- Bank of China Limited, New York Branch (New York, NY)
- …supplies and coordinating activities among the departmental teams. Responsibilities Quality Assurance Conduct QA sample testing on KYC Refresh Review, New ... and Global Markets lines of business. Overview The position performs Quality Assurance (QA) testing on Compliance and Credit business functions, generates risk… more
- Mizuho Corporate Bank (New York, NY)
- Job Description: Experienced BSA/AML professional within the KYC Onboarding Operational Control team to perform a high- quality 4-eye (QA) review of the ... for new clients. Knowledgeable and experienced BSA/AML individual reviewing onboarding KYC , both onshore and off shore,...the Operational Control Manager that will benefit the CSG Onboarding Team to increase efficiency and quality .… more
- TD Bank (New York, NY)
- …AML and ATF laws. The Financial Crimes Risk Management (FCRM) Know Your Customer ( KYC ) Program Team is responsible for the establishment and ongoing oversight of an ... effective KYC Program for TD Bank US Holdings. The ...diligence, enhanced due diligence, policy, governance, training and/or compliance assurance and testing + Provides/Executes skilled AML/ATF/Sanctions/ABAC research, risk… more
- Mizuho Corporate Bank (New York, NY)
- …the Group's portfolio of audits. + Cooperate with directives and requests from IADA's Quality Assurance team, and promote the ongoing effectiveness of IADA's ... credit risk, market risk, regulatory reporting, know your customer ( KYC ) and client onboarding are also beneficial....Quality Assurance function. Core Competencies + Holds… more
- Mizuho Corporate Bank (New York, NY)
- …the applicable portfolio of audits. Cooperate with directives and requests from IADA's Quality Assurance team, and promote the ongoing effectiveness of IADA's ... operational and third-party risk, regulatory reporting, know your customer ( KYC ) and client onboarding are also beneficial....Quality Assurance function. Qualifications Holds a Bachelor's… more
- TD Bank (New York, NY)
- …the completion of necessary compliance/new process assessment templates + Contributes to Quality Assurance activities by supporting the development of test ... with AML Application staging tables and data marts. + Analyze existing AML/ KYC workflows, identify areas for automation or enhancement, and support process… more
