- Crdit Agricole CIB (New York, NY)
- …of Jobs - Compliance / Financial Security Job title Head of Monitoring & Surveillance Compliance Officer - Director Contract type Permanent Contract ... Expected start date 08/07/2025 Job summary Summary: The Head of Monitoring and Surveillance ...in the financial industry, with a strong focus on compliance , surveillance , monitoring and controls.… more
- SMBC (Jersey City, NJ)
- …years of experience in the financial industry, with a strong focus on compliance , surveillance , or electronic communications monitoring . + Proven leadership ... Department is seeking a highly skilled Executive Director, Head of Communications Surveillance to lead and...+ Act as a trusted liaison between the Americas Compliance function and key internal stakeholders, including Head… more
- TD Bank (New York, NY)
- …and global regulatory expectations. **Department Overview:** Our team of trusted Surveillance Compliance professionals engages with key stakeholders across TD ... global Markets business, by delivering and comprehensive and effective second-line compliance surveillance function. Safeguarding the reputation of Compliance… more
- SitusAMC (New York, NY)
- …Global Risk** The Global Risk function is responsible for evaluating, monitoring , and controlling Market, Credit, Contingent, Operational and Settlement Risk to ... International. The team assumes overall responsibility for the assessment, approval, monitoring , review, and challenge of SLF transactions globally. In line with… more
- JPMorgan Chase (New York, NY)
- …with compliance and other control functions of the firm regarding supervision, surveillance and monitoring of business activities to identify and assist in ... sales and trading businesses. You will work closely with the business, compliance , other internal control functions, internal and external legal colleagues as well… more
