- Mount Sinai Health System (New York, NY)
- **Job Description** **System Senior Director , Regulatory Compliance - Mount Sinai Health System** The Senior Director for Regulatory Affairs is ... Regulatory Affairs, MSHS, in maintaining a state of regulatory compliance across the MSHS, through proactive tracking, communication, monitoring and feedback… more
- American Express (New York, NY)
- …Find your place in risk and analytics on #TeamAmex. American Express is seeking a skilled Regulatory Compliance Director to lead the global regulatory ... implementation progress. **People and Program Leadership** + Lead and develop a high-performing Regulatory Compliance team, fostering a culture of compliance … more
- Grant Thornton (New York, NY)
- As a Regulatory Compliance Managing Director , you will get the opportunity to grow and contribute to our clients' business needs by providing in-depth ... knowledge on emerging regulations and help organizations leverage efficiencies within the Regulatory Compliance team - all with the resources, environment, and… more
- Danaher Corporation (Port Washington, NY)
- …Danaher Business System (https://www.danaher.com/how-we-work/danaher-business-system) which makes everything possible. Director Global Quality and Regulatory ... related field or material science fields with 15 years of progressive Regulatory compliance and / or quality assurance experience. + Thorough understanding of… more
- TD Bank (New York, NY)
- …existing programs to support a strong risk culture and comprehensive approach to managing regulatory compliance risk. This Director - Compliance Testing ... for this role. **Job Description:** TD has enhanced its Regulatory Compliance Management Framework (RCM) and is...part of the wider Monitoring and Testing Team. The Director - Compliance Testing Team Lead oversees/leads… more
- Bowery Residents Committee (Manhattan, NY)
- …management instructions, policies and procedures, and regulatory authorities. The Director of Audit Compliance will manage internal and external financial, ... Position Overview Reporting to the CFO, the Director of Audit Compliance performs various...and adherence to sound business practices, company policies, and regulatory requirements. + Reviews and analyzes transactions, documents, records,… more
- RWJBarnabas Health (Newark, NJ)
- …to record documentation, consults with the Medical Director and Administrative Director on regulatory compliance updates, Participates in the ... administrative and budgetary operations of the section, Qualifications: Required: + Meets education and experience equivalent to the guidelines mandated by Centers for Medicare and Medicaid Services (CMS), CLIA and the New Jersey State Department of health and… more
- JPMorgan Chase (Jersey City, NJ)
- …(GRDE) function within Payments Controls is responsible for managing regulations and driving regulatory compliance for Payments globally. In order to ensure that ... are adequately managed, the Payments Control organization is seeking an Executive Director level candidate to provide regulatory advisory capability and lead… more
- American Express (New York, NY)
- …+ Process review to identify control gaps and improvement opportunities for regulatory reporting processes. + Ensure compliance with the reporting guidelines ... require additional testing. Ensure timelines of reviews are met * Ensure compliance with Quality Assurance governed frameworks eg, Regulatory Reporting… more
- TD Bank (New York, NY)
- …of Business:** TD Securities **Job Description:** The TD Securities, Employee Relations Director , Regulatory and Controls is responsible for leading the ... and controls, for all department processes + Ensures ongoing compliance with internal / external audit and regulatory... compliance with internal / external audit and regulatory requirements + Provides prompt and comprehensive response to… more
- Citigroup (Queens, NY)
- …and accuracy of the control framework to strengthen risk identification, mitigation, and regulatory compliance . + Partner with Report Owners to evaluate and ... The Regulatory Reporting role is a senior management position...with key stakeholders across the firm including Risk, Finance, Compliance , Internal Audit and Business Lines, to ensure alignment… more
- Veolia North America (Paramus, NJ)
- … compliance goals. Oversees case strategy and execution, supervises regulatory staff, coordinates cross-functional teams and external partners, and prepares ... **Position Purpose:** Reports to the Vice President, Rates and Regulatory Affairs and leads the preparation, filing, and management...its capital plan based on identified customer service and compliance targets. + Plays a key role in the… more
- Regeneron Pharmaceuticals (Sleepy Hollow, NY)
- …legal advisor to multiple internal stakeholders, including the commercial, medical affairs, regulatory , HEOR, corporate affairs, and compliance teams. You will ... This Attorney position with the Regeneron Regulatory and Commercial Law team will provide proactive...advertising and promotion, and strategic brand planning. + Ensuring compliance with all relevant laws, regulations, policies, procedure and… more
- Mizuho Corporate Bank (New York, NY)
- …production team, ensuring the accurate and timely submission of reports in compliance with regulatory requirements. The successful candidate will possess strong ... Summary The Liquidity Regulatory Reporting is a team responsible for the...financial regulations, and a proven track record in managing regulatory reporting teams. Additionally, the candidate will play a… more
- Citigroup (New York, NY)
- …and required remediation. + Support and substantiate the overall health of the Regulatory Reporting function via the BCBS 239 Compliance framework. + Partner ... The Regulatory Reporting role is a senior management position...that will report up through the Global Head of Regulatory and Capital Reporting. The individual will support effective… more
- Citigroup (New York, NY)
- …works to make sure a robust framework exists to manage and mitigate operational, compliance and regulatory risks across the business to enable the business to ... The Treasury and Trade Solutions (TTS) Domestic Payments & Express Controls, Regulatory Management Senior Manager is a senior individual contributor role which sits… more
- Capital One (New York, NY)
- Director , Network Compliance (Advisory) The Network Compliance Director performs a key risk management role in the second line of defense for Capital ... the Compliance Management Program framework, the Network Compliance Director is responsible for leading and...peers to support the business's identification and mitigation of compliance risks + Support regulatory exam and… more
- TD Bank (New York, NY)
- …banking Functions including M&A, Debt and Equity Capital Markets. The Director Compliance TDS oversees/leads a team(s) of specialists/professionals providing ... this role. **Job Description:** We are looking for a Director , US Markets Compliance Advisory to join...Analyzing and scoping the impact of new and complex regulatory and compliance developments across senior function/business/product,… more
- Capital One (New York, NY)
- Director , Network Compliance (Requirements) The Network Compliance Director will perform a key risk management role in the second line of defense for ... and merchant businesses to help establish and implement the framework for the network compliance program. The Network Compliance Director is a critical… more
- City National Bank (Jersey City, NJ)
- …objective assurance over the design and operating effectiveness of the Bank's compliance risk management practices, Regulatory Compliance , governance ... * DIRECTOR OF AUDIT COMPLIANCE * WHAT IS...focus on compliance risk management practices and regulatory compliance * Audit Assurance: Prepare and… more