- SMBC (White Plains, NY)
- …Vice President (VP), Director of Operational Risk , and Head of Non-Financial Risk , the Associate supports the Second Line of Defense Risk Management ... Department Americas Division's (RMDAD) Operational Risk and Other Risks Group (ORORG) for the Combined... risk framework independent of the businesses' risk appetite statements. The Associate is responsible… more
- MUFG (New York, NY)
- …A member of our recruitment team will provide more details. We are seeking an Associate to join our Global Corporate & Investment Banking - Risk Management team. ... part within the First Line of Defense's program for assessing and monitoring operational risks, across the product offering of the group. Key responsibilities: +… more
- JPMorgan Chase (Jersey City, NJ)
- …of controls and sustainable solutions to mitigate compliance and operational risk . As a Control Management Senior Associate within Treasury/Chief Investment ... accountability model with the business executives that promotes early compliance and operational risk identification and assessment, effective design and testing… more
- Santander US (New York, NY)
- … Associate will be part of the 2nd line of defense in the CIB Operational Risk Management team responsible for managing payments risk frameworks and ... VP, Senior Payments Risk Management Associate Country: United States...management activities. This role will report to the Chief Operational Risk Officer (CORO). They partner with… more
- Marex (New York, NY)
- …information visit www.marex.com (http://www.marex.com/) Purpose of Role: The Change and Integration Risk Associate will be responsible for providing 2nd line of ... between US Risk and UK Risk teams. + Work with Operational Risk to perform RCSAs on acquisitions. + Work with Change Management to perform closure… more
- CIBC (New York, NY)
- … assessment process to identify and evaluate risks and controls according to operational risk standards, policies and procedures. The role is accountable for ... process to identify and evaluate risks and controls according to operational risk standards, policies and procedures. + Assist in making decisions that… more
- SMBC (New York, NY)
- …SMBC offers a competitive portfolio of benefits to its employees. **Role Description** **The** ** Associate - Risk Data Management role will be within the Risk ... Data Management.** **Role Objectives** + Execute data governance, improve operational data quality, and implement BCBS 239 compliance. Ensure timely, accurate… more
- SMBC (White Plains, NY)
- …the team in the Issue Management Lifecyle. + Support the team in Risk Appetite and Risk Identification related processes **Role Objectives: Delivery** Ensure ... of Issues Management across different types of risks (credit, market, liquidity, operational ) and sub-components of those risks (concentration, company / industry /… more
- Scotiabank (New York, NY)
- …to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk and ... Associate Director, Chief of Staff US Corporate Banking..., including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance … more
- JPMorgan Chase (Jersey City, NJ)
- …Your responsibilities will include supporting the end-to-end execution of compliance and operational risk assessments ( risk and control self-assessments), ... to conduct an end-to-end analysis of the organization's compliance and operational risk and control environment to identify significant gaps/weaknesses… more
- MUFG (New York, NY)
- …box" thinking, to proactively determine business resiliency, and assess emerging industry risk + Strong understanding of Operational Resilience methodologies and ... of any observed weaknesses + Familiarity with the Sound Practices to Operational Resilience, and ensure all regulatory requirements (eg FFIEC, OCC, FRB) are… more
- Scotiabank (New York, NY)
- …to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk and ... Associate , US Treasury - Liquidity Reporting & Analytics..., including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance … more
- Scotiabank (New York, NY)
- …risk tolerance (including but not limited to credit, legal, regulatory, and operational risk ). + Actively pursues effective and efficient operations of ... Associate Director, Global Capital Markets Documentation, GBM, New...day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk ,… more
- Scotiabank (New York, NY)
- …to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk and ... Associate Director, Execution and Structuring-US Corporate Banking, REGAL..., including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance … more
- Scotiabank (New York, NY)
- …to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk and ... Associate , US Treasury - Liquidity Reporting & Analytics..., including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance … more
- Scotiabank (New York, NY)
- …to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk and ... Associate , Equity Derivatives Quant **Requisition ID:** 223634 **Salary..., including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance … more
- TD Bank (New York, NY)
- …& Investment Banking is responsible for providing ongoing strategic and operational support, as well as supervisory oversight, to front-line Investment Bankers ... In this first line of defense (1A) role, the Associate will work with leaders of the Business Supervision...Business Supervision and Governance team to maintain a strong risk and control environment, supported by an effective supervisory… more
- Wells Fargo (New York, NY)
- …Business Advice, Risk Management, Talent & Leadership Development, and Operational Excellence. **\#LegalDeptJobs** **The Role** The Associate General Counsel ... customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance),… more
- Wells Fargo (New York, NY)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance), ... Our Equity Capital Markets (ECM) team is seeking an Investment Banking Associate , Consumer & Retail to join our New York City office. Investment Banking Associates… more
- HSBC (New York, NY)
- …frameworks for investments, and regulatory initiatives. Assisting with the coverage of the operational risk of all approved funds across hedge funds, private ... Associate , Fund Manager Research will be responsible for operational due diligence reviews for hedge funds, private equity,...other areas of HAIL and AMG, legal, IT, compliance, risk , middle office etc + Associate Fund… more