- SMBC (New York, NY)
- …Dealing) + Financial Crimes Compliance + Regulatory Change Management + Compliance Alerts and other Communications Governance and Reporting: The Regulatory ... Regulatory Governance team is responsible for production of Annual Compliance Reports and related senior officer certifications. **Responsibilities:** + Provide … more
- Neuberger Berman (New York, NY)
- …routines, ensuring ongoing oversight and escalation of control matters + Partner with Compliance , Risk, Legal, Operations , and other control partners to ensure ... **Head of Business Control & Governance - Private Wealth** **Location:** New York, NY...Exceptional partnership and influencing skills, with experience collaborating across Compliance , Risk, Legal, and Operations functions +… more
- RGP (New York, NY)
- …and deliver strategic solutions. + Deep knowledge of regulatory frameworks, risk governance , and compliance operations across banking, insurance, and ... an affiliate of RGP, is actively recruiting a Senior Manager within our Risk & Regulatory Compliance ...insurance, and capital markets. + Design and implement risk governance frameworks, compliance programs, and control testing… more
- HSBC (New York, NY)
- …specific work location. Qualifications + Substansial experience as a regulator, or a senior compliance manager across all areas of Compliance risk within a ... + To exercise risk steward challenge, act as independent trusted advisor in governance forums, issue management, fostering a compliance culture and optimizing… more
- Neuberger Berman (New York, NY)
- We are seeking a technically strong, self-directed Product Manager with deep investment management experience to lead solutions across NB's investment platforms (eg, ... documentation, and delivery-partnering closely with portfolio managers, traders, risk, operations , engineering, and strategic vendors to build high-quality, scalable… more
- SMBC (New York, NY)
- …The role requires close collaboration with cross-functional teams including Technology, Operations , Sales, Corporate Banking, Compliance , and Finance. This ... institutional clients with comprehensive payment and liquidity solutions. The Product Manager will be responsible for the end-to-end management of Payables and… more
- Jobleads-US (Florham Park, NJ)
- …be tasked with designing and implementing compensation and benefits programs, ensuring governance and compliance , and staying ahead of industry's best practices. ... a diverse clientele of more than 1,500 clients. Our operations span major markets worldwide with offices and warehouses... Governance of Total Rewards: Establish and enforce governance processes to ensure compliance , fairness, and… more
- Neuberger Berman (New York, NY)
- …you will own data oversight and executive metric delivery, anchoring data governance and operational enablement for the SMA business. Partnering with Portfolio ... Management, Legal/ Compliance , Technology, Sales, RFPs, and Performance, you will align siloed processes, define departmental procedures, and implement continuous… more
- SMBC (New York, NY)
- …programs and initiatives within the control office, helping to oversee effective governance , risk management, and compliance across the organization. + Program ... + Collaboration: Work closely with cross-functional teams, including front office, compliance , risk management, operations , and IT, to gather information… more
- SMBC (Jersey City, NJ)
- …CFE-Certified Fraud Examiner, CPA-Certified Public Accountant, and Certified Regulatory + Compliance Manager -CRCM). Software Systems / Programming Languages + ... testing. The role is responsible for overseeing the day-to-day operations and managing a team of compliance ...compliance , internal audit, AML Risk and Control, AML Governance and Oversight, bank regulator). + 10+ years of… more
- Port Authority of New York and New Jersey (Jersey City, NJ)
- …Cisco Unified Wireless Network (CUWN) Subject Matter Expert (SME). Reporting to the Manager of Network Operations , the Senior Wi-Fi Engineer will be responsible ... controller-based wireless policies. The role demands close collaboration with cybersecurity, operations , and project management teams to ensure compliance ,… more
- TD Bank (New York, NY)
- …is outlined in the general description below. **Job Summary:** The Compliance Governance & Operations Manager leads the development and implementation ... operations and in the design of a future-focused compliance program. This not just about implementing a new...appropriate. **Overview:** We are seeking a strategic and analytical Manager to join our Enterprise Regulatory Compliance … more
- TD Bank (New York, NY)
- … compliance stakeholders and audit partners. **Job Summary:** The Compliance Governance & Operations Manager leads the development and implementation ... operations and in the design of a future-focused compliance program. This not just about implementing a new...setting new industry standards. TD Bank is seeking a Manager to coordinate across Compliance Programs to… more
- TD Bank (New York, NY)
- …below as you consider this opportunity. **Job Summary:** The Senior Manager , Compliance Governance & Operations leads, develops and oversees a dynamic ... operations and in the design of a future-focused compliance program. This not just about implementing a new...regulatory controls management + Experience with regulatory Issue Management, Compliance Monitoring & Testing and governance of… more
- Fox Rothschild LLP (New York, NY)
- …to business units, legal, compliance , and IT teams. **ESSENTIAL FUNCTIONS:** **Data Governance ** + Work closely with the Senior Manager , Digital Data ... As a member of the Information Services department, the Lead Analyst, Digital Data Governance & Compliance will drive and support our firm-wide electronic … more
- JPMorgan Chase (New York, NY)
- …generative AI)/Machine Learning (AI/ML) development and Data Management. As a Data Governance Product Manager -Vice President within our organization, you will ... legal, compliance , and business units, you will spearhead Data governance initiatives and ensure they align with regulatory requirements and industry best… more
- Aflac (New York, NY)
- VP, Data Strategy & Governance Manager The Company: Aflac Asset Mgt. LLC The Location: New York City, NY, US, 10005 The Division: Global Investment Job Id: 8073 ... of Aflac, Inc., the Vice President, Data Strategy and Governance Manager is a member of the...Governance GI Business Partners: GI Front Office, Investment Compliance , GI Data Management (Japan), Investment Accounting, Tax, Treasury,… more
- American Express (New York, NY)
- …help us define the future of American Express. **Position Summary** The Senior Manager , Internal Fraud Governance plays a key leadership role in strengthening ... related field required; Master's preferred. + 8 years of experience in risk governance , compliance , fraud risk management, or audit, ideally within financial… more
- Raymond James Financial, Inc. (New York, NY)
- The Fraud Governance Manager plays a key role in the oversight and strategic coordination of the firm's fraud risk management framework. This role is responsible ... governance activities. + Collaborate with stakeholders across Fraud, Analytics, Compliance , Legal, Risk, Operations , Technology, and business units to ensure… more
- Citigroup (New York, NY)
- The Issuer Services Data Manager role is a senior level role managing a team responsible for defining and executing all aspects of the Enterprise Data Governance ... role is responsible for defining the Issuer Services data strategy, governance framework and roadmap, including alignment with related enterprise-wide and… more
