- Sia (New York, NY)
- …to improve processes and procedures in areas such as banking governance, risk management, regulatory compliance, treasury transformation, stress testing, and ... clients to efficiently utilize capital and liquidity resources, consistent with regulatory expectations. Focus on financial risk identification, measurement,… more
- Santander Bank (New York, NY)
- …and/or risk reduction for the department. Setting of appropriate internal credit risk ratings and regulatory risk ratings on assigned portfolio. ... alongside 1st Line of Defense ("1LOD"), providing appropriate challenge around risk ratings / credit analysis / financial projection models while making a… more
- Scotiabank (New York, NY)
- …and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk and ... risk , including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework,… more
- Citigroup, Inc. (Jersey City, NJ)
- …to convey architectural direction and how it aligns with enterprise strategy Manage regulatory agenda in line with broader organization goals and work with ... Build AI assisted solution to automate fine grain lineage across systems front to back. Partner with Use case Owners/stakeholders from Finance, Risk… more
- Wells Fargo (New York, NY)
- …career" in the US **About this role:** Wells Fargo is seeking a **F** **ront- Line Regulatory Risk Execution Leader** (Business Execution Senior Manager) in ... role, you will:** + Lead and manage the CIB Front Line Compliance Risk Execution...company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory… more
- Wells Fargo (New York, NY)
- …bank's disparate risk systems into one cohesive, cross-asset platform that provides front - line risk management capabilities, risk calculations to ... risk calculations including full-revaluation VaR, and capital calculations for internal risk management and regulatory requirements such as FRTB-SA. The… more
- MUFG (New York, NY)
- …details. We are seeking an Associate to join our Global Corporate & Investment Banking - Risk Management team. This role plays a key part within the First Line ... group. Key responsibilities: + Support the execution of the product risk management framework across wholesale lending, investment banking, and transaction banking… more
- Tradeweb (New York, NY)
- …Tradeweb is seeking a motivated and execution-focused Vice President to join the First Line Risk & Control function. Operating under the direction and guidance ... mismatches, latency events, reconciliation breaks). + Train and coach front office and infrastructure teams on risk ... posture and control health. + Collaborate with second line risk and compliance functions to maintain… more
- MUFG (New York, NY)
- …due diligence / and documentation terms is a strong plus. + Experience in a Second line Risk function at a financial institution is a plus. + Strong written and ... and approvals serving as the primary contact with the Front Office Business and Risk /Underwriting teams. This...or Counterparty Credit in either a first (Business or Risk ) or second line ( Risk )… more
- HSBC (New York, NY)
- …will work in a devops model and will be responsible for assisting with front - line technology support for HSBC's Futures IT systems, primarily supporting the US ... managing multiple Listed Derivatives e-Trading platforms, delivering key client, and regulatory /exchange driven projects - helping our global business and its… more
- JPMorgan Chase (New York, NY)
- …with colleagues in other lines of business and other regions on regulatory matters, cross border questions, compliance risk assessments, project management ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center... (CCOR), you will act as an independent second line of defense and challenge function in the equities… more
- MUFG (New York, NY)
- …in control testing techniques and documentation + Strong knowledge of operational risk regulatory expectations and industry practices + Demonstrated ability to ... the operational risk framework in effectively managing risk as the bank's first line of...MBA a plus. + 12+ years' experience in operational risk management, internal audit, consulting, regulatory or… more
- Bank of America (New York, NY)
- …skills and a strong attention to detail. Responsibilities: - Partner with Global Regulatory Relations (GRR) and Front - Line Unit / Control Function ... Business Control Manager role is responsible for the oversight of internal audits, regulatory engagement, and governance routines for the Line of Business (LOB).… more
- SMBC (New York, NY)
- … Risk and Analytics Group, Model Risk Group, and the Operational & Regulatory Risk Group. The Credit Risk Group maintains sound credit management ... with supervisory expectations. + Drive discussions with Analytics, Model Validation, IT, Front Office, Operations, Risk , Legal, Compliance, and other key… more
- Bank of America (New York, NY)
- …calculation; or stress testing. + Has sustained experience effectively communicating with first- line markets trading and second- line risk management ... quantitative backgrounds, and the team comprises former traders, market risk managers, front office and finance quants,...Fundamental Review of the Trading Book and the wider regulatory environment (eg, Sound Practices for Model Risk… more
- CIBC (New York, NY)
- …trends, and any new risks arising from regulatory changes. + Working with front - line staff and Risk Management to propose appropriate control thresholds ... serves as the primary liaison between all Capital Markets Front Office teams, and the Infrastructure and Risk...Risk and Control Self-Assessments. + Collaboration - Providing Line of Business (LOBs) with advice regarding development of… more
- Bank of America (New York, NY)
- …as review & challenge the Line of Business + Define the Liquidity Risk Limits and Early Warning Indicators (EWI); up- front engagement of Liquidity Risk ... limits are set based on specific analysis of the risk factors or are in line with...breach notifications to drive remediation, when necessary, by the Front Line Units. + Lead deep dives… more
- Citigroup (New York, NY)
- **Description** : The Global Markets In-Business Risk (IBR) is a Front Office 1st Line of Defense team responsible for market risk across asset classes ... capital framework to allow effective optimization and allocation of risk . + Build front to back holistic...risk appetite ratio. + Work closely with independent risk teams (2nd Line of Defense) in… more
- Bank of America (New York, NY)
- …are the responsibility of EFR, including but not limited to independent review and risk assessment of front line owned processes (eg capital calculation, ... from new products and new transactions + Support corporate-wide risk related initiatives, including regulatory change + Enhance the Risk landscape, by… more
- MUFG (New York, NY)
- …and Controls, Losses, etc) + Risk Assessments + Assist with the execution of front - line risk assessment activities (ad hoc Risk /Controls review, all ... work remotely one day. A member of our recruitment team will provide more details. Risk and control officer will be responsible for assisting with the duties of the… more
