- SMBC (New York, NY)
- …Office of the CEO (CEOAD), Tokyo Home Office, Finance & Operations, Risk, HR, Internal Audit , and Technology. The Regulatory Governance team collaborates with ... (ie, Registrations, Outside Business Activities and Personal Account Dealing) + Financial Crimes Compliance + Regulatory Change Management + Compliance… more
- MUFG (New York, NY)
- …provide more details. **Job Summary:** The Assistant Vice President role within the Global Financial Crimes Internal Audit function is responsible for ... agencies. + Minimum of 5 or more years of financial crimes (BSA/AML/OFAC) compliance audit ...responding to regulatory requests. + Proficient understanding of the internal audit process including risk assessment, … more
- Capital One (New York, NY)
- Audit Director, Financial Crimes Compliance **Overview:** Capital One's Audit function is a dedicated group of professionals focused on delivering ... Audit team. As a member of the Financial Crimes Compliance (FCC) Audit ...insight into their area of subject-matter focus. Effectively represent internal audit at management meetings, internal… more
- TD Bank (New York, NY)
- …+ Oversees or leads the facilitation and/or implementation of own internal audit action/remediation plans to address performance/risk/governance issues ... teams through change + Be a brand ambassador for Internal Audit both internally to the bank...Are:** TD is one of the world's leading global financial institutions and is the fifth largest bank in… more
- TD Bank (New York, NY)
- …given audit and provide coaching and feedback on performance throughout the audit + Evaluates internal and external risks for assigned business lines and/or ... more specific details for this role. **Line of Business:** Audit **Job Description:** The Audit Manager is...Are:** TD is one of the world's leading global financial institutions and is the fifth largest bank in… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Line of Business:** Audit **Job Description:** The Audit Supervisor is responsible for oversight of ... assigned audit execution, preparation of audit reports, and review of work performed by employees...the highest level of Customer service when dealing with internal partners, vendors or our Customers - WOW at… more
- TD Bank (New York, NY)
- …leads and execute audits and has an overall responsibility for the completion of the audit + Evaluates internal and external risks for assigned business lines + ... more specific details for this role. **Line of Business:** Audit **Job Description:** The Senior Audit Manager...Are:** TD is one of the world's leading global financial institutions and is the fifth largest bank in… more
- City National Bank (Jersey City, NJ)
- *SENIOR COUNSEL- AML/ FINANCIAL CRIMES * WHAT IS THE OPPORTUNITY? The Senior Counsel- AML/ Financial Crimes will provide legal advice to City National Bank, ... regulatory risk associated with money laundering, economic sanctions, and other financial crimes . Candidate must have substantial experience advising regulated… more
- Capital One (New York, NY)
- Principal Auditor (Experienced Senior Auditor), Financial Crimes Compliance Capital One's Audit function is a dedicated group of professionals focused on ... self-motivated Principal Auditor interested in becoming part of our Financial Crimes Compliance (FCC) Audit ...and efficiency of Capital One's governance, risk management, and internal control processes. + You possess a relentless focus… more
- American Express (New York, NY)
- …+ Manage the development, preparation, and validation of key financial crimes reports and metrics for internal and external stakeholders, including senior ... a leader, and grow your career. American Express' Global Financial Crimes Compliance (GFCC) team is responsible...data analysis, issue resolution, and ad-hoc data pulls for audit and exam responses. + Manage projects in support… more
- American Express (New York, NY)
- …+ Assist in the development, preparation, and validation of key financial crimes reports and metrics for internal and external stakeholders, including senior ... define the future of American Express. American Express' Global Financial Crimes Compliance (GFCC) team is responsible...data analysis, issue resolution, and ad-hoc data pulls for audit and exam responses. + Manage project milestones/tasks in… more
- American Express (New York, NY)
- …Professional certifications (CRCM, CAMS, CCEP) are a plus. **Experience:** * 10 years of Financial Crimes compliance, risk, or audit experience in ... lead the firm's ongoing effort to address the global financial crimes independent compliance testing program within...confirm timely closure. * Support interactions with regulators and internal audit during reviews and exams, presenting… more
- City National Bank (Jersey City, NJ)
- …* Prepare and oversee the execution of the annual audit plan for the CNB Financial Crimes audit universe, to assess the adequacy and effectiveness of the ... Audit for BSA/AML, will support City National Bank's Internal Audit department by providing independent, objective...and data sources. * Direct oversight of the CNB Financial Crimes audit universe and… more
- Capital One (New York, NY)
- …Auto Lending, Finance / Accounting, Risk Management, Technology, Consumer Compliance and/or Financial Crimes Compliance. + Execute internal control testing ... Sr. Auditor - Dynamic Audit Resourcing Team Capital One's Audit ...a member of DART, the candidate participates in operational, financial , technology, and/or compliance audits. **Responsibilities:** + Assist with… more
- US Bank (New York, NY)
- …Coordinating audit activities by integrating other internal audit subject matter teams (product/service, technology, compliance, financial crimes ... for team members to ensure engagements are completed in conformance with internal audit policies and procedures. **Primary Responsibilities:** 1. Supervising … more
- US Bank (New York, NY)
- …Coordinating audit activities by integrating other internal audit subject matter teams (product/service, technology, compliance, financial crimes ... for team members to ensure engagements are completed in conformance with internal audit policies and procedures. **Primary Responsibilities:** 1. Monitor and… more
- MUFG (New York, NY)
- …of Americas AML Program Officer (APO), the role supports the BAU activities of the Financial Crimes Office Americas (FCOA) for MUFG Americas. The role holder is ... activities as directed by the Managing Director, Head of Financial Crimes Office of the Americas. The...with other key stake holders to include senior leadership, Internal Audit , Legal, businesses and functions, regulators… more
- ADP (Roseland, NJ)
- …and enterprise initiatives that may impact and/or benefit the success of the financial crimes compliance program. + In cooperation with the financial ... including systems and technology enhancements - to maintain compliance with financial crimes compliance initiatives, including trade sanctions/export controls… more
- SMBC (Jersey City, NJ)
- …experience in Financial Services + Experience should be in financial crimes consulting, project management or back-office/compliance operations. 5 years ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a... internal /external audits. + Lead remediation efforts from internal /external audit findings from a strategic and… more
- American Express (New York, NY)
- …Officers, Subject Matter Regulatory Experts (such as Fair Lending, UDAAP, Privacy and Financial Crimes ), and Compliance Program Teams (such as Compliance Risk ... the business activities and inherent compliance risks. + Support regulatory examinations, internal audit reviews, Compliance monitoring and testing, and related… more
