- Santander Holdings USA Inc (New York, NY)
- …timely execution to meet client expectations. Adheres to compliance procedures and internal/ operational risk controls in accordance with any and all applicable ... in Industrials Investment Banking. Skills and Abilities: Demonstrated knowledge of corporate finance and investment banking products, with a preference to experience… more
- Bank of China Limited, New York Branch (New York, NY)
- …our risk management framework, supporting system implementations, and driving operational efficiency. This role will be responsible for analyzing and monitoring ... implementation projects including UAT testing and user requirement gathering, maintaining operational procedures, and generating risk and MIS reports. This… more
- Santander Holdings USA Inc (New York, NY)
- …and mentoring/training associates and analysts Adhere to compliance procedures and internal/ operational risk controls in accordance with all applicable ... Investment Banking experience Skills and Abilities : Exceptional understanding of corporate finance and accounting concepts as well as investment banking products… more
- JPMorgan Chase & Co. (New York, NY)
- …stakeholders. You will join a team of seasoned Compliance Conduct and Operational Risk (CCOR) professionals supporting JP Morgan's Asset Management business ... market investments. You will lead regulatory and compliance risk oversight for some of the most complex and...cover a diverse range of areas from finance and risk to human resources and marketing. Our corporate… more
- Invesco (New York, NY)
- …Transaction Analytics team members Support the credit originations team within covered markets , as necessary. Perform regular market visits and property tours ... in other sectors a plus. A thorough understanding of real estate investment fundamentals, market trends and corporate finance are a necessity. Strong command of… more
- Scotiabank (New York, NY)
- …to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk and ... conduct risk , including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management… more
- BNY Mellon (New York, NY)
- …the residual risk of reputational damage, regulatory consequences and other operational risk . Provide advice on relevant regulations and internal policies ... activities to ensure compliance issues are identified and remediated. Assess the inherent risk of business units as well as the effectiveness of mitigating controls… more
- TD Bank Group (New York, NY)
- …and Word Who We Are TD Securities offers a wide range of capital markets products and services to corporate , government, and institutional clients who choose ... independently and cooperatively with other members of the Margin team to ensure House Risk , Portfolio Margin and Regulation T margin calculations are met in a timely… more
- CAIS (New York, NY)
- …to drive efficiency, automation, and better decision-making across the organization. Capital Markets & Corporate Development: Lead financial aspects of capital ... assets, and structured notes. CAIS also delivers industry-leading technology, operational efficiency, and world-class client service throughout the pre-trade, trade,… more
- Citigroup, Inc. (New York, NY)
- …of financial products and services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth ... for the firm by working across the business units ( Markets , Treasury and Trade Services, Banking, and Shared Services)...governance, and adoption of Generative AI solutions for driving operational efficiencies. Job Purpose : We are seeking an… more
- TD Bank Group (New York, NY)
- …ADA purposes. Who We Are TD Securities offers a wide range of capital markets products and services to corporate , government, and institutional clients who ... regulatory requirements and assisting business units to manage their regulatory risk . Key Responsibilities: Equity Aggregation: Oversee the TDS Equity Aggregation… more
- MediaRadar (New York, NY)
- …impact of major strategic initiatives including: New product launches (eg, market sizing, ROI, adoption curves, capital budgeting) Pricing strategiesM&A evaluation ... modeling Build and maintain scenario and sensitivity analyses to guide and de- risk investment decisions. Partner with RevOps to create predictive models around key… more
- JPMorgan Chase & Co. (Jersey City, NJ)
- …Surveillance Lead (Wealth Management Trade Surveillance) Vice President within Compliance, Conduct and Operational Risk (CCOR), you will play a crucial role in ... cover a diverse range of areas from finance and risk to human resources and marketing. Our corporate...also provide input on new business strategies, product lines, policies, training, operational processes, risk mitigation and… more
- JPMorgan Chase & Co. (New York, NY)
- …and a customer centric mindset balanced with the ability to manage risk (credit, operational , and reputational) appropriately Be passionate about innovation, ... be responsible for growing and retaining profitable relationships within Middle Market Banking & Specialized Industries (MMBSI) specializing in Innovation Economy,… more
- MUFG (New York, NY)
- …provide more details. Overall Purpose of Job: Reporting to the Head of Operational Risk Framework Execution and Business Coverage Teams, responsible for ... program across all business activities managed in our Global Corporate and Investment Banking and Japanese Corporate ...FLoD to develop appropriate key metrics and monitor FLoD operational risk reporting and metrics for negative… more
- Wells Fargo (New York, NY)
- …accountable for execution of all applicable risk programs (Credit, Market , Financial Crimes, Operational , Regulatory Compliance), which includes effectively ... of a wide range of documentation, ensuring alignment with regulatory requirements, internal risk frameworks, and market best practices. You will serve as a… more
- CIBC (New York, NY)
- … assessment process to identify and evaluate risks and controls according to operational risk standards, policies and procedures. The role is accountable for ... Markets business, primarily Sales and Trading, Debt Capital Markets and Corporate and Investment Banking. The...to identify and evaluate risks and controls according to operational risk standards, policies and procedures. +… more
- Scotiabank (New York, NY)
- …including, but not limited to, Risk and Control Self Assessments ("RCSAs"), Risk identification, Operational Risk Events, Key Risk Indicators ... Data Risk to build insights using available operational risk data, eg, Operational ...personal and commercial banking, wealth management and private banking, corporate and investment banking, and capital markets .… more
- Mizuho Corporate Bank (New York, NY)
- …(BRC) team is focused on the implementation and oversight of the MUSO Operational Risk Management (ORM) Framework covering all non-financial risks. The BRC ... Work with the business and support teams to provide operational risk expertise and consulting for new...Americas employs approximately 3,500 professionals, and its capabilities span corporate and investment banking, capital markets , equity… more
- Mizuho Corporate Bank (New York, NY)
- …Business Risk and Control (BRC) is a 1st line of defense Operational Risk team responsible for identifying, assessing, monitoring, and controlling ... operational risk for all businesses and legal...Americas employs approximately 3,500 professionals, and its capabilities span corporate and investment banking, capital markets , equity… more
