- Deutsche Bank (New York, NY)
- … priorities and key focus areas across our business Track and monitor progress on regulatory deliverables, exams, and findings remediation Develop and implement ... Job Description: Job Title: Business Manager Regulatory Strategy & Operating Model Corporate Title: Vice President Location: New York, NY Overview As a Vice… more
- HSBC (New York, NY)
- …role related to capital markets, corporate lending, specialized lending, global trade finance and global payment solutions, Credit Risk, Regulatory Compliance, ... 40 million customers. We're bringing together the people, ideas and capital that nurture progress and growth, helping to create a better world - for our customers,… more
- Global Impact Investing Network (New York, NY)
- …Develop a systematic approach to conducting outreach, follow-up and discussing progress with the team Ensure that organizations potentially interested in membership ... other relevant information to assess risk and ensure compliance with regulatory requirements Develop and implement recruitment strategies for accelerating new member… more
- Santander Bank (New York, NY)
- …together. Join us at Santander, where you are supported by a culture of engagement and a commitment to your success. An exciting journey awaits, if you are ... as advisor, consultant, and first point of contact for clients' ongoing trade finance needs. Manage client journey from sales through execution of facilities and act… more
- Citigroup (New York, NY)
- **About the Team** The Finance Regulatory Engagement & Oversight team works closely with stakeholders to drive and execute end-to-end regulatory ... progress , while defining and implementing best practices. **About the role** The Finance Regulatory Engagement Communications and Reporting Senior Vice… more
- Citigroup (New York, NY)
- **About the Team:** The Finance Regulatory Engagement & Oversight team works closely with stakeholders to drive and execute end-to-end regulatory ... , while defining and implementing best practices. **About the Role:** The Finance Regulatory Engagement Communications and Reporting Director leads… more
- Citigroup (New York, NY)
- …through these points of regulatory contact. **Team Overview:** The Risk Regulatory Engagement team ensures the Independent Risk organization maintains a ... interaction, exam management/coordination, and issue management/ resolution **Job Family Group:** Regulatory Engagement **Job Family:** Regulatory Liaison &… more
- City National Bank (Jersey City, NJ)
- …testing internal controls and ensuring compliance with bank policies, procedures, and regulatory requirements, focusing on treasury and finance . WHAT WILL YOU ... *AUDITOR II- TREASURY/ FINANCE * WHAT IS THE OPPORTUNITY? The Auditor II...all Bank policies and procedures as well as all regulatory requirements (eg Bank Secrecy Act, Know Your Client,… more
- Santander US (New York, NY)
- Securitization (Structured Finance ) - VP Country: United States of America **Your Journey Starts Here:** Santander is a global leader and innovator in the financial ... together. Join us at Santander, where you are supported by a culture of engagement and a commitment to your success. An exciting journey awaits, if you are… more
- SMBC (New York, NY)
- …risks, issues, and dependencies. Provide regular reporting and insights on test progress , release health, and quality metrics. **Audit engagement :** Manage audit ... of financial services, including banking, leasing, securities, credit cards, and consumer finance . The Group has more than 130 offices and 80,000 employees worldwide… more
- SMBC (New York, NY)
- …risks, issues, and dependencies. + Provide regular reporting and insights on test progress , release health, and quality metrics. Audit engagement + Manage audit ... of financial services, including banking, leasing, securities, credit cards, and consumer finance . The Group has more than 130 offices and 80,000 employees worldwide… more
- HSBC (New York, NY)
- …lines of defense functions (eg corporate lending, specialized lending, global trade finance and global payment solutions, Credit Risk, Regulatory Compliance, ... 40 million customers. We're bringing together the people, ideas and capital that nurture progress and growth, helping to create a better world - for our customers,… more
- HSBC (New York, NY)
- …business (asset classes) and support functions (market risk, liquidity risk , finance , operations, surveillance, regulatory compliance, etc) + Exhibit knowledge ... bringing together the people, ideas and capital that nurture progress and growth, helping to create a better world...3 lines of defence functions (eg Product Control / Finance , Market Risk, Regulatory Compliance, Front Office,… more
- Citigroup (New York, NY)
- …Elements management, Data Concerns and Data issue resolution, ERM Transformation Progress , EUC Remediation efforts, Regulatory Compliance, Compensating Controls ... roles including in managing large complex cross-company transformation programs, including Finance , Risk and Controls, Regulatory or Consulting roles, in… more
- SMBC (New York, NY)
- …regulatory expectations. Develop remediation strategies, implement changes, monitor progress , and regularly review relevant procedures to address potential future ... of financial services, including banking, leasing, securities, credit cards, and consumer finance . The Group has more than 130 offices and 80,000 employees worldwide… more
- Sanofi Group (Morristown, NJ)
- …US and Global Medical Affairs, NA Corporate Integrity Agreement Monitors, Legal, Regulatory , Finance , Ethics & Business Integrity, Purchasing, Field Medical, ... on immunology that extends to innovation in diabetes and transplant medicines, we pursue progress to make a real impact on millions of patients around the world.… more
- SMBC (White Plains, NY)
- …of financial services, including banking, leasing, securities, credit cards, and consumer finance . The Group has more than 130 offices and 80,000 employees worldwide ... SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc., SMBC Leasing and Finance , Inc., Banco Sumitomo Mitsui Brasileiro SA, and Sumitomo Mitsui Finance … more
- Sanofi Group (Morristown, NJ)
- …components into broader launch planning frameworks. + Collaborate closely with Medical, Regulatory , Legal, Pricing, Finance , and Patient Services to ensure ... and connecting communities. We chase the miracles of science every single day, pursuing progress to make a real impact on millions of patients around the world.… more
- HSBC (New York, NY)
- …40 million customers. We're bringing together the people, ideas and capital that nurture progress and growth, helping to create a better world - for our customers, ... Solutions (GTS) Business, through distribution and syndication of Trade Finance deals in the secondary market. HSBC is the...the investor market and promoting clear governance and controls. Engagement with the Global Businesses is key to ensure… more
- TD Bank (New York, NY)
- …at TD. Our compensation policies and practices have been designed to allow colleagues to progress through the salary range over time as they progress in their ... timeliness of data used to detect market abuse, financial misconduct, and regulatory violations. The ideal candidate will have deep expertise in financial markets,… more
