- TD Bank (New York, NY)
- …support the lending activities of Wealth Banking.** **Job Summary:** The ** Compliance Administration Oversight & Reporting Manager** ensures regulatory ... enthusiastic colleagues dedicated to setting new industry standards. **U.S. Wealth Compliance acts as an independent regulatory... Compliance acts as an independent regulatory compliance and conduct risk management and oversight … more
- Citigroup (New York, NY)
- …corporate and investment banking, securities brokerage, transaction services, and wealth management. Our core activities are safeguarding assets, lending money, ... are met and coordinating contract negotiation and processing + Provide oversight of the Business Critical Milestone Reporting process and other reporting… more