- Bogota Savings Bank (Hasbrouck Heights, NJ)
- …to ensure practices, policies and procedures and provide sufficient control to manage deposit compliance risk . The analyst will also assist the BSA Officer with ... management to keep them updated on progress of Compliance matters 13. Responsible for conducting ongoing monitoring reviews...federal and state rules and regulations 18. Conduct periodic risk assessments to identify compliance risk… more
- TD Bank Group (Paramus, NJ)
- …Supervisor supervises day-to-day team activities to ensure operational excellence and compliance with policies and procedures to mitigate risk and protect ... Work focus time horizon is generally short term with low to moderate risk Demonstrates understanding of bank operational policies, procedures and regulations and… more
- Korn Ferry Executive Search (Paramus, NJ)
- …federal actions, and NJ Hospital Association decisions affecting fiscal management . Ensures compliance with governmental/regulatory agencies and third-party ... In 2024, VHC achieved an operating margin of 8.4%, reflecting their operational efficiency, financial stability, and sustained demand for their services. With a… more
- Fidelity Investments (Paramus, NJ)
- …client appreciation Overseeing operational activities, including supervision of local risk and compliance issues and customer concerns Fostering the ... Description: A Fidelity Assistant Branch Manager partners with senior management to lead a team of successful sales and...understand the ins and outs of both sales and operational activities within a branch environment. Your strategic mindset… more
- Bank of China Limited, New York Branch (New York, NY)
- …a crucial role in supporting the efficient and effective operations of the Operational Risk Management Department. Responsibilities Expense Budget ... key departmental activities, achievements, and critical operational updates for management review Compile and/or translate various Risk Management … more
- TD Bank Group (New York, NY)
- …products, transactions, and FCRM-related processes. The team mandate includes regulatory compliance , program remediation, risk management , and program ... work experience 7+ years experience Customer Accountabilities: Provides expert/specialized regulatory compliance and prudential risk management guidance on… more
- Arootah (New York, NY)
- …projects or other areas of need. Who You Are Establish, implement, and oversee the Operational Risk Management activities of a Hedge Fund or Family Office ... Risk Officer, Operations. Additional experience of between 3-5 years of working in Risk Management , Operations, Compliance or similar business function at… more
- Morgan Stanley (New York, NY)
- … Management or Operational risk roles -Detailed knowledge of operational risk management frameworks, including loss data processes, issue and ... Coverage Officer at the Vice President level for its Operational Risk Department (ORD). The successful candidate...As this role sits in the 2nd line Wealth Management Risk coverage organization, a key enabler… more
- MUFG Bank, Ltd. (New York, NY)
- …resiliency, and assess emerging industry risk Strong understanding of Operational Resilience methodologies and systems Excellent project management skills, ... consistency, appropriate implementation, and ongoing maintenance of the business continuity risk management framework, as well as business continuity program… more
- Barclays (New York, NY)
- …Front-Office deal teams, Portfolio Management , Business Management , Risk , Finance, Treasury, Product Control, Compliance , Committee Coordinators, COOs ... global responsibilities. This person will primarily oversee revenue recognition, underwriting risk capture and reporting (including limit compliance ) and RWA… more
- TD Bank Group (New York, NY)
- …Bank US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key ... with other senior managers who lead functional verticals (eg, compliance training, issues management , risk ...transformations. Operational Leadership Support the AVP of Compliance Program Management with business management… more
- Marex (New York, NY)
- …the SEC, FINRA, MSRB, and other regulatory rules and regulations. Adhere to the operational risk framework for your role ensuring that all regulatory or company ... management review Manage US Broker Dealer Business Line management relationships. Collaborate to ensure Americas Compliance ... risk events immediately. To provide input to risk management processes, as required. The Company… more
- RSM Global (New York, NY)
- …initial drafts and follow-ups on client request lists. Participate in Consumer Compliance risk assessment management interviews. Update risk ... looking for experienced professionals to join our rapidly growing Global Banking Risk Consulting Practice, focused on Consumer Compliance Consulting. Candidates… more
- Metropolitan Transportation Authority (New York, NY)
- …and operational projects. The role includes responsibility for security risk assessments, project and contract management , budget planning and execution, ... and systems. This position provides executive oversight for the Security Program Management Division and the Compliance and Program Support Division, including… more
- Barclays (New York, NY)
- …financial statements, accounting practices, operational processes, IT systems and risk management . Identification of operational risks to support ... with: Experience auditing system control environments, including internal/external audit or risk management functions Proven ability to develop and execute… more
- NEW YORK POWER AUTHORITY (White Plains, NY)
- …and assist in the risk roll-up/alignment process Work with the Enterprise and/or Operational Risk team , NYPA management , and staff to facilitate the ... Management Committee (EMC) Work with Enterprise and Operational Risk leadership to ensure effective alignment...enterprise and operational processes with Internal Audit, Compliance , and the Office of Strategy Management … more
- M&T Bank (North Bergen, NJ)
- …(Bank Secrecy Act)/ KYC (Know Your Customer related activities. Adhere to applicable compliance / operational risk controls in accordance with Company or ... to stay current on operational changes and demonstrate good risk management decisions to assist the branch in managing preventable losses and reducing… more
- BNP Paribas (Jersey City, NJ)
- … Compliance advice and support to Business Lines, Due Diligence Teams, and Compliance Management in matters pertaining to the Know Your Client (KYC) and ... questions, waiver/exception requests, and escalations for decision; Review and render Compliance decisions on clients posing heightened AML/CFT risk , including… more
- Mastercard, Inc. (New York, NY)
- …to engage with clients, partners, and internal teams at all levels. *Experience in compliance , risk , and regulatory aspects of payments is a plus. Total Base ... realize their greatest potential. Title and Summary Vice President, Product Management B2B Experiences Mastercard Checkout Services focuses on making payments on… more
- Citigroup, Inc. (Rutherford, NJ)
- … Risk Technology Team is responsible for delivering Counterparty Credit Risk Management software solutions. These tools allow salespeople, traders, operations ... & develop scalable micro-services to build a functional component that will support Risk Management functions. Partner with the product management team… more
