- SMBC (New York, NY)
- …range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices and 80,000 employees ... portfolio of benefits to its employees. **Role Description** The SMBC Compliance Advisory Function resides within Compliance Department Americas Division… more
- SMBC (Jersey City, NJ)
- …CFE-Certified Fraud Examiner, CPA-Certified Public Accountant, and Certified Regulatory + Compliance Manager -CRCM). Software Systems / Programming Languages + ... of specialized experience in Financial Services + Minimum 8-10 years of BSA/AML/Sanctions compliance experience (eg, compliance , internal audit , AML Risk and… more
- City National Bank (Jersey City, NJ)
- * AUDIT MANAGER I- CONSUMER COMPLIANCE * WHAT IS THE OPPORTUNITY? The Audit Manager I- Consumer Compliance position is a key role ... to test compliance with regulatory requirements. The Audit Manager will analyze audit ...to junior auditors, providing constructive feedback and guidance on consumer compliance audit procedures and… more
- American Express (New York, NY)
- …in depth knowledge of US banking industry consumer and prudential compliance requirements, and support integrated audit teams with their compliance ... and with high quality; conduct L2 reviews + Specialize in banking industry consumer and prudential compliance , own audit portfolio with accountability,… more
- JPMorgan Chase (Jersey City, NJ)
- We are on the lookout for a talented Audit Manager to join our Connected Commerce & Consumer & Community Bank Strategy - Internal Audit team. This is ... in enhancing our organization's governance and operational excellence! As an Audit Manager on the Connected Commerce & Consumer & Community Bank Strategy -… more
- Capital One (New York, NY)
- Senior Audit Manager , Corporate Compliance (Hybrid)...years of experience in one or more areas of compliance , such as consumer compliance or ... In this role as a member of the Corporate Compliance Audit Team, the candidate will have... in the financial services industry + Certified Regulatory Compliance Manager (CRCM); Certified Internal Auditor (CIA)… more
- Capital One (New York, NY)
- Audit Manager : Corporate Compliance Audit (Hybrid) Capital One's Audit function is a dedicated group of professionals focused on delivering ... professional opportunity. Capital One is seeking an energetic, self-motivated Audit Manager interested in becoming part of...of experience in auditing one of the following areas: consumer compliance , banking or financial services industry,… more
- Capital One (New York, NY)
- Senior Audit Manager , Enterprise Risk Management (Hybrid) Capital One's Audit function is a dedicated group of professionals focused on delivering ... opportunity. Capital One is seeking an energetic, self-motivated Sr. Audit Manager interested in becoming part of...or a combination of the following areas: risk management, consumer compliance , banking or financial services. +… more
- Capital One (New York, NY)
- …Auditor (CIA), Certified Public Accountant (CPA), or Certified Regulatory Compliance Manager (CRCM) + Experience with consumer compliance , privacy and ... Audit Director, Financial Crimes Compliance **Overview:** Capital One's Audit function is a dedicated group of professionals focused on delivering… more
- Synchrony (New York, NY)
- Job Description: **Role Summary/Purpose:** This position reports into the VP, Senior Audit Manager - Credit, responsible for providing independent and objective ... and focus of the Credit, Analytics & Models Internal Audit Team through active engagement in risk assessment, ...operational and credit risk management, retail credit products, and consumer compliance . + Demonstrate verbal and written… more
- US Bank (New York, NY)
- … audit professionals within our Technology and Operations Services Team as a Senior Audit Project Manager . This role will align to the Technology Services ... of risk mitigation -Partner with their assigned Line of Business, other Risk/ Compliance / Audit (RCA) professionals, and RCA Managers to, depending on their… more
- JPMorgan Chase (Jersey City, NJ)
- We are on the lookout for a talented Audit Manager to join our Asset Management Internal Audit team. This is your opportunity to play a crucial role in ... enhancing our organization's governance and operational excellence! As an Audit Manager within our Asset Management Internal Audit Team, you will execute the… more
- JPMorgan Chase (Jersey City, NJ)
- We are on the lookout for a talented Technology Audit Manager to join our join our Cybersecurity and Technology Controls Internal Audit team. This is your ... in enhancing our organization's governance and operational excellence! As a Technology Audit Manager within our Cybersecurity and Technology Controls Internal … more
- American Express (New York, NY)
- …and risk professionals have diverse backgrounds including internal controls, consumer compliance , technology, operational risk, financial accounting, data ... **About the Role** Our Internal Audit group is seeking an eager Cybersecurity Audit Manager in New York City, Phoenix, or Sandy to help advance and grow our … more
- American Express (New York, NY)
- …and risk professionals have diverse backgrounds including internal controls, consumer compliance , technology, operational risk, financial accounting, data ... and technologies. **About the Role:** We are seeking an experienced Audit Manager with a strong interest and expertise in Treasury functions generally… more
- American Express (New York, NY)
- …and risk professionals have diverse backgrounds including internal controls, consumer compliance , technology, operational risk, financial accounting, data ... define the future of American Express. **About the Internal Audit Group at American Express** Our Internal Audit... Audit Group at American Express** Our Internal Audit Group is a worldwide function with 300 team… more
- American Express (New York, NY)
- …and risk professionals have diverse backgrounds including internal controls, consumer compliance , technology, operational risk, financial accounting, data ... define the future of American Express. **About the Internal Audit Group at American Express** Our Internal Audit... Audit Group at American Express** Our Internal Audit Group is a worldwide function with 300 team… more
- American Express (New York, NY)
- …Express is seeking a detail oriented and proactive First Line of Defense (1LOD) Compliance Senior Manager to support the business in managing compliance ... policy interpretation, regulatory change implementation, and incident response. + Support compliance testing, audit readiness, and business responses to… more
- Coinbase (New York, NY)
- …are based in the United States (Remote) and will be reporting to an Internal Audit Manager . Each individual will be responsible for learning and supporting all ... and technology, like AI, can improve our audits and audit processes * Support a variety of Compliance...location, the General Data Protection Regulation (GDPR) and California Consumer Privacy Act (CCPA) may regulate the way we… more
- SMBC (New York, NY)
- …competitive portfolio of benefits to its employees. **Description** SMBC is seeking an experienced audit manager with a minimum of 10 years' experience in the ... financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices...years of audit experience in the in Audit , Risk, Business Control, Compliance , Finance in… more
