- SMBC (New York, NY)
- …competitive portfolio of benefits to its employees. **Overview** SMBC is seeking an experienced Audit Director with a minimum of 10 years' experience in the ... financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices...and other related technology controls. Reporting to the Cybersecurity Audit Team Head, the Audit Director… more
- American Express (New York, NY)
- …in depth knowledge of US banking industry consumer and prudential compliance requirements, and support integrated audit teams with their compliance ... internal capabilities and technologies. About the Role The IAG Compliance Director role will lead core Global...quality; conduct L2 reviews + Specialize in banking industry consumer and prudential compliance , own audit… more
- Capital One (New York, NY)
- Audit Director , Financial Crimes Compliance **Overview:** Capital One's Audit function is a dedicated group of professionals focused on delivering ... financial crimes compliance across the bank. A Director on the FCC Audit team will...Regulatory Compliance Manager (CRCM) + Experience with consumer compliance , privacy and conduct risk management… more
- City National Bank (Jersey City, NJ)
- …model and mentor to junior auditors, providing constructive feedback and guidance on consumer compliance audit procedures and techniques. Enhances and ... * AUDIT MANAGER I- CONSUMER COMPLIANCE.... * *Relationship Building and Stakeholder Management:* Supports the Audit Director in ongoing monitoring and discussions… more
- American Express (New York, NY)
- …and risk professionals have diverse backgrounds including internal controls, consumer compliance , technology, operational risk, financial accounting, data ... key internal capabilities and technologies. **About the Role:** The Director of Audit will lead the function...& Governance: + Collaborate with key stakeholders in Risk, Compliance , Technology, and the Business to stay ahead of… more
- American Express (New York, NY)
- …and risk professionals have diverse backgrounds including internal controls, consumer compliance , technology, operational risk, financial accounting, data ... Internal Audit group is seeking an experienced Audit Director - Conduct Risk & Internal...using an integrated auditing approach that considers financial, operational, compliance , and technology risks + Review management's corrective action… more
- Citigroup (New York, NY)
- **Team/Role Overview** The Audit Director - AI Governance and Risks is a senior level management position, reporting to the Chief Auditor Artificial Intelligence ... eg conduct risk, operational resilience, data protection, algorithmic trading, AML/KYC, consumer protection. + Preferably with audit experience, subject matter… more
- Citigroup (New York, NY)
- The Audit Director - AI Non-model Objects is a senior level management position, reporting to the Chief Auditor Artificial Intelligence (AI) Assurance, ... eg conduct risk, operational resilience, data protection, algorithmic trading, AML/KYC, consumer protection. + Preferably with audit experience, subject matter… more
- American Express (New York, NY)
- …and risk professionals have diverse backgrounds including internal controls, consumer compliance , technology, operational risk, financial accounting, data ... define the future of American Express. **About the Internal Audit Group at American Express** Our Internal Audit...that strengthen the enterprise and drive continuous improvement. The Director Assistant will serve as a trusted partner to… more
- American Express (New York, NY)
- …and risk professionals have diverse backgrounds including internal controls, consumer compliance , technology, operational risk, financial accounting, data ... together, you will help us define the future of American Express. **About the Internal Audit Group at American Express** Our Internal Audit Group is a worldwide… more
- SMBC (New York, NY)
- …Skills** + Minimum of 10 years of audit experience in the in Audit , Risk, Business Control, Compliance , Finance in the financial industry. + Strong knowledge ... range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices and 80,000 employees… more
- American Express (New York, NY)
- …and risk professionals have diverse backgrounds including internal controls, consumer compliance , technology, operational risk, financial accounting, data ... define the future of American Express. **About the Internal Audit Group at American Express** Our Internal Audit...York, Phoenix, or Sandy and will be supporting the Director of Corporate Services and Enterprise Shared Services. This… more
- American Express (New York, NY)
- …and risk professionals have diverse backgrounds including internal controls, consumer compliance , technology, operational risk, financial accounting, data ... define the future of American Express. **About the Internal Audit Group at American Express** Our Internal Audit...Attend report / issue conversations with management, work with Director / Team Leader to communicate and action on… more
- Meta (New York, NY)
- **Summary:** As Director of Sanctions Compliance in the Meta FinTech Compliance Team (MFTC) you will lead a team of compliance professionals and ... requirements applicable to registered money services businesses ("MSBs"). **Required Skills:** Director , Global Head of Sanctions Compliance Responsibilities: 1.… more
- JPMorgan Chase (Brooklyn, NY)
- …the status quo and striving to be best-in-class. As a Global Financial Crime Compliance Governance Director within the Compliance , Conduct and Operational ... to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan...partnerships with senior business management and counterparts in Legal, Audit , Control, and Risk. + Execute existing strategy and… more
- American Express (New York, NY)
- …welcome and recommend us to their customers. We are seeking an experienced and strategic Director - First Line of Defense (1LOD) Compliance professional to lead ... exam readiness, issue remediation, and corrective action planning. + Coordinate with compliance , legal, risk, and audit teams to ensure consistent interpretation… more
- JPMorgan Chase (New York, NY)
- …the status quo and striving to be best-in-class. Job Summary As the Executive Director of Compliance , Conduct and Operational Risk (CCOR) within the Firmwide ... to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan...in a business, finance, technology, security, justice, law, or audit , ideally combined with further education in Control Management… more
- Bristol Myers Squibb (Madison, NJ)
- …large, cross-functional global teams and projects. + Experience with enterprise-level compliance systems and audit management tools. + Demonstrated ability ... in their personal lives. Read more: careers.bms.com/working-with-us . The Director of Inspection Readiness is responsible for ensuring organizational preparedness… more
- JPMorgan Chase (Jersey City, NJ)
- …the future of data risk at JPMorgan Chase? We're seeking a visionary Executive Director to drive our Internal Audit Chief Data Office's strategy for safeguarding ... critical data assets. As the Executive Director of Data Risk Management & Governance within the...experience in financial services, specifically within controls, risk management, compliance , or internal audit functions. + Bachelor's… more
- JPMorgan Chase (Jersey City, NJ)
- …Material Risk Inventory reviews) + Partner with Line of Defense colleagues (Legal, Compliance /Op Risk, and Audit ) to understand their priorities and engage them ... Chief Data Office's Strategic Initiatives Governance at the Executive Director level and be part of a team that...+ 10+ years of financial services experience in controls, audit , quality assurance, risk management, or compliance … more
