- Bank of America (Charlotte, NC)
- Compliance and Operational Risk Manager- Control Room Charlotte, North Carolina;New York, New York **Job Description:** At Bank of America, we are guided by a ... is responsible for the execution of the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy and the Compliance and … more
- Truist (Charlotte, NC)
- …States of America) **Please review the following job description:** Operational Risk Governance and Transformation Officer is primarily responsible for ... support of corporate governance processes through results reported to Operational Risk Management Committee, Enterprise Risk... risk execution activities. Focus will be on risk program elements (RCSA, Control Testing , Third… more
- Bank of America (Charlotte, NC)
- Audit Manager - Compliance and Operational Risk Charlotte, North Carolina;Providence, Rhode Island; Wilmington, Delaware; Plano, Texas **Job Description:** At ... members. **Responsibilities** + Subject matter expertise of compliance and operational risk frameworks and a solid business...performing in the role of auditor-in-charge + Internal Audit Review + Issue Management + Risk Management… more
- Robert Half (Charlotte, NC)
- … Risk Control Self-Assessments for relevant business areas. + Investigating operational risk events, producing concise summaries, and identifying remediation ... Secondary emphasis on Visio and Access. + Professional Certification such as Certified Operational Risk Professional (CORP), Certified in Risk and… more
- Citigroup (Charlotte, NC)
- Citibank, NA seeks an Operational Risk Officer for its Charlotte, NC location. DUTIES: Support accessibility tools for Technology Quality Engineering Teams and ... ID # 24723865. EO Employer. Wage Range: $138,200.00 to $138,200.00 Job Family Group: Risk Management Job Family: Operational Risk **Job Family Group:** **Job… more
- USAA (Charlotte, NC)
- …for high risk and highly complex models. Executes the model audit review process compliant with the written risk and compliance policies and procedures ... models. Utilizes expert business and technical model and model risk knowledge to conduct highly specialized model review...testing plans for models that require expert model risk knowledge and skills. + Develops plans, reviews peers'… more
- Bank of America (Charlotte, NC)
- …Inventory and FLU/CF Risk & Control Self-Assessment (RCSA) + Supports the review and challenge of internal and external operational loss events, including ... for supporting the execution of the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy and the Compliance and … more
- City National Bank (Charlotte, NC)
- **MANAGER INTERNAL CONTROL TESTING ** **WHAT IS THE OPPORTUNITY?** Operational Risk Management (ORM) is responsible for providing independent and objective ... issues and control gaps to appropriate stakeholders + Demonstrate understanding of operational risk , control testing methodologies, and related regulatory… more
- Bank of America (Charlotte, NC)
- …escalates defects identified during testing , working closely with Compliance and Operational Risk officers and/or Front Line Unit process owners to validate ... preliminary reporting and analysis of results, and collaborating with Compliance and Operational Risk officers and/or Front Line Unit (FLU) process owners… more
- USAA (Charlotte, NC)
- …+ Leads team audit activities and provides feedback on planning and scoping, and review of risk assessment and testing that demonstrates critical thinking ... special! **The Opportunity** As a dedicated **Audit Manager - Operational Risk Management/Fraud Risk ** ,...from multiple sources to ensure valid conclusions from audit testing are drawn. + Identifies control weaknesses and opportunities… more
- USAA (Charlotte, NC)
- …makes us so special! **The Opportunity** As a dedicated **Senior Audit Manager -** ** Operational Risk Management/Fraud Risk ** **,** you will manage audit ... with competing priorities. **What sets you apart:** + Internal Audit experience. + Operational Risk Management framework and/or Fraud Risk Management… more
- Wells Fargo (Charlotte, NC)
- …ERRC artifacts for audit & exam requests in partnership with Production and ECR Operational Risk /Controls Team. + Identify operational risks and partner & ... and controls to help day to day oversight and risk mitigation activities within Escalation Review &...testing and validation of sustainability + Consult with Risk and Control partners to effectively raise issues, debate… more
- Truist (Charlotte, NC)
- …1. Execute first line of defense activities related to compliance with operational risk guidelines. This includes proactively identifying changes in personnel, ... review the following job description:** Responsible for implementation of Truist's risk programs to include effectiveness testing , risk monitoring,… more
- Truist (Charlotte, NC)
- …for managing Truist's data risk . Role is accountable for assessing risk types covering data, cyber, technology, operational , compliance and strategic risks ... looking data risks while balancing priorities. 3. Targeted control testing - Support independent second line testing /...as appropriate. 5. Independent Challenge of LOD1 assessments - Review and attest to/challenge adequacy of risk … more
- Wells Fargo (Charlotte, NC)
- …this role supports review and credible challenge to significant front line risk program execution, including, but not limited to, the Risk Measurement ... Testing & Validation (IT&V) and Internal Audit (IA) teams to evaluate risk and control testing results. The role is expected to support engagement… more
- Truist (Charlotte, NC)
- …areas in the development and implementation of policies, procedures and processes to minimize risk . 5. Assist in the development, testing and reporting on the ... enterprise perspective. Perform first line of defense control monitoring, testing and reporting of issues to LOB management. **Essential...Serve as a backup to the Premium Finance Senior Risk Management and Compliance Manager in the review… more
- Truist (Charlotte, NC)
- …risks; Utilize and refine analytical tools as appropriate to support assessments of risk . 6. Execute control monitoring and testing activities to assess ... English (Required) **Work Shift:** 1st shift (United States of America) **Please review the following job description:** Engage with Business Unit in its management… more
- Truist (Charlotte, NC)
- …and support for all business unit segments assigned in the execution of enterprise risk and operational risk programs. Collaborate with leadership, second ... standards. 5. Develop relationships and partner with BU Chief Risk Officer, Audit, Operational Risk ...controls applied to mitigate them to execute ad hoc risk management initiatives and controls testing . 10.… more
- Wells Fargo (Charlotte, NC)
- …with CRO organizations + Develop and implement Business as Usual (BAU) stress testing procedures that inform risk identification and risk appetite ... customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance),… more
- Regions Bank (Charlotte, NC)
- …processes, and tools **Additional Job Description** + Strong exposure/background in multiple risk management areas specifically Operational Risk in order ... Schedule for a minimum of three years. You may review , modify, or update your information by visiting and...the system. **Job Description:** At Regions, the Business Unit Risk Liaison partners with senior leaders to strengthen the… more