- TD Bank (New York, NY)
- …for this role. **Line of Business:** Audit **Job Description:** The Senior Audit Manager is accountable for providing specialized in-depth audit ... has an overall responsibility for the completion of the audit + Evaluates internal and external risks for assigned...Are:** TD is one of the world's leading global financial institutions and is the fifth largest bank in… more
- TD Bank (New York, NY)
- …management regarding audit scope, status, and findings + Works at direction of Audit Manager + May perform testing procedures for more critical areas of ... discipline + Works independently but receives assistance/coaching from the audit manager + May be Auditor in...Are:** TD is one of the world's leading global financial institutions and is the fifth largest bank in… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Line of Business:** Audit **Job Description:** The Audit Manager is accountable for overseeing ... functional corporate areas. The job will also oversee the Audit team performing the audits. **Depth & Scope:** +...Are:** TD is one of the world's leading global financial institutions and is the fifth largest bank in… more
- TD Bank (New York, NY)
- …details for this role. **Line of Business:** Audit **Job Description:** **The Senior Audit Group Manager leads and develops a team of audit professionals ... leads a large, significant and/or highly complex, and diverse audit team for an area of significant risk, complexity...area of significant risk, complexity or scope + People Manager role that generally manages a team greater than… more
- TD Bank (New York, NY)
- …to pursue certification + Travel 25% or more Preferred Experience: CAMS, CFE certification Financial Crimes /AML Audit experience **Who We Are:** TD is one ... scope, status, and findings + Works at direction of Audit Manager + May perform testing procedures...of the world's leading global financial institutions and is the fifth largest bank in… more
- TD Bank (New York, NY)
- …and scope of work. + Strong Knowledge of IT Systems (Operating/Cloud) + AML/ Financial Crimes experience is a plus **Physical Requirements:** Never: 0%; ... of Business:** Audit **Job Description:** The Senior Audit Group Manager leads and develops a...Are:** TD is one of the world's leading global financial institutions and is the fifth largest bank in… more
- TD Bank (New York, NY)
- …audit planning and scope of work. + Strong Knowledge of IT Systems (Operating/Cloud) + AML/ Financial Crimes experience is a plus. **Who We Are:** TD is one of ... of Business:** Audit **Job Description:** The Senior Audit Group Manager leads and develops a...the world's leading global financial institutions and is the fifth largest bank in… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** The US Financial Crime Risk ... Sanctions Risk Assessment methodologies, procedures, and challenge documentation. The Senior Financial Crime Risk Oversight Analyst provides a range of research,… more
- Citigroup (New York, NY)
- …forming partnerships at all levels within IA. Support the QA Director (QAD) and Senior Audit Manager (SVP) in fostering a strong QA partnership with the Chief ... Citi's Internal Audit (IA) division provides independent assessments of the...preferably related to coverage of Independent Risk, Compliance and Financial Crimes related risks.** + **7+ years… more
- Scotiabank (New York, NY)
- Senior Audit Manager , US AML Audit ...+ At least 5+ years of relevant experience covering financial crimes (BSA/AML, OFAC) as an internal auditor ... across industries! We work together to drive ambition for every future! **Purpose** The Senior Audit Manager contributes to the overall success of the Audit … more
- Bank of America (New York, NY)
- …and CFs directly. This role is responsible for executing the Company's Global Financial Crimes Program related to Correspondent Banking Program Management and ... This role will lead a team responsible for identifying and assessing inherent financial crimes risk and controls associated with correspondent banking, new… more
- American Express (New York, NY)
- …customers , including, UDAP, customer protection, fair lending, privacy, ADA accessibility, financial crimes and all applicable federal and state regulations. + ... Audit , Independent Compliance Testing team, General Counsel's Organization, Operational Risk, Financial Crimes Compliance, and Privacy Office. + Review vendor… more
- TD Bank (New York, NY)
- …and ongoing maintenance of transaction monitoring policies and procedures within the financial crimes risk management framework. This role ensures alignment with ... you more specific details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** **Department Overview:** The FCRM Monitoring… more
- TD Bank (New York, NY)
- …+ 7 to 10 years of knowledge and experience in risk, compliance or financial crimes risk management, preferably within the broker-dealer industry at a large ... York, New York, United States of America **Hours:** 40 **Line of Business:** Financial Crime Risk Management **Pay Detail:** $128,800 - $162,000 USD TD is committed… more
- Wells Fargo (New York, NY)
- …accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes , Operational, Regulatory Compliance), which includes effectively ... it here. At Wells Fargo, we're more than a financial services leader - we're a global trailblazer committed...placed into a branch. Successful completion of the Branch Manager Readiness program is a pre-requisite to transition into… more
- Wells Fargo (Huntington Station, NY)
- …accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes , Operational, Regulatory Compliance), which includes effectively ... completion and been placed into a branch. Successful completion of the Branch Manager Readiness program is a pre-requisite to transition into a non-exempt Associate… more
- American Express (New York, NY)
- …Audit , Independent Compliance Testing team, General Counsel's Organization, Operational Risk, Financial Crimes Compliance, and Privacy Office. + Review vendor ... 5- 7 years experience in Compliance or related activities, within the financial services industry. + Prior banking industry, compliance, legal or risk experience… more
- American Express (New York, NY)
- …other Compliance teams, Independent Compliance Testing team, Control Management, Internal Audit , Financial Crimes Compliance, and Privacy Office. ... + Minimum 5-7 years experience in Compliance or related activities, within the financial services industry. + Strong regulatory knowledge of the financial … more
- TD Bank (New York, NY)
- …& Experience:** + Bachelor's degree is preferred + 10+ years of experience in financial crimes management, risk management, or compliance within the financial ... Are:** TD is one of the world's leading global financial institutions and is the fifth largest bank in...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- Wells Fargo (New York, NY)
- …accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes , Operational, Regulatory Compliance), which includes effectively ... business. The successful candidate will report to a BASS manager and will work closely other BASS team members,...as well as other support functions (eg, Compliance, Testing, Audit , Risk, Operations, Technology, Legal, and Human Resources). Their… more