- Morgan Stanley (New York, NY)
- …and outside counsel as necessary, in representing the Firm before legal and regulatory authorities in matters related to AML, sanctions , and anti-corruption ... and support to business and compliance teams on issues related to AML, sanctions , and anti-corruption laws and regulations, including the USA PATRIOT Act, Bank… more
- Morgan Stanley (New York, NY)
- …preserve the Firm's invaluable reputation for integrity and protect the Firm from sanctions with policies and procedures that meet regulatory requirements around ... Law Group Company Profile Morgan Stanley is a leading global financial services firm providing a wide range of...maintain cooperative relationships with governmental policy makers and the regulatory and self- regulatory agencies that govern the… more
- Scotiabank (New York, NY)
- Director , Global Sanctions Regulatory and Emerging Risks **Requisition ID:** 228912 **Salary Range:** 180,000.00 - 301,500.00 _Please note that the ... ever-evolving sanctions risks. **What You'll Do** The Sanctions Regulatory Emerging Risks Director ...The incumbent is responsible to lead and oversee the Global Sanctions Regulatory and Emerging… more
- SMBC (Jersey City, NJ)
- SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, ... a diverse client base to local markets and the organization's extensive global network. The Group's operating companies in the Americas include Sumitomo Mitsui… more
- Scotiabank (New York, NY)
- …in Cash Management and Payments industry and in-depth understanding of the global payments marketplace and regulatory environment + Experience working on ... Director & Head, Digital Channels - Portal and Mobile, Global Transaction Banking **Requisition ID:** 221443 **Salary Range:** 180,000.00 - 301,500.00 _Please… more
- American Express (New York, NY)
- …Financial Crime risk for GMNS Business Units + Monitor developments in both Global Financial Crime Standards and regulatory requirements, and support the ... line Global Financial Crimes Compliance (GFCC) teams to interpret regulatory guidance and ensure business alignment with enterprise standards. + Monitor key… more
- Scotiabank (New York, NY)
- Associate Director , Legal Counsel, Legal and Corporate Affairs **Requisition ID:** 206757 **Salary Range:** 180,000.00 - 224,700.00 _Please note that the Salary ... committed to results, in an inclusive and high-performing culture. ** Global Banking and Markets** Global Banking and...front office and other internal stakeholders on legal and regulatory matters related to the business. + Independently draft… more
- Scotiabank (New York, NY)
- Associate Director , Legal Counsel, GBM Legal **Requisition ID:** 219710 **Salary Range:** 170,000.00 - 224,700.00 _Please note that the Salary Range shown is a ... driven winning team, committed to results, in an inclusive and high-performing culture. ** Global Banking and Markets** Global Banking and Markets (GBM) is a… more
- Mizuho Corporate Bank (New York, NY)
- Join the Mizuho team! As the Director of Compliance Technology Modernization, you will be at the helm of a transformative journey-redefining how compliance is ... architected, delivered, and scaled across a global enterprise. This role is a rare opportunity to...a comprehensive technology strategy that not only meets today's regulatory requirements but anticipates tomorrow's challenges. You'll work at… more
- Ankura (New York, NY)
- … regulatory compliance & AML program enhancements, transaction monitoring, sanctions , fraud alert surges, investigations, compliance, operations, and controls + ... us in the Anti-Financial Crime (AFC) practice at Ankura. Ankura's global anti-financial crime experts deal with anti-money laundering, counter-terrorist financing, … more
- TD Bank (New York, NY)
- …in special projects, including assisting with adherence to enterprise-wide initiatives including global policies and governance. + Assist with regulatory and ... regulatory compliance and prudential risk management guidance on AML/ATF/ Sanctions /ABAC matters affecting covered TD businesses + Proactively advises covered TD… more
- ADP (New York, NY)
- **ADP is hiring a Director , Operations - Sales Compliance & Ethics** You will serve a key role in supporting the Sales Compliance Program operations and ... for substantive compliance programs and risk areas, including reviewing and analyzing regulatory and legal guidance and provisions and engaging with internal and… more
- TD Bank (New York, NY)
- …in special projects, including assisting with adherence to enterprise-wide initiatives including global policies and governance. + Assist with regulatory and ... **Job Description:** **Position:** Senior FCRM Compliance Officer **Reports to:** Director , Financial Crime Risk Oversight, TD Securities, US **Position Summary**… more
