- Neuberger Berman (New York, NY)
- …join the Compliance Team in New York. This person will report into the Chief Compliance Officer - Central Compliance . In this role, the primary focus is ... to contribute to collaborative projects across the firm's global compliance program. **Primary Responsibilities:** + Review and analyze reports generated… more
- HSBC (New York, NY)
- …locally by containing compliance risk in liaison with the Head of Group Compliance , Global Business Compliance Officer , Area Compliance Officer ... Local Compliance Officer , ensuring adequate compliance resources and training, fostering a compliance ... risk in liaison with the Head of Group Compliance , Regional Compliance Officer , Area… more
- SMBC (Jersey City, NJ)
- …The role will work closely with the SMBC Nikko Securities America, Inc., Chief Compliance Officer , SMBC Americas Division Head of Ethics Office, business unit ... of Registrations will report to the Head of Employee Compliance with responsibility to lead the Registrations Program across...supervisors, subject matter experts and compliance officers, Legal, Human Resources, Technology, and vendors. **Role… more
- SMBC (Jersey City, NJ)
- …The role will work closely with the SMBC Nikko Securities America, Inc., Chief Compliance Officer , SMBC Americas Division Head of Ethics Office, business unit ... Contributions Lead will report to the Head of Employee Compliance with responsibility for oversight of the firm's outside...supervisors, compliance officers, Legal and Human Resources. **Role Objectives** +… more
- Neuberger Berman (New York, NY)
- **Position Overview:** The Private Wealth Business Enablement Officer will play a key role in the Private Wealth business' technology budget, prioritization, ... acts as the connective tissue across Private Wealth, Technology, Operations, Compliance , Finance, and client-facing teams to source and validate requirements, size… more
- SMBC (New York, NY)
- …offers a competitive portfolio of benefits to its employees. **Role Description** The Officer of Accounting, Treasury, Tax will join at the Analyst level and handle ... similar application systems). + Knowledge of USGAAP, financial regulations, and compliance standards. + Experience with making journal entries and accounting basics… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Job Description:** This Senior Compliance Officer is a key member of the TDS US Compliance ... US and global businesses, working with regional teams across the globe. This Compliance Officer will also support other aspects of the Core Compliance … more
- Acacia Network (Bronx, NY)
- …are fully integrated, bilingual and culturally competent. POSITION OVERVIEW The Corporate Compliance Officer /Privacy Officer (CCO/PO) reports to the ... Executive Vice President/Chief Legal Officer (CLO) and the SVP/Executive Deputy Counsel. CCO/PO is...compliance controls + Serve as the HIPAA Privacy Officer including oversight for the establishment, implementation and adherence… more
- The Children's Village (Valhalla, NY)
- Position Overview The Compliance Officer oversees administrative and compliance tasks for several programs including The Sanctuary RHY Shelter, Empower House ... NYC, and Safe Harbor Community Groups (Yonkers & Children's Center). The compliance officer serves as a liaison with Agency Records and outside contractors to… more
- TD Bank (New York, NY)
- …Description:** The TD Securities Compliance team is seeking a Senior Compliance Officer (Associate-level) to join the Surveillance Data Quality Team. The ... Chief Data Officer (CDO), Data and Delivery Initiatives (DDI) team, Compliance Technology, First-Line Risk and Control, and Front Office Technology to deliver a… more
- SMBC (New York, NY)
- …findings or recommendations; + M&T findings or recommendations; and/or + Observations by Compliance officer or business staff member + Coordinate with relevant ... the Regulatory Governance team is responsible for production of Annual Compliance Reports and related senior officer certifications. **Responsibilities:** +… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Job Description:** The Compliance Officer within Regulatory Relations Core Compliance assists in ... to detail and ability to work independently. **General Job Posting:** The Compliance Officer supports consumer regulatory compliance functions for… more
- City National Bank (New York, NY)
- * COMPLIANCE OFFICER -CREDIT CARDS* WHAT IS THE OPPORTUNITY? Position is responsible for performing risk analysis and assessment of compliance regulations, ... training for new or revised laws and regulations. * Assist the Compliance Manager, Senior Compliance Officer , and Risk Assessment team with the evaluation of… more
- Fairleigh Dickinson University (Teaneck, NJ)
- Job Summary: The General Counsel and Chief Compliance Officer is a senior leadership position and encompasses responsibility for, and oversight of, all legal ... in the role of Secretary to the Board, General Counsel and Chief Compliance Officer . 4. Prepare for, attend, and actively participate in all regularly scheduled… more
- City National Bank (New York, NY)
- * COMPLIANCE OFFICER SENIOR-MORTGAGE ORIGINATION* WHAT IS THE OPPORTUNITY? The Compliance Officer Senior - Mortgage is responsible for managing and ... maintaining assigned areas of the compliance program covering US Mortgage Banking including monitoring business area compliance with applicable laws and… more
- Banco Popular Puerto Rico (New York, NY)
- …2, 2026 Location: New York, NY, US, 10004 Company: Popular Workplace Type: Hybrid Senior Compliance Officer II - Regulatory US B Regulatory Compliance We are ... looking for a Senior Compliance Officer to join our Compliance Team. The role may be based in New York, NY or Miami Lakes, FL. The right candidate will… more
- TD Bank (New York, NY)
- …you more specific details for this role. **Job Description:** **Preferred Qualifications:** This Senior Compliance Officer is a key member of the TDS US ... global businesses, working with regional testing teams across the globe. This Compliance Officer will also support other aspects of the Core Compliance … more
- New Jersey Institute of Technology (Newark, NJ)
- Title: Chief Compliance Officer Department: Office of Institutional Compliance Reports To: General Counsel, Senior Vice President of Legal Affairs and ... the Board of Trustees Position Type: Staff Position Summary: The Chief Compliance Officer (CCO) serves as the senior executive responsible for overseeing and… more
- Insight Global (New York, NY)
- Job Description The Compliance Officer will work closely with the members of a team focusing on regulatory compliance issues with respect to marketing and ... other investor/third party materials and communications. The Compliance Officer will serve as the primary day to day contact for the business regarding marketing… more
- IBM (Paramus, NJ)
- **Introduction** IBM is seeking a highly experienced and strategic US Public Sector Compliance Officer to lead and support compliance efforts across all IBM ... frameworks, mitigating risk, and fostering a culture of integrity and compliance throughout IBM's public sector operations. **Your role and responsibilities**… more
