- Principal Financial Group (New York, NY)
- …investment trusts (CITs). This hands-on role is responsible for developing and leading operational risk oversight activities for fund operations, shareholder ... to ensure alignment and consistency across global operations. **Funds Operational Risk Oversight ** + Lead...Governance** + Lead the design and execution of the business unit's operational risk framework… more
- HSBC (New York, NY)
- …including the assessment of vulnerabilities through stress-testing and scenario analysis + Provide oversight of the business ' overall risk portfolio through ... not limited to investment risk , counterparty credit risk , operational risk , financial crime... risk across all current and potential future risk types, delivering risk oversight … more
- HSBC (New York, NY)
- … risk or poor performing assets + Manage and support proposals that control operational risk and assess reasons for operational failures that have given ... Senior Vice President, Global Trade Solutions - Transaction Risk Management Brand: HSBC Area of Interest: Commercial...implementation of amended procedures + To continually reassess the operational risks associated with the business , taking… more
- City National Bank (New York, NY)
- …the development and maturing of the 2nd line of defense (2LOD) Cyber, Technology, Business Continuity, and Operational Resilience Risk teams. This leader is ... across the bank and is responsible for providing independent oversight and challenge of all risk management.... Risk management emphasis includes: IT, Cyber, Business Continuity, and Operational Resilience enterprise governance,… more
- Neuberger Berman (New York, NY)
- …product/strategy across asset classes with end-to-end Aladdin ownership. + Serve as operational oversight of portfolio-level data and controls for Investment ... partnering closely with Middle Office, Custodians, Brokers, Technology, Compliance, and Risk . Responsibilities Include: + Provide dedicated operational support… more
- HSBC (New York, NY)
- …in the proposition, including delivering strong investment performance and effectively managing risk . This also includes managing the team of Project Managers and ... construction + Evaluate and optimize portfolios to improve returns and manage risk + Monitor portfolios for necessary adjustments, rebalancing assets based on market… more
- SMBC (New York, NY)
- …Regulatory Governance Team is responsible for producing management reporting for senior business leadership, CPAD Senior Management, Risk Management, and other ... regulators. + Support the production of management reporting for business leadership, CPAD, Risk and other governance...in achieving industry best practices and in minimizing regulatory risk . + Seek operational efficiencies and automation… more
- Capco, a Wipro Company (New York, NY)
- …rapid modernization and change. Whether our clients are seeking enhanced operational performance, reduced risk , accelerated change, or transformed customer ... **About the Team:** Capco is a global business and technology consultancy, focused on the financial...as lending, deposits, account servicing, anti-financial crime, online banking, risk identification & management, and payments. The team offers… more
- SMBC (New York, NY)
- …updated Master Service Agreements (MSAs) to maintain alignment with organizational requirements. Risk & Compliance Oversight + Identify and mitigate third-party ... organizational objectives and meet established standards for performance, compliance, and risk management. A key responsibility of this position is leading strategic… more
- Neuberger Berman (New York, NY)
- …construction, compliance). + Familiarity with investment guideline oversight , investment risk , and operational risk frameworks. + Technical proficiency: ... design, documentation, and delivery-partnering closely with portfolio managers, traders, risk , operations, engineering, and strategic vendors to build high-quality,… more
- City National Bank (New York, NY)
- …of business units to plan a response. * Adhere to applicable compliance/ operational risk controls in accordance with Company or regulatory standards and ... Compliance Risk Management team. The focus is on ensuring business activities remain safe, compliant and well-positioned for future opportunity and sustainable… more
- Neuberger Berman (New York, NY)
- …Managers. + Work closely with fund administrators to provide support and oversight for derivative valuations. + Perform various daily and monthly reconciliations ... rates. + Assist management with system automation projects (STP), efficiency initiatives, and risk mitigation. + Serve as a central point of contact for internal… more
- SMBC (Jersey City, NJ)
- …8-10 years of BSA/AML/Sanctions compliance experience (eg, compliance, internal audit, AML Risk and Control, AML Governance and Oversight , bank regulator). + ... well as applicable laws and regulations applicable to these risk areas. The Head of FCC M&T will have... areas. The Head of FCC M&T will have oversight of a team of compliance professionals to support… more
- City National Bank (New York, NY)
- * OPERATIONAL RISK BUSINESS OVERSIGHT MANAGER I - Technology* WHAT IS THE OPPORTUNITY? Operational Risk Management (ORM) is responsible for ... National Bank's business processes, people, systems or external events. The Operational Risk Business Oversight (ORBO) team is responsible for… more
- City National Bank (New York, NY)
- * OPERATIONAL RISK FRAUD OVERSIGHT MANAGER...the ongoing review and monitoring of operational risk programs executed by assigned 1LOD business or ... Management (ORM) is responsible for providing independent and objective oversight of the management of risks arising from City...business processes, procedures, and controls to adhere to operational risk governance requirements * Review and… more
- TD Bank (New York, NY)
- …+ Proficiency with Microsoft Word, Excel and PowerPoint. The Financial Crime Risk Oversight Specialist acts as key business oversight lead and provides ... specific details for this role. **Job Description:** **Position:** Financial Crime Risk Oversight Specialist, Global Markets **Reports to:** Director, Financial… more
- BMO Financial Group (New York, NY)
- …navigate and mitigate risks within the market environment. Provides market risk oversight , monitoring, and reporting for equity derivative portfolios. ... regulatory requirements. + Provides input into the planning and implementation of ongoing operational programs in support of the market risk framework. +… more
- Bloomberg (New York, NY)
- …Risk Management - Third Party Risk Oversight - Program Lead - Chief Risk Office Location New York Business Area Legal, Compliance, and Risk Ref # ... What's the Role? We are seeking a Third Party Risk Oversight Lead to drive the design,...subject matter expertise, and the ability to translate complex risk concepts into actionable guidance for our operational… more
- TD Bank (New York, NY)
- …colleagues dedicated to setting new industry standards. The Senior Compliance Business Oversight Manager - Collections will provide compliance advisory ... considering this role.** **Job Description Summary** The Senior Compliance Business Oversight Manager provides advice, support and...one or more areas of expertise + Anticipates emerging business trends and regulatory/ risk issues as a… more
- M&T Bank (New York, NY)
- …the designated business /function oversight in line with the Operational Risk Management framework and stakeholder expectations. Provides oversight ... of second line risk management services and oversight in line with Operational Risk...opinions on, the state of and/or concerns with the operational risk environment of the business… more
