- City National Bank (Jersey City, NJ)
- AUDIT MANAGER II- ENTERPRISE RISK MANAGEMENT WHAT IS THE OPPORTUNITY? The Audit Manager II position is a leadership role as an auditor-in-charge to guide a team ... performed, and effectively communicate audit results to the Audit Senior Manager / Director and senior management in meetings, presentations, and/or written reports… more
- TD Bank (New York, NY)
- … Compliance for Credit Cards and Unsecured Lending, specifically related to regulatory compliance monitoring. This role will execute monitoring, conduct ... 7+ years of experience **Desired Skills & Experience:** + Previous experience with regulatory compliance for credit cards or residential loans + Previous audit,… more
- Mount Sinai Health System (New York, NY)
- …the Clinical Trials Manager in developing and ensuring clinical trial regulatory compliance . + Coordinates communication with investigators and members of ... **Job Description** A Senior Regulatory Compliance Coordinator position is currently...other submissions as required. + Collaborates with the Financial Manager on the development of the study budget (as… more
- SMBC (New York, NY)
- …issues until resolved. + Must be well organized with project management skills. + Regulatory compliance experience at a broker dealer and or swap dealer ... Second Lines of Defense regarding a broad range of compliance and regulatory issues and works hand-in-hand...regulatory concerns and other significant matters to their manager . + Communicate policies, procedures and new regulatory… more
- TD Bank (New York, NY)
- …to detail and ability to work independently. **General Job Posting:** The Compliance Officer supports consumer regulatory compliance functions for ... Company and supports the development, implementation, and maintenance of a consumer regulatory compliance program through compliance activities across… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $180,000 - $225,000 USD TD is committed to providing fair ... specific details for this role. **Job Description:** The Director Compliance TDS oversees/leads a team(s) of specialists/professionals providing advice, guidance… more
- TD Bank (New York, NY)
- …Responsibilities:** + Assist in drafting and maintaining comprehensive suite of regulatory Compliance policies and procedures + Coordinate with stakeholders ... New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $140,000 - $180,000 USD TD is committed to providing fair… more
- Bank of America (New York, NY)
- …delegating team work. **Skills:** + Advisory + Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Risk Management + Critical Thinking + ... Compliance and Operational Risk Manager - Foreign...metrics for risk appetite and limits, reporting violations of compliance or regulatory activities + Assists in… more
- Project Renewal, Inc. (New York, NY)
- …initiatives, promotes ethical practices, and works closely with leadership to maintain regulatory compliance in healthcare and related human services. The Senior ... Title: Senior Manager , Compliance Program: Legal, Varick Headquarters...matters. This position plays a key role in maintaining regulatory compliance and mitigating legal and financial… more
- TD Bank (New York, NY)
- …**Customer Accountabilities:** + Proactively advises the business of new and changed Compliance regulatory and/or policy changes + Formulates relevant and ... compliance that will cascade throughout the organization. The Compliance Business Oversight Manager - Commercial Banking...and independent challenge on business activities and initiatives with regulatory impact. + Serve as a compliance … more
- TD Bank (New York, NY)
- …**Job Description:** Our TD Securities Compliance team is seeking a VP Compliance Manager for the brand new Trade Surveillance Quality Assurance team to ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $150,000 - $185,000 USD TD is... requirements and assisting business units to manage their regulatory risk. The Surveillance Quality Assurance Manager … more
- Bank of America (New York, NY)
- … monitoring systems. **Skills:** + Advisory + Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Risk Management + Critical Thinking + ... Compliance & Operational Risk Manager -... Compliance & Operational Risk Manager - Americas Control Room Manager ...metrics for risk appetite and limits, reporting violations of compliance or regulatory activities + Assists in… more
- American Express (New York, NY)
- …Express is seeking a detail oriented and proactive First Line of Defense (1LOD) Compliance Manager to support the business in managing compliance risk ... and internal policies, working closely with both business and compliance partners. The ideal candidate has strong regulatory... compliance partners. The ideal candidate has strong regulatory knowledge, a process mindset, and the ability to… more
- TD Bank (New York, NY)
- …Description:** The Global Compliance Surveillance Department is responsible for overseeing regulatory compliance across TDS in accordance with the Global ... Operating Framework. The team is accountable for promoting regulatory compliance by developing and maintaining a...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- City National Bank (Jersey City, NJ)
- …1 year of experience conducting internal audits within financial institutions. * CRCM-Certified Regulatory Compliance Manager (preferred) * CPA - Certified ... data analytic opportunities to test compliance with regulatory requirements. The Audit Manager will analyze audit results, identify potential compliance … more
- RGP (New York, NY)
- …of RGP, is actively recruiting a Senior Manager within our Risk & Regulatory Compliance practice. Our Senior Managers lead teams of industry experts and ... As a Senior Manager in Reference Point's Risk & Regulatory Compliance practice, you will lead strategic engagements across financial services clients,… more
- Atlantic Health System (Morristown, NJ)
- …organizational experience, risk identification activities, or regulatory mandates. + The Manager will support the Director of Corporate Compliance to ensure ... The Compliance and Privacy Manager oversees, in...Participation; (v) Medicare Shared Savings Program Accountable Care Organization Compliance guidance and regulatory requirements; and (vi)… more
- American Express (New York, NY)
- …Express is seeking a detail oriented and proactive First Line of Defense (1LOD) Compliance Senior Manager to support the business in managing compliance ... and internal policies, working closely with both business and compliance partners. The ideal candidate has strong regulatory... compliance partners. The ideal candidate has strong regulatory knowledge, a process mindset, and the ability to… more
- TD Bank (New York, NY)
- …**Department Overview:** The Global Compliance Department is responsible for overseeing regulatory compliance across TDBG in accordance with the Global ... Operating Framework. The team is accountable for promoting regulatory compliance by developing and maintaining ...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- TD Bank (New York, NY)
- …**Customer Accountabilities:** + Proactively advises the business of new and changed Compliance regulatory and/or policy changes + Formulates relevant and ... **Job Description:** **Job Description:** **The Ideal Candidate:** The Fair Banking Compliance Business Oversight Manager provides second line oversight and… more
