- Crdit Agricole CIB (New York, NY)
- …Jobs - Compliance / Financial Security Job title Compliance Officer - Compliance Risk Assessment - VP Contract type Permanent Contract Job summary ... Summary: Reporting to the Head of Compliance Risk Assessment within the Transversal Compliance Team, the Compliance Risk Assessment Officer… more
- OKX (New York, NY)
- …Assessment - Oversee the development, maintenance, and updates of all documentation related to Compliance risk assessment . Support risk assessment ... team. This role provides critical operational support for the Regulatory Compliance and Risk Assessment team and processes. What You'll Be Doing … more
- Morgan Stanley (New York, NY)
- …oversight approach to privacy risks, controls, monitoring and testing >Experience in compliance program management principles, risk assessment methodologies, ... Risk Organization Overview: The second- line Non-Financial Risk NFR organization includes the Compliance , Global...line Non-Financial Risk NFR organization includes the Compliance , Global Financial Crimes, and Operational Risk … more
- Pixalate, Inc. (New York, NY)
- …transformed how the advertising industry approaches quality and safety through our ratings, risk assessment , compliance , and fraud prevention technology. The ... Ad-Tech Sales Director will be based in New York, and will pursue new business growth, channel sales, and business development with a focus on closing strategic deals and partnerships. RESPONSIBILITIES Growing new business and driving adoption of Pixalate's… more
- FalconX (New York, NY)
- …opportunities to enhance risk management processes, including automation of risk assessment and reporting procedures, and implement internal controls to ... key liquidity and credit exposures, trends, and performance metrics. Ensure compliance with relevant regulations and internal risk policies, particularly… more
- JPMorgan Chase & Co. (Jersey City, NJ)
- …(QORA), Compliance and Operational Risk Summaries (CORS), Regulatory Topic assessment , Compliance Risk Assessments (CRA), etc.) Ensure key controls ... you will oversee the establishment and management of standardized processes, including risk assessment and control evaluation. Collaborating closely with Control… more
- Early Warning Services, LLC (New York, NY)
- …across the business unit to ensure material risks are identified through the Risk and Control Self- Assessment (RCSA), escalate, manage, and remediate with robust ... updates and report out to senior management. Partners with other functions (ie Compliance , 2LOD) to ensure alignment with broader risk management and governance… more
- American Express (New York, NY)
- …information technology, 3rd party, business continuity management. Understanding of risk assessment methodologies, frameworks and industry standards. Knowledge ... Risk Management (TRM) team, within the Global Risk and Compliance organization and led by...the banking/financial services industry including policy & procedure development, risk appetite, risk control self- assessment … more
- American Express (New York, NY)
- …a keen ability to learn new technology quickly and easily. Understanding of risk assessment methodologies, frameworks and industry standards. Deep knowledge of ... Risk Management (TRM) team, within the Global Risk and Compliance organization and led by...to present an effective credible challenge. Provide operational resilience risk oversight by identification, assessment , control, measurement,… more
- Perennial Resources International (Jersey City, NJ)
- …is well-equipped to support IT personnel in executing controls testing, enterprise or TI risk assessment (eg RCSA, QRA), audit responses (eg internal, SOX), and ... risk practices and bring forward the TI organization's risk profile. The position ensures compliance with...TI organization's risk profile. The position ensures compliance with regulatory, internal risk , and audit… more
- JPMorgan Chase & Co. (New York, NY)
- …decision-making process, including top-tier industry-wide tools. Provide comprehensive risk assessment and monitoring, identifying potential vulnerabilities ... track record of successfully navigating complex regulatory environments and managing compliance -related risks. Experience in leading risk management initiatives… more
- Ivy Rehab Network (White Plains, NY)
- …and new payer partnership development Coordinate with legal counsel on contract language, risk assessment , compliance requirements, and other key contract ... including review of key contract terms, synergy identification, and TIN strategies Regulatory Compliance and Risk Management In partnership with the Legal team,… more
- NYC Health Hospitals (New York, NY)
- …and as part of the multidisciplinary team, provides care related to assessment and treatment of patients with wounds, ostomies, continence and foot wounds, ... ensuring optimal utilization of resources, service delivery, safe patient care, and compliance with all applicable local, state, federal and NYC Health + Hospitals… more
- Careers at KKR (New York, NY)
- …strategic vision, strong relationship-building skills, and cross-functional leadership to ensure risk assessment and mitigation are seamlessly embedded into ... closely with the Investment teams and other Technology teams, as well as Compliance , Enterprise Risk , Finance, Internal Audit, Legal, and Marketing. POSITION… more
- HSBC (New York, NY)
- …continual assessment of risks arising from business activities. Confirm compliance arrangements and internal controls are in place, including processes for ... impacting effectiveness. Participate in the audit process of identifying and evaluating risk and assessing the adequacy, effectiveness and compliance of internal… more
- BNP Paribas (New York, NY)
- …Risk assessment of the Group's branches & affiliates regarding non- compliance issues through a permanent risk oversight. Performing on-site controls ... BUSINESS OVERVIEW: BNP Paribas Group is committed to ensuring compliance with Financial Security including Anti-Money Laundering (AML) and...for the BNP Paribas Group framework in relation to Compliance with US Sanctions. Ensuring a legal watch in… more
- MUFG Bank, Ltd. (New York, NY)
- …Summary: We're searching for a Credit Examiner to provide a comprehensive assessment of enterprise-wide risk management practices. You will evaluate, monitor, ... and report on the quality of risk assets and effectiveness of the Bank's processes to...compliance with policies, guidelines, and regulations. Prepare periodic Risk Profile & Monitoring Plans to outline key … more
- Marsh & McLennan Companies, Inc. (New York, NY)
- …support activities for assigned accounts, contributing to the creation, review, and assessment of data and related exhibits while providing support to account team ... key activities throughout the reinsurance placement process to ensure compliance with quality and regulatory guidelines, facilitating efficient pre-placement,… more
- Deutsche Bank (New York, NY)
- …interface to Illiquid Operations and other support functions (in particular: Legal, Compliance , Risk ) to ensure a smooth, high-quality and efficient processing ... etc across alternative asset classes. Supporting the gap analysis, impact assessment and implementation of new regulations and other relevant developments and… more
- Forth Recruiting (New York, NY)
- …significant value to a company's financial health and performance through a low- risk , flexible cost structure. Their clients can choose from a comprehensive suite ... private company CFOs, including diverse experience in SEC regulatory compliance and reporting, corporate finance, operations management, strategic planning, raising… more
