- Grant Thornton (Dallas, TX)
- As a Regulatory Compliance Risk Senior Associate, you will get the opportunity to grow and contribute to our banking clients' business needs by providing ... knowledge on emerging regulations and help organizations leverage efficiencies within the Risk , Regulatory Compliance & Controls Practice - all with the… more
- Citigroup (Irving, TX)
- …risks are appropriately identified and addressed. + Investigating and responding to compliance risk issues. Investigating regulatory inquiries, preparing ... Serves as a compliance risk officer for Independent ...compliance related issues. + Reviewing materials to ensure compliance with various regulatory and legal requirements… more
- US Bank (Irving, TX)
- …**_Professional certifications (CRCM) or Regulatory Agency experience preferred._** Overview As a Senior Compliance Risk Analyst, this role will play a ... compliance . The ideal candidate will have a strong background in regulatory compliance , risk management and operational processes, along with excellent… more
- Citigroup (Irving, TX)
- The Regulatory Risk Sr Officer I is a...Reviews. + Significant interaction with a wide range of senior bank and risk management colleagues, as well ... Treasury, FDIC and regulations from other central banks and regulatory authorities. + Regulatory risk ...company. + Professional ability and presence to interact with Senior Bank, Regulatory and Audit Management. +… more
- Bank of America (Plano, TX)
- …a culture of risk identification, escalation and timely mitigation of compliance and operational risks. This senior position is focused on communicating ... GT Risk and Regulatory Portfolio Executive -...with internal Audit Executive, Compliance and Operational Risk Executives as well as external Regulatory … more
- Abbott (Plano, TX)
- …TX, Austin, TX or Santa Clara, CA currently have an opportunity for a **Clinical Risk Evaluation (CRE) Senior Scientist/Program Manager** . The Clinical Risk ... operations, product performance, medical affairs, Clinical R&D, Quality Engineering, regulatory affairs, product labeling, senior management, and external… more
- Toyota (Plano, TX)
- …controls to assure compliance with TMNA Policies as well as applicable regulatory and legal requirements + Perform risk assessment to internal and external ... other technology teams. Reporting to the Technology & Cybersecurity Risk Senior Manager, the person in this...audit, legal, and other internal peers to support TMNA's compliance with applicable legal, regulatory , and security… more
- Santander US (Dallas, TX)
- …actions to be taken. + Collaborates with complex business units and provides compliance risk expertise and consulting for projects and initiatives with high ... risk to identify and mitigate regulatory risk . + Consults with business to...corrective action plans and effectively manage change to ensure regulatory compliance . + Provides regulatory … more
- Wells Fargo (Dallas, TX)
- …all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... **About this role:** Wells Fargo is seeking a Senior Lead Enterprise Risk Officer who...contributor will oversee key front-line processes, utilizing knowledge of risk programs, regulatory requirements, and process and… more
- Wells Fargo (Irving, TX)
- …all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... **About this role:** Wells Fargo is seeking an Operational Risk Senior Manager to lead a ...of operational risk programs companywide with considerable risk and multiple regulatory environments + Provide… more
- PNC (Farmers Branch, TX)
- …an opportunity to contribute to the company's success. As a Line of Business Risk Specialist Senior within PNC's Technology Risk Management organization, you ... + Participates in the design and development of the risk management program to meet business and regulatory... expertise while working with the businesses and other risk partners (eg, Compliance , Credit, Legal, Audit).… more
- Capco, a Wipro Company (Dallas, TX)
- …clients. Our collaborative and efficient approach helps clients reduce costs and manage risk and regulatory change while increasing revenues. We are thinkers, ... deep knowledge in financial services offering, including eg Finance, Risk and Compliance , Financial Crime, Core Banking...market to support them navigate and deliver against key regulatory objectives. This would range from: + Compliance… more
- Toyota (Plano, TX)
- …Risk Management Department is looking for a passionate and highly motivated Senior Engineer - Cybersecurity Risk & Operations Management Developer - ... the person in this role will support the Governance, Risk , and Compliance department's objective to become...audit, legal, and other internal peers to support TMNA's compliance with applicable legal, regulatory , and security… more
- Wells Fargo (Irving, TX)
- …all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... **About this role:** Wells Fargo is seeking a Senior Lead Operational Risk Officer in...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more
- Citigroup (Irving, TX)
- Serves as a senior compliance risk analyst for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, ... and addressing potential risks. + Investigating and assisting in responses to compliance risk issues. Investigating regulatory inquiries, preparing required… more
- Citigroup (Irving, TX)
- Serves as a senior compliance risk officer...to influence and lead people across cultures at a senior level + Experience in managing regulatory ... established within the risk governance framework. + Monitoring adherence to Citi's Compliance Risk Policies and measuring compliance risk through… more
- Public Storage (Plano, TX)
- …be responsible for our ERC programs, including periodically conducting enterprise and compliance risk assessments, identifying and evaluating enterprise risk ... Description** Our Company is searching for an experienced Enterprise Risk and Compliance (ERC) Director, who will...compliance , with a strong understanding of legal and regulatory compliance and auditing frameworks. They should… more
- Charles Schwab (Westlake, TX)
- …+ Active and valid Series 9/10 license or equivalent + 5+ years' supervision/ compliance / regulatory experience + Bachelor's degree or equivalent work experience + ... clients today while innovating for tomorrow. As a Centralized Risk Supervisor within our Wealth Advice Solutions Risk...Strong investment industry knowledge and understanding of compliance and regulatory requirements plus a strong… more
- Citigroup (Irving, TX)
- The Senior Audit Manager is a senior level management position responsible for managing a complex and critical unit within Internal Audit, primarily in support ... of Citi's Risk and Control Transformation efforts. The overall objective of...a budget + Deliver audit reports, Internal Audit and Regulatory issue validation and business monitoring and governance committee… more
- Citigroup (Irving, TX)
- …assurance over the bank's broader operational risk management frameworks, ensuring compliance with regulatory requirements and internal policies. + Is an ... + Support the execution of remediation with timely and effective outcomes against regulatory expectations. + Promote a culture of risk awareness and… more