- Rain for Rent (Chandler, AZ)
- …property and accounts receivable. + Act as branch safety and environmental officer to ensure a safe, accident and environmentally incident-free workplace. + Develop ... and terminating employees. + Supervise all branch operations to ensure compliance with Company policies and procedures, including: safety, administration, personnel,… more
- City National Bank (Phoenix, AZ)
- * COMPLIANCE OFFICER -DEPOSITS* WHAT IS THE OPPORTUNITY? Position is responsible for performing risk analysis and assessment of compliance regulations, ... new or revised laws and regulations. * Assist the Compliance Manager, Senior Compliance Officer ,...(eg Bank Secrecy Act, Community Reinvestment Act, Fair Lending Practices , Code of Conduct, etc.). * Provide guidance on… more
- MUFG (Tempe, AZ)
- …team will provide more details. **Job Summary:** Reporting to the Head of Core Compliance Practices for Americas, you will lead various activities and tasks that ... required by the enterprise programs and/or assigned by the Head Of Compliance Practices . This is an individual contributor role that will require understanding… more
- Prime Therapeutics (Phoenix, AZ)
- …and the Compliance and Audit Committee and supports the Chief Compliance Officer 's compliance governance responsibilities + Represents Compliance ... through a variety of channels + Expert level understanding of effective compliance and ethics program principles, concepts, practices and standards; full… more
- Prime Therapeutics (Phoenix, AZ)
- … communication for risk assessment and corrective action plans for the Chief Compliance Officer 's reporting to the Corporate Compliance Committee (CCC) ... through a variety of channels + Expert level understanding of effective compliance and ethics program principles, concepts, practices and standards; full… more
- HUB International (Phoenix, AZ)
- …SEC registered investment advisor and limited purpose FINRA Broker-Dealer: The Chief Compliance Officer , will be a highly visible, senior leadership position, ... and enhancing the SEC compliance infrastructure. **Job Summary:** The **Chief Compliance Officer ** **for Retirement and Private Wealth** will be responsible… more
- City National Bank (Phoenix, AZ)
- * COMPLIANCE OFFICER SENIOR-MORTGAGE ORIGINATION* WHAT IS THE OPPORTUNITY? The Compliance Officer Senior - Mortgage is responsible for managing and ... maintaining assigned areas of the compliance program covering US Mortgage Banking including monitoring business...Truth in Lending Act, Community Reinvestment Act, Fair Lending Practices , Code of Conduct, etc.). WHAT DO YOU NEED… more
- Honeywell (Phoenix, AZ)
- As a Sr. Export Compliance Officer at Honeywell, you will be responsible for drafting, preparing, and reviewing a high volume of export license applications, ... collaborating with the broader Licensing team on best practices , metrics, and internal reporting. You will manage OCR-EASE recordkeeping for complex export… more
- Edward Jones (Tempe, AZ)
- …Division of Edward Jones seeks a qualified individual to serve as a Senior Compliance Officer within the firm's Trading and Market Surveillance area in Financial ... + 5+ years securities industry experience with minimum 3+ years in a compliance capacity or surveillance, trading or capital markets experience. + Series 7, 9,… more
- MUFG (Tempe, AZ)
- …will provide more details. **Job Summary** **WORK EXPERIENCE:** + Experience in compliance testing, regulatory examination, audit, or risk management. + Exposure to ... regulatory exams or inquiries. + Experience with Core Compliance requirements such as Ethics, Data Privacy, Information Handling, Records & Information Management,… more
- Prime Therapeutics (Phoenix, AZ)
- …and maintain records and related documentation for reporting to the Chief Compliance Officer , Prime's senior leadership team, executives, Corporate Compliance ... solve through highly complex situations + Complete understanding of effective compliance program principles, concepts, practices and standards; full breadth… more
- United Therapeutics (Phoenix, AZ)
- …Senior Corporate Compliance Director, Risk Management reports to the Chief Compliance Officer and is responsible for leading the Department's risk management ... mitigation. You are data-driven and methodical, and able to translate complex compliance insights into clear, actionable next steps. With a natural curiosity and… more
- Fujifilm (Phoenix, AZ)
- …and enforcement matters affecting global companies as well as healthcare industry and compliance best practices . + Assist with review of quotes, submissions, and ... **Position Overview** The Regulatory Compliance Manager (Corporate) is a member of the...businesses and develop integration plan. + Support HIPAA Privacy Officer in executing responsibilities related to healthcare and HIPAA.… more
- Cushman & Wakefield (Phoenix, AZ)
- **Job Title** Chief Operating Officer , Multifamily Asset Services Biltmore at Camelback (https://www.biltmoreatcamelback.com/) **Job Description Summary** CHIEF ... OPERATING OFFICER , MULTIFAMILY We are seeking a strategic and innovative...the change process. + Standardize operating procedures and best practices across regions. + Cultivate a culture of accountability… more
- Adelante (Mesa, AZ)
- Advance Practice Medical Director Job Details Job Location Adelante Healthcare Mesa - Mesa, AZ Position Type Exempt Education Level MD degree or DO degree Job ... Care Description POSITION SUMMARY To provide assistance to the Chief Medical Officer with oversight and coordination of quality comprehensive medical care to a… more
- Wells Fargo (Tempe, AZ)
- …this role:** Wells Fargo is seeking a **Senior Lead Operational Risk Officer ** within Technology Risk Management. You'll provide second line oversight of ... cybersecurity risk management practices across the enterprise, ensuring alignment with regulatory expectations, internal risk frameworks, and industry standards.… more
- Adelante (Phoenix, AZ)
- Physician Family Practice - West Phoenix Job Details Job Location Adelante Healthcare West Phoenix - Phoenix, AZ Position Type Exempt Education Level MD degree or DO ... are carried out with minimal guidance in accordance with clinic office practices and procedures. Will comply with organization and department policies. EXPECTATIONS… more
- Travelers Insurance Company (Phoenix, AZ)
- …clients, agents, and brokers. This role is part of the National Cyber Practice team which provides financial and reputational protection for companies that have ... analyzes complex data related to cyber security, privacy and regulatory compliance , industry and economic exposures and financial performance. The underwriting… more
- Edward Jones (Tempe, AZ)
- …The Field Supervision Department plays a critical role in achieving the Compliance Division's purpose of promoting our client's best interests and choices by ... partnering to improve our culture of compliance and enable the best experience for all. Our...foremost benchmarking survey and report measuring corporate policies and practices related to LGBTQ+ workplace equality. The ranking designated… more
- Dignity Health (Phoenix, AZ)
- …leaders from the Service Area together to discuss issues that impact physician practices and barriers to greater alignment of physician and hospital goals and ... patient transfers are handled swiftly, efficiently and in full compliance with required regulations (such as EMTALA) and ensure...health care. **Licensure:** + Current, active, unrestricted license to practice medicine in at least one US state or… more
