- HSBC (New York, NY)
- …culture in HSBC's business processes As our Vice President, Volcker and Enterprise Compliance Risk Steward you will: Serve as a regulatory coordinator and ... for the regulations under oversight, including management of operational risk in accordance with policy and regulatory...and strong leadership type traits Have good knowledge of Compliance Risk Management frameworks, with a focus… more
- Qcells (Teaneck, NJ)
- …POSITION DESCRIPTION: Vendor management is a key function for ensuring proper management of risk for any company as it relates to its vendors and ensuring the ... Partner and coordinate closely with internal stakeholder areas (IT, Operations, Compliance , Accounting). Escalate issues to management as required; work to resolve… more
- OKX (New York, NY)
- …- Oversee the development, maintenance, and updates of all documentation related to Compliance risk assessment. Support risk assessment operations by ... This role provides critical operational support for the Regulatory Compliance and Risk Assessment team and processes....global and regional entities. Develop and maintain a Global Risk Assessment tracker to monitor the… more
- S&P Global, Inc. (New York, NY)
- …personal securities holding and trading. The Policy is designed to promote compliance with global regulations. In some Divisions, pursuant to the Policy ... a Review Officer, you will join a team of risk management professionals representing S&P Global 's third...Employment at S&P Global is contingent upon compliance with the Policy . Equal Opportunity Employer… more
- Pride Global (New York, NY)
- … in manufacturing, customs regulations, and vendor adherence. The role supports risk mitigation, policy development, compliance audits, and cross-functional ... Develop strategies to mitigate risk and ensure regulatory alignment. Policy Development & Implementation Draft and enforce compliance policies and… more
- Global Impact Investing Network (New York, NY)
- …analyzing financial records, legal documents, and other relevant information to assess risk and ensure compliance with regulatory requirements Develop and ... a central role in solving the social and environmental challenges facing the global community. The Associate Director, Membership Growth would ideally also have a… more
- American Express (New York, NY)
- …the future of American Express. The Technical Risk Management (TRM) team, within the Global Risk and Compliance organization and led by the Chief Risk ... programs, including Risk and Control Self Assessments, Operational Risk Management, etc. Support compliance with resilience-related regulations and… more
- American Express (New York, NY)
- … and analytics on #TeamAmex. The Technical Risk Management (TRM) team, within the Global Risk and Compliance organization and led by the Chief Risk ... the operational resilience risk governance framework, including the development of a specialized risk team, risk policy , and risk capabilities. Learn… more
- Morgan Stanley (New York, NY)
- …coordinate within GFC and with key stakeholders across the Firm, including Legal, Compliance , Regulatory Relations, and Risk , to ensure appropriate execution of ... job responsibilities include: >Provide legal advice and support to business and compliance teams on issues related to AML, sanctions, and anti-corruption laws and… more
- Morgan Stanley (New York, NY)
- …Overview: The second- line Non-Financial Risk NFR organization includes the Compliance , Global Financial Crimes, and Operational Risk departments and ... for ensuring compliance with the Morgan Stanley Global Privacy Policy , identification and management of...effective controls and monitoring are in place to reduce risk . Primary Responsibilities: >Supporting the Privacy Compliance … more
- Deutsche Bank (New York, NY)
- …external audits and inspections; interact with federal and state regulators Support the global compliance monitoring program by providing input on the framework ... and other issues that are typical for a large global investment bank. What We Offer You A diverse...the annual monitoring plan Perform testing and monitoring of compliance with Firm policies and conduct risk … more
- American Express (New York, NY)
- …an impact, and together, you will help us define the future of American Express. The Global Risk & Compliance Organization ("GRC") is an independent risk ... support to up to up to three VPs in Global Risk and Compliance , focusing...and processing expense reports, in line with company T&E policy . Supporting team administration including on-boarding for new hires,… more
- HSBC (New York, NY)
- …lending, global trade finance and global payment solutions, Credit Risk , Regulatory Compliance , Internal Audit etc) Minimum of a bachelor's degree in ... the planet we all share. The primary role of Global Internal Audit (GIA) is to help the Board...Participate in the audit process of identifying and evaluating risk and assessing the adequacy, effectiveness and compliance… more
- Citigroup, Inc. (Rutherford, NJ)
- …optimizing management of systems supporting global functions such as Compliance , Controls, Internal Audit and Risk , and introducing innovative technologies ... About Citi: Citi, the leading global bank, has approximately 200 million customer accounts...as communicate with external parties as necessary Appropriately assess risk when business decisions are made, demonstrating particular consideration… more
- Citigroup, Inc. (New York, NY)
- Citi Global Wealth brings together the full power of Citi to serve the entire continuum of wealth clients. The unified business supports ultra-high-net-worth ... and captures wealth management in the workplace through Citi Global Wealth at Work. The Senior Wealth Advisor will...Manage client follow-up and adhere to all Regulatory and Compliance operating procedures Ensure strict adherence to KYC/AML and… more
- Citigroup, Inc. (New York, NY)
- …governance and controls: Work in close partnership with control functions such as Legal, Compliance , Market and Credit Risk , Audit, Finance in order to ensure ... head in New York and be part of a global portfolio to meet revenue and client goals. They...goals. They will be responsible for managing FX option risk and making prices to our franchise in vanilla… more
- Medidata Solutions (New York, NY)
- Location : Hybrid Medidata follows a hybrid office policy in which employees who are hired for an in-person position are expected to work on site a certain number of ... days per week in accordance with Company policy . About our Company : Medidata is powering smarter...Purchasing Director, Americas and will work closely with the Global Purchasing Team based in the HQ in Velizy,… more
- Exiger (Jersey City, NJ)
- …Partner with Enablement and Sales Ops to deliver training on pricing, policy compliance , and contract strategy Provide executive-level reporting and insights ... and experienced Director of Deal Desk to lead our global deal support function within the Revenue Operations team....revolutionizing the way corporations, government agencies and banks manage risk and compliance with a combination of… more
- Syntricate Technologies (New York, NY)
- …12+ Months Contract Web Cam Interview $70/Hr on W2 Notes: Consent order Data Risk , Data quality, Governance and policy procedures changes. Capital Markets - ... works with all Markets businesses and functions, including Legal, Compliance , Finance, Risk and O&T to identify,...is part of Markets Transformation and drives Data Governance policy adoption and execution at Markets level. The team's… more
- Citigroup, Inc. (Jersey City, NJ)
- …environment which encourages diversity of thought and inclusion. We are a dynamic, global , and diverse Organization, with a presence in over 60 Countries; covering ... stakeholders such as Front Office Sales and Trading Desks, Compliance , Legal, Finance and HR; alongside having significant interaction...clients, where we play a key role in supporting global clients to ensure they have a first-class experience… more
