- Mizuho Bank, Ltd. (New York, NY)
- …Finance concentration preferred 4+ years of work experience preferred at a large financial institution, knowledge of regulatory reporting and controls Solid ... largest-and growing-banks in the world. About the Team Operations Regulatory Reporting is a newly created team...as part of the recruitment process Company Overview Mizuho Financial Group, Inc. is the 15th largest bank in… more
- Korn Ferry Executive Search (Paramus, NJ)
- …New York. With the retirement of the Vice President, Finance & Chief Financial Officer (CFO) William Klutkowski, this is an excellent opportunity for a strategic ... and results-oriented financial executive to join an exceptional system of care....assists the hospital through a variety of traditional and non -traditional volunteer services including donating over $18 million to… more
- TD Bank Group (Paramus, NJ)
- …service and advice activities and/or solutions while maintaining compliance and regulatory guidelines Closely monitors workflows for the teller team and platform, ... by promoting these items and educating the Customers to assist with their financial needs Requires knowledge and understanding of financial literacy/a broad… more
- Bogota Savings Bank (Hasbrouck Heights, NJ)
- …P, Regulation V, Regulation GG, COPPA, CAN-SPAM, TCPA, UDAAP, Right to Financial Privacy, FACTA, E-Sign Act, and Non -Deposit Investment Products (NDIP) ... a strong working knowledge of all deposit-related federal, state, and local regulatory compliance laws, regulations, and regulatory guidance 3. Assisting with… more
- Deutsche Bank (New York, NY)
- …and New York licensed branches of foreign banks Knowledge of US bank- regulatory reporting requirements, resolution planning requirements and capital rules, as ... Job Description: J ob Title: Head of US Bank Regulatory Legal Corporate Title: MD Location: New York Overview In the role as Head of the US Bank Regulatory group… more
- TD Bank Group (New York, NY)
- …a robust financial crime risk management ("FCRM") program that meets regulatory requirements and mitigates financial crime risk. This involves providing ... requirements Contact for business management, external/internal auditors, dealing with non -routine information Manages/assists with regulatory reviews including… more
- Morgan Stanley (New York, NY)
- …administrators, external auditors, custodial services, depositary, etc. and provide recommendations Regulatory Reporting Review fund & investor level information ... of service operating models for optimization Coordinate and provide non - financial data required by the business unit...from fund administrators supporting various regulatory reporting in all applicable jurisdictions (SEC,… more
- Marex (New York, NY)
- …Treasuries as well as providing compliance advisory services regarding various other regulatory reporting requirements, including TRACE and RTRS reporting . ... monitor business activities. Serve as a subject matter expert on products, regulatory reporting , and broker-dealer operations by maintaining proficient knowledge… more
- TD Bank Group (New York, NY)
- …programs, governance, and risk frameworks. Experience with management reporting / reporting routines (excluding Board reporting ), regulatory exams, ... and influence execution in collaboration with vertical leads. Program Oversight & Reporting : Build and maintain management reporting cadences and templates (eg,… more
- NYULMC (New York, NY)
- …Pharmacists, Program Managers, Medical Technicians, Clinical Information Systems and Regulatory Services. Opportunity to assist in the initiation and management ... and target completion dates. STUDY REGULATIONS: Aware of study regulatory status and keep an up to date copy...and provides other information in timely manner, as necessary. REPORTING AND ANALYSIS: Researches, compiles and consolidates data and… more
- Morgan Stanley (New York, NY)
- …range of services to our business units. LCD is made up of the Legal, Regulatory Relations, and Non - Financial Risk departments which preserve the firm's ... risk and board committees - Partner with the broader non - financial risk teams including Compliance and Global...Financial Crimes colleagues to provide integrated 2nd line reporting and oversight of risks impacting WM business. -… more
- BBVA (New York, NY)
- …*Ensure that all agreements are in compliance with internal policies and regulatory requirements. Maintain and update a centralized database of all trading ... and other internal teams to align agreement terms with business and regulatory requirements. *Serve as the primary point of contact for counterparties regarding… more
- Axelon Services Corporation (Jersey City, NJ)
- …the books and records rules of the Securities Exchange Commission (SEC), Financial Regulatory Authority (Client), Commodity Futures Trading Commission (CFTC), ... and governing bodies is required. The candidate will use industry and regulatory knowledge to guide stakeholders through seamless adherence to regulatory … more
- Wedbush Securities (Jersey City, NJ)
- …will include, but are not limited to: Exhibit deep expertise in both financial and non - financial risk disciplines, complemented by exceptional interpersonal ... the ability to streamline data, design, and standardize risk reporting Series 7 License preferred Financial services,...Exchange Act of 1934 (SEA) Rule 17a-3, et. seq,, Financial Industry Regulatory Authority (FINRA) Rules 3110(e),… more
- Mizuho Bank, Ltd. (New York, NY)
- …of business needs into technology solutions and requirements Manage weekly status reporting , understand and maintain program's RAID log, run daily and/or weekly ... the successful acceptance by the business owners including defect management and reporting in JIRA Provide appropriate information share and updates with senior… more
- Selby Jennings (New York, NY)
- …entities. Manage a small team of accountants to deliver timely and compliant financial reporting in coordination with cross-functional teams. Prepare and review ... review entries and reconciliations for the books of both broker dealers and non -broker dealers. Key Responsibilities: Lead the monthly financial close and… more
- Deutsche Bank (New York, NY)
- …without exception Meet clients' after-sales needs, including communications, performance reporting , and handling ad hoc requests Engage actively in investment ... office views and asset allocations Keep abreast of developments in the financial industry, including new concepts, theories, and quantitative models Comply with… more
- PNC Financial Services Group, Inc. (New York, NY)
- …origination, financial analysis, negotiation and documentation of credit and non -credit products and services. Manages risk/return and drives quality for new ... the full range of PNC's products and services. Leverages reporting and sales tools to proactively identify and successfully...Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit… more
- Veterans Health Administration (Bronx, NY)
- …all Federal, VHA and local acquisition regulations including development, implementation, monitoring, and reporting for the James J Peters VAMC. This job is open to ... Health Care Personnel (HCP). Qualifications Basic Requirements : United States Citizenship: Non -citizens may only be appointed when it is not possible to recruit… more
- Public Service Enterprise Group (Newark, NJ)
- …SOX. Lead the tax technology process improvement initiatives. Assist in researching tax, financial , and regulatory tax related issues. Ensure compliance with all ... income tax accounts. Assist in the preparation of all tax related SEC reporting and external audit deliverables. Maintain quarterly tax work paper documentation in… more
