- TD Bank (Falmouth, ME)
- …a compliance and governance perspective.** **In this Position:** ** Compliance Risk and Reporting Manager will provide leadership and oversight of ... availability and individual circumstances.** **Job Summary:** The Compliance Risk and Reporting Manager leads the development and implementation (or lead… more
- TD Bank (Portland, ME)
- …the following: + Serve as Compliance lead for managing and facilitating the US Compliance Risk Assessment, reporting to the US Head of Compliance ... a mission to build a more resilient and scalable compliance risk management function. As part of...reporting analytics and insights in collaboration with the Compliance Data Analytics and Insights team + Assist with… more
- TD Bank (Portland, ME)
- …The Operational Risk Manager I provides a broad range of risk analysis, reporting and/or support to business partners and acts as a specialist/expert ... within assigned or own area of specialization. This includes responsibility as program manager for one or more enterprise risk management initiatives. Programs… more
- TD Bank (Portland, ME)
- …Crime Risk Management **Job Description:** **Department Introduction:** The Group Manager , Financial Crime Risk Investigations manages/leads a team of ... and assists staff with complex questions and issues as necessary. The Group Manager , Financial Crime Risk Investigations manages/leads a team of specialized… more
- TD Bank (Portland, ME)
- …this role. **Line of Business:** Governance & Control **Job Description:** The Senior Manager , Governance & Control oversees and leads a highly complex and diverse ... governance and control function for an area of significant risk , complexity or scope usually involving medium to long-term planning, ensuring an integrated approach… more
- TD Bank (Portland, ME)
- …to mitigate risk . US COC oversees a corporate oversight compliance risk management program. The Compliance Manager will have experience in ... a mission to build a more resilient and scalable compliance risk management function. As part of...to their Compliance Management System programs. The Compliance Manager will lead important projects and… more
- TD Bank (Portland, ME)
- …+ ** Compliance -wide frameworks, guidelines and standards for testing, monitoring, risk assessment, reporting and other activities** + **Internal Audit, ... and conduct risk .** **Job Summary:** The Compliance Business Oversight Manager provides advice, support...approval) of all functions and accountabilities related to management reporting and analysis + Manages high risk … more
- TD Bank (Portland, ME)
- …assists in developing Compliance Team procedures + Facilitates the periodic Compliance risk and self-assessment activities for designated business using TD's ... Description:** **Job Description:** **The Ideal Candidate:** The Fair Banking Compliance Business Oversight Manager provides second line...Enterprise Compliance Risk Assessment Framework + Monitors that… more
- TD Bank (Portland, ME)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... assists in developing Compliance Team procedures + Facilitates the periodic Compliance risk and self-assessment activities for designated business using TD's… more
- TD Bank (Portland, ME)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... colleagues dedicated to setting new industry standards. The Senior Compliance Business Oversight Manager - Collections will...will provide compliance advisory support and manage compliance risk across loan collections. This role… more
- TD Bank (Portland, ME)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... Quality Assurance (US) team is responsible for providing independent quality assurance of compliance risk through the execution of reviews. These reviews assess… more
- TD Bank (Portland, ME)
- …plans to mitigate and manage these risks + Establishes and provides on-going analysis and reporting on operational risk and/or other major risk categories as ... more specific details for this role. **Line of Business:** Risk Management **Job Description:** Ultimately, this is a very...be a point of contact for guidance in the monitoring/ reporting of compliance , management, and strategic initiatives… more
- TD Bank (Portland, ME)
- …functional partners including compliance stakeholders , Line of Business and risk partners + Communicate project updates and reporting results effectively to ... US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role… more
- TD Bank (Portland, ME)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... may vary depending on availability and individual circumstances._ **Job Summary:** The Compliance Governance & Operations Manager leads the development and… more
- TD Bank (Portland, ME)
- …plans to mitigate and manage these risks + Establishes and provides on-going analysis and reporting on operational risk and/or other major risk categories as ... etc.) + May be a point of contact for guidance in the monitoring/ reporting of compliance , management, and strategic initiatives + Provides broad/deep commentary… more
- TD Bank (Portland, ME)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... in reshaping compliance structures and processes, driving innovation at every level....structure that aligns with the bank's size, complexity, and risk profile. In this role, you'll need to be… more
- M&T Bank (South Portland, ME)
- …Proactively bundle products and services as appropriate. + Adheres to applicable compliance /operational risk controls in accordance with Company or regulatory ... maintained, to include consumer and business banking guidelines. Ensures compliance with operational, security and control policies/procedures, preventing fraud and… more
- KeyBank (Portland, ME)
- …policies and procedures, including but not limited to, Reg 9 reviews and other compliance reporting functions. + Maintain deep expertise in financial markets and ... concerns around cash flow, asset growth, liquidity, income, and risk . Advises clients and internal coverage team of any...advice to clients on matters such as asset allocation, manager selection, and knowledge of markets including real estate,… more
- Cardinal Health (Lewiston, ME)
- …Develop and implement collaborative practice agreements to help drive patient medication compliance for high- risk patients. + Implement best practices and ensure ... department compliance with state regulations. + Ensuring adequate staffing is...is temporarily absent but within the premises and the reporting of any thefts and/or diversions of controlled substances… more
- GE Aerospace (Auburn, ME)
- …with other insurance products Responsible for driving technical accounting compliance , financial and operational internal controls, process simplification, and ... operational excellence to deliver accurate actual financial reporting and analysis. Interprets simple internal and external business challenges and recommends best… more