- Arootah (New York, NY)
- …Fund, Family Office, or Investment Management firm serving in the role of Chief Risk Officer , Operations. Additional experience of between 3-5 years of working ... including reporting Key Risk Indicators (KRIs), Third-Party Risk Assessments, conducting Risk & Control...Control and Assurance Committees to ensure that all business units continuously update their operating procedures for changing… more
- Crdit Agricole CIB (New York, NY)
- … type Types of Jobs - Compliance / Financial Security Job title Compliance Officer - Compliance Risk Assessment - VP Contract type Permanent Contract Job ... Assessment within the Transversal Compliance Team, the Compliance Risk Assessment Officer is in charge of...concerns *Prepare data analytics dashboards *Assist in managing the Risk and Control Self Assessments (RCSA) process… more
- BNP Paribas (New York, NY)
- Business Overview: Global Markets (GM) is BNP Paribas' capital markets business within the Corporate & Institutional Bank (CIB) division, delivering solutions ... corporates, private banks and retail distribution networks. It encompasses 3 global business lines: Fixed Income Currencies & Commodities (FICC), Global Equities and… more
- Deutsche Bank (New York, NY)
- …monitoring of compliance with Firm policies and conduct risk assessments of the Business to ensure effective business control framework How You'll Lead ... relevant policies and procedures Provide regulatory/compliance training; assist the Business in implementing and documenting various supervisory/ control … more
- Wedbush Securities (Jersey City, NJ)
- …consistent growth. Our Jersey City office is seeking an Assistant Vice President Enterprise Risk Officer to join our Operational Risk Management group. This ... Assistant Vice President will develop and implement a comprehensive risk framework across all business areas, engaging...are directly aligned to key risks noted in the Risk and Control Self-Assessment (RCSA) Lead and… more
- Deutsche Bank (New York, NY)
- …monitoring of compliance with Firm policies and conduct risk assessments of the Business to ensure effective business control framework How You'll Lead ... Job Description: Job Title Compliance Officer - Fixed Income Sales & Trading -...relevant policies and procedures Provide regulatory/compliance training; assist the Business in implementing and documenting various supervisory/ control … more
- Societe Generale (New York, NY)
- …controls, on an ongoing basis; Provide robust, independent advice to SG Business Units/Service Units on DFA requirements; Collaborate with Compliance testing teams ... and other internal control functions to continually monitor, evaluate, establish and implement...regional, and head office management. The staff provide the business lines with guidance on relevant laws, rules, and… more
- TD Bank Group (New York, NY)
- … areas. Conduct compliance risk assessments to ensure effective business control framework. Provide ongoing reporting to senior management. Develop ... you more specific details for this role. Job Description: The Senior Compliance Officer provides advice, guidance and support to business units in adhering… more
- American Express (New York, NY)
- …(GRC) is an independent risk management function, led by the Chief Risk Officer , with the objective of ensuring that American Express operates in ... enterprise-level risk management, frequent interaction with stakeholders across the business , and an opportunity to influence key decisions that promote sound … more
- American Express (New York, NY)
- …within the Global Risk and Compliance organization and led by the Chief Risk Officer , manage operational risks associated with Information & Cyber Security ... Risk , Business Disruption, Technology Risk ,...the banking/financial services industry including policy & procedure development, risk appetite, risk control self-assessment… more
- Royal Bank of Canada (Jersey City, NJ)
- …change across the second line of defense through audit coverage over the Chief Risk Officer 's organization. Act as a conduit for management reporting across all ... Issues Management; Risk Data Aggregation & Reporting; Risk and Control Self-Assessment; Recovery & Resolution;...Recovery & Resolution; and the firm's efforts to integrate Risk within Business Processes. Operational risks (… more
- Citigroup, Inc. (New York, NY)
- …to segment partners where appropriate (including, but not limited to Small Business Partners, Home Lending Officer , etc.) Acquire new clients through ... to ensure all clients have a positive in-branch experience Appropriately assess risk when business decisions are made, demonstrating particular consideration for… more
- NBCUniversal (Englewood Cliffs, NJ)
- …during 2025. Job Description The Vice President will serve as an integral business partner in the operational accounting aspects of the SpinCo TV Networks' ... business units. The Vice President reports to the Chief Accounting Officer , SpinCo and acts as a key advisor to finance leadership on all accounting matters. This… more
- Citigroup (Rutherford, NJ)
- Citibank, NA seeks a Business Risk and Control Officer for its Rutherford, NJ location. Duties: Accomplish results through the management of professional ... and key functional support areas including Government Affairs, Communications, Legal, Compliance, Control , In- Business Risk , and Independent Risk … more
- Citigroup (Jersey City, NJ)
- The Business Risk and Control Group Manager is accountable for management of complex/critical/large professional disciplinary areas. Leads and directs a team ... degree preferred. **Job Family Group:** Risk Management **Job Family:** Business Risk & Control **Time Type:** Full time **Primary Location:** Jersey… more
- MUFG (Jersey City, NJ)
- …the First Line of Defense, reporting directly to the Technology Business Unit Risk and Control Officer (BURCO). This executive role involves developing, ... the firm's assets, information, and reputation. The First Line Business Unit Risk Manager is responsible for...senior business partners and stay abreast on risk , control agendas + Drive risk… more
- Mizuho Corporate Bank (New York, NY)
- About the Team: Business Risk & Control The ...to ensure an effective control environment. First Line Risk & Control Officer The First ... Business Risk & Control (BRC) team is focused on the implementation and...an effective control environment. The First Line Control Officer reports directly to BRC, with… more
- MUFG (New York, NY)
- …and work remotely one day. A member of our recruitment team will provide more details. Risk and control officer will be responsible for assisting with the ... duties of the BURM ( Business Unit Risk Manager) for Operations. The...be responsible for key aspects related to issue management, risk assessments, control testing, risk … more
- MUFG (New York, NY)
- …completed + Additional non-project responsibilities will include working collaboratively with the business units and their risk teams to execute the following: ... execute the following: + Issue Identification: + Partner with business to proactively identify MSIs and appropriately document SLoD...+ Certified Information Systems Auditor (CISA) + Certified in Risk and Information Systems Control (CRISC) +… more
- Citigroup (New York, NY)
- Citigroup Global Markets Inc. seeks a Business Risk Officer for its New York, New York location. Duties: Deliver integrated solutions supporting the Volcker ... Rule compliance program within Citi's Business Risk & Control . Manage key Volcker control operations, including limit setting framework, data validation,… more
