... operational effectiveness. Requirements * 10-15 years of experience in internal audit , compliance, or broker -dealer operations. * Extensive knowledge… more
- Teledyne (Dallas, TX)
- …on a team that wins. **Job Description** Summary The Trade Compliance Manager responsible for oversight of the import/export compliance program for Teledyne Cable ... Country of Origin, and preferential trade program determinations + Work with internal and external customers, to ensure compliance. + Develop and maintain trade… more
- Robert Half Finance & Accounting (Dallas, TX)
- …filings. * Coordinate annual audit preparation with the related Broker /Dealer's independent auditor. * Develop and maintain internal controls consistent ... The ideal candidate will bring a strong background in audit , financial reporting, and compliance, with a proven ability...for the monthly net capital computation of the related Broker /Dealer, and the quarterly preparation of information needed for… more