- SMBC (New York, NY)
- …the value of its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal ... a 400-year history, SMBC Group offers a diverse range of financial services , including banking, leasing, securities, credit cards, and consumer finance. The Group… more
- HSBC (New York, NY)
- Senior Legal Counsel Brand: HSBC Area of Interest: Legal Location: New York, NY, US, 10001 Work style: Hybrid Worker Date: 23 Oct 2025 In compliance with applicable ... legal risk and issue advisory. Responsible for providing comprehensive legal advice to senior management and all global businesses and functions, the team offers a… more
- SMBC (Jersey City, NJ)
- …the value of its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal ... a 400-year history, SMBC Group offers a diverse range of financial services , including banking, leasing, securities, credit cards, and consumer finance. The Group… more
- SMBC (Jersey City, NJ)
- …the value of its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal ... a 400-year history, SMBC Group offers a diverse range of financial services , including banking, leasing, securities, credit cards, and consumer finance. The Group… more
- SMBC (Jersey City, NJ)
- …the value of its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal ... relationships in Asia, the Group offers a range of commercial and investment banking services to its...New York City, we are an SEC registered Broker dealer that provides financial products and services … more
- M&T Bank (Tarrytown, NY)
- …of formal call program(s) targeting new loan and deposit business. + Evaluate requests for dealer commercial services , commercial real estate, and ... maximum lending authority; prepares and presents loan requests to senior credit officers and credit committees when appropriate. +...the renewal of credits. Monitor customer deposit accounts. Monitor Dealer commercial services audits and… more
- SMBC (New York, NY)
- …the value of its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal ... or processes under the oversight of one or more senior team members. Incumbents are typically developing subject matter...foundation in US securities laws and regulations and broker dealer operations, products and services . + Ability… more
- JPMorgan Chase (Jersey City, NJ)
- …senior executives outside of Internal Audit and across the firm! As a Senior Internal Auditor, Associate on the Commercial and Investment Banking Finance ... services industry + Exposure to capital planning (CCAR), broker- dealer and bank regulatory reporting, and Treasury/liquidity reporting processes JPMorganChase,… more
- JPMorgan Chase (Jersey City, NJ)
- …role in enhancing our organization's governance and operational excellence! As a Senior Internal Audit Associate on the Commercial and Investment Banking ... financial services industry + Exposure to capital planning (CCAR), broker- dealer and bank regulatory reporting, and Treasury/liquidity reporting processes + CPA… more
- JPMorgan Chase (Jersey City, NJ)
- JPMorgan Securities LLC (JPMS LLC) is a licensed broker- dealer and investment adviser registered with the SEC and FINRA. It is also a Municipal Securities Dealer ... Merchant, Commodity Pool Operator, and registered as a swap dealer and Security-Based Swap Dealer . JPMS LLC...worldwide. Join JPMS LLC, a leader in global financial services , and play a pivotal role in shaping our… more
- Citigroup (New York, NY)
- …relationships with key financial intermediary clients and prospects of Investor Services . This role is pivotal in driving significant revenue growth, ensuring ... Responsibilities The successful candidate will maintain ownership of key commercial relationships, with responsibilities including, but not limited to: +… more
- GE Vernova (New York, NY)
- …controls aligned to various advisory and capital markets products and services , including third-party fundraising and management. + Broker- Dealer Compliance: ... regulatory compliance professional that will partner with GE Vernova's Financial Services ("FS") business to manage FS' compliance program. The Deputy Compliance… more
- SMBC (Jersey City, NJ)
- …the value of its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal ... a 400-year history, SMBC Group offers a diverse range of financial services , including banking, leasing, securities, credit cards, and consumer finance. The Group… more
- TD Bank (New York, NY)
- …York, United States of America **Hours:** 40 **Line of Business:** Personal & Commercial Banking **Pay Detail:** $200,000 - $225,000 USD TD is committed to providing ... integral part of TD Securities. The group provides best-of-class service to business partners in TD Bank Financial Group...funds. + Lead or participate in internal calls with senior credit officers and front office contacts, as well… more
- JPMorgan Chase (Jersey City, NJ)
- …Wealth Management business experience. + Bachelor's degree (or relevant financial services experience). + Experience with internal audit methodology and the ... (eg, 12 CFR 9) related to asset management, investment advisor, broker- dealer and fiduciary activities. + Knowledge of various financial instruments, investment… more
- JPMorgan Chase (Jersey City, NJ)
- …or relevant business experience + Bachelor's degree (or relevant financial services experience) + Experience with internal audit methodology and applying concepts ... + Knowledge of applicable laws and regulatory requirements related to broker/ dealer and fiduciary activities + Strong interpersonal and influencing skills, with… more
- TD Bank (New York, NY)
- …TD Securities provides a wide range of capital market products and services to corporate, government and institutional clients. The firm works with clients ... is an integral part of the full suite of services we offer under Investment Banking. Our Investment Banking...operation, while being part of a major global investment dealer . Confidence in our US operations systems stems from… more
- SMBC (New York, NY)
- …the value of its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal ... a 400-year history, SMBC Group offers a diverse range of financial services , including banking, leasing, securities, credit cards, and consumer finance. The Group… more
