- MTA (Jamaica, NY)
- …Safety Department Date Posted: May 8, 2024 Description Job Information Title: Director Regulatory Compliance Department: Corporate Safety Repost Date: ... Director - Regulatory Compliance Job ID: 6918 Business Unit: Long Island Rail Road Location: Jamaica, NY, United States Regular/Temporary: Regular Department:… more
- S&P Global (New York, NY)
- …**The Team:** This is a commercial position within S&P Global Market Intelligence, Regulatory Compliance Division. This position will report into the of ... closely with the Sales, Operations, Technology / Product team across Regulatory Compliance . **Responsibilities and Impact:** Our comprehensive services bring… more
- Diageo (Stamford, CT)
- …on drawback opportunities. This role reports to the Director of Regulatory , Tax & Trade Compliance . **Responsibilities** This role is accountable for ... to operate an effective, efficient, and agile best in class Regulatory Compliance function capable of adapting to an increasingly challenging, connected, and… more
- Bowery Residents Committee (Manhattan, NY)
- …management instructions, policies and procedures, and regulatory authorities. The Director of Audit Compliance will manage internal and external financial, ... Position Overview Reporting to the CFO, the Director of Audit Compliance performs various...and adherence to sound business practices, company policies, and regulatory requirements. + Reviews and analyzes transactions, documents, records,… more
- US Bank (New York, NY)
- …Wealth, Commercial, Capital Markets is a senior level management position that supports the Regulatory Compliance Audit Director /Senior Audit Director of ... Management and Compliance audit team. This role supports the Audit Director /Senior Audit Director , in providing the Audit Committee and senior management… more
- Mitsubishi Chemical Group (Jersey City, NJ)
- …development and maintenance, regulatory operations and filings-related activities including regulatory submissions, regulatory compliance , regulatory ... and review submission packages, labeling revisions, and promotional materials for regulatory compliance including supporting launch and market growth for… more
- New York State Energy Research and Development Aut (New York, NY)
- …to work in a fast-paced environment on the cutting edge of energy policy. The Director , Legal and Regulatory Affairs will report directly to the NY Green Bank's ... Managing Director , Head of Legal and Regulatory Affairs...the following subject areas: + Complex State and federal regulatory and compliance matters + Business organizations… more
- Santander US (New York, NY)
- …with the bank's corporate and investment banking activities and objectives. + Regulatory Compliance : Ensure adherence to relevant regulatory requirements, ... Executive Director - Regulatory Capital Management, Corporate...capital, with a particular focus on RWA, to ensure compliance with regulatory and internal requirements. +… more
- Mizuho Corporate Bank (New York, NY)
- …efficiency. Mizuho seeks a highly motivated individual to join our team as Director , Head of Liquidity Regulatory Reporting, working within the Risk Platform ... the LRR team, ensuring the accurate and timely submission of reports in compliance with regulatory requirements. The successful candidate will possess strong… more
- Citigroup (New York, NY)
- …partnership with the Business regulatory teams, coordinate consumer-wide horizontal regulatory examinations to achieve full compliance ; requires directing a ... focused areas. Leverages feedback to influence change throughout organization. + Manages regulatory examinations to achieve full compliance . Develop and manage… more
- Citigroup (Queens, NY)
- … Regulatory Reporting governance and activities across Citigroup, including compliance with relevant policies and participation at governance forums and ... The Senior Group Manager position is an integral member of the Global Regulatory Reporting Group (GRR). The GRR Group is a high-profile function, providing financial… more
- TD Bank (New York, NY)
- …practices and insights with colleagues globally; * JD a plus The Director Compliance TDS oversees/leads a team(s) of specialists/professionals providing advice, ... details for this role **Job Description:** **Preferred Qualifications:** We are looking for a Director , Equities Compliance to join our growing team in New York… more
- MTA (New York, NY)
- …for ensuring that the organization's People Departments align with agency-wide compliance regulatory standards, while also managing risks and maintaining ... Director HR Governance, Risk Management and Compliance...compliance frameworks, and the ability to navigate complex regulatory environments. RESPONSIBILITIES : + Collaborate with Compliance… more
- MTA (New York, NY)
- Director - Operations Training Compliance and Oversight Job ID: 7434 Business Unit: Metro-North Railroad Location: New York, NY, United States Regular/Temporary: ... May 16, 2024 Description POSTING NO. 7434 JOB TITLE: Director Operations Training Compliance and Oversight DEPT/DIV:...Compliance & Procedural functions. This role will ensure compliance with all applicable Corporate and Regulatory … more
- SMBC (New York, NY)
- …Underwriting, Risk Management, Compliance , IT Risk and Training committees. The Compliance Advisory Director role may manage a coverage area or process ... for SMBC Nikko Securities Inc. **Role Objectives** + Responsible for providing regulatory and compliance advice, identifying training needs, preparing and… more
- Capital One (New York, NY)
- …Avenue (22957), United States of America, New York, New York Commercial Broker Dealer Chief Compliance Officer - Sr. Director The Sr. Director will be the ... to ensure they accurately reflect actual practice and address regulatory requirements and standards of conduct + Advising and...York City (Hybrid On-Site): $236,800 - $270,300 for Sr. Director , Compliance Candidates hired to work in… more
- Capital One (New York, NY)
- …(CFE), Certified Internal Auditor (CIA), Certified Public Accountant (CPA), or Certified Regulatory Compliance Manager (CRCM) + Experience with consumer ... United States of America, New York, New York Audit Director , Financial Crimes Compliance (Hybrid) Capital One's...management + 15+ years of experience in internal auditing, regulatory compliance , first or second line risk… more
- Scotiabank (New York, NY)
- …of day-to-day business controls to meet obligations with respect to operational risk, regulatory compliance risk and conduct risk, including but not limited to ... Director , Control Room - GBM&T Compliance ...responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework and the… more
- S&P Global (New York, NY)
- …and oversee the provision of complex economic sanctions and broader financial crimes compliance regulatory compliance guidance to the Divisions of Market ... assurance reviews. + Draft, socialize, submit, and track Global Financial Crimes Compliance regulatory filings, including initial / ongoing blocked property… more
- Scotiabank (New York, NY)
- …remediation plans. + Works collaboratively with key stakeholders, including other Compliance functions, Internal Control, Regulatory Relations, Legal, Risk ... Director , SCUSA CCO, Head of Broker Dealer &...office staff in trading and sales on relevant legal, regulatory and compliance issues. + Oversees support… more