- Arootah (New York, NY)
- …Fund, Family Office, or Investment Management firm serving in the role of Chief Risk Officer , Operations. Additional experience of between 3-5 years of working ... including reporting Key Risk Indicators (KRIs), Third-Party Risk Assessments, conducting Risk & Control Self-Assessments (RCSAs). Implement and manage… more
- Crdit Agricole CIB (New York, NY)
- …Business type Types of Jobs - Compliance / Financial Security Job title Compliance Officer - Compliance Risk Assessment - VP Contract type Permanent Contract Job ... Assessment within the Transversal Compliance Team, the Compliance Risk Assessment Officer is in charge of...concerns *Prepare data analytics dashboards *Assist in managing the Risk and Control Self Assessments (RCSA) process… more
- BNP Paribas (New York, NY)
- …values and displays high ethical standards. Responsibilities: The Global Markets Data Officer will be part of the Global Markets COO Office regionally, reporting ... to data management matters. - Contribute to the Permanent Control Committees involving GM (ICC, ) - Act as...to data. Works closely with the GM Chief Data Officer and other senior members in the data team,… more
- Deutsche Bank (New York, NY)
- Job Description: Job Title Compliance Officer - Investment Bank Compliance - Fixed Income Sales & Trading - Credit Corporate Title Vice President Location New York, ... training; assist the Business in implementing and documenting various supervisory/ control mechanisms Participate in internal investigations, respond to regulatory… more
- Wedbush Securities (Jersey City, NJ)
- …consistent growth. Our Jersey City office is seeking an Assistant Vice President Enterprise Risk Officer to join our Operational Risk Management group. This ... Controls (KPCs) that are directly aligned to key risks noted in the Risk and Control Self-Assessment (RCSA) Lead and maintain reports from Management Risk … more
- Deutsche Bank (New York, NY)
- Job Description: Job Title Compliance Officer - Fixed Income Sales & Trading - Credit Corporate Title Vice President Location New York, NY Overview You will provide ... training; assist the Business in implementing and documenting various supervisory/ control mechanisms Participate in internal investigations, respond to regulatory… more
- Societe Generale (New York, NY)
- …DFA requirements; Collaborate with Compliance testing teams and other internal control functions to continually monitor, evaluate, establish and implement effective ... compliance or regulatory experience, preferably in a trading environment, risk management function, or law firm, or with a...and professionalism in all dealings with front office and control function personnel; and Ability to develop and maintain… more
- Morgan Stanley (New York, NY)
- …Coverage Officer is responsible for providing governance and oversight, risk management and controls framework across the respective business for all activities ... Privacy Compliance Coverage Officer Morgan Stanley Overview: Morgan Stanley is a...monitoring and testing >Experience in compliance program management principles, risk assessment methodologies, and internal control frameworks… more
- TD Bank Group (New York, NY)
- …compliance policies and procedures for covered business areas. Conduct compliance risk assessments to ensure effective business control framework. Provide ... you more specific details for this role. Job Description: The Senior Compliance Officer provides advice, guidance and support to business units in adhering to… more
- American Express (New York, NY)
- …within the Global Risk and Compliance organization and led by the Chief Risk Officer , manage operational risks associated with Information & Cyber Security ... management within the banking/financial services industry including policy & procedure development, risk appetite, risk control self-assessment and testing,… more
- American Express (New York, NY)
- …within the Global Risk and Compliance organization and led by the Chief Risk Officer , manage operational risks associated with Information & Cyber Security ... management within the banking/financial services industry including policy & procedure development, risk appetite, risk control self-assessment and testing,… more
- Royal Bank of Canada (Jersey City, NJ)
- …change across the second line of defense through audit coverage over the Chief Risk Officer 's organization. Act as a conduit for management reporting across all ... Appetite; Issues Management; Risk Data Aggregation & Reporting; Risk and Control Self-Assessment; Recovery & Resolution; and the firm's efforts to integrate… more
- Citigroup, Inc. (New York, NY)
- …appropriate (including, but not limited to Small Business Partners, Home Lending Officer , etc.) Acquire new clients through converting referral leads Manage client ... to ensure all clients have a positive in-branch experience Appropriately assess risk when business decisions are made, demonstrating particular consideration for the… more
- NBCUniversal (Englewood Cliffs, NJ)
- …SpinCo TV Networks' business units. The Vice President reports to the Chief Accounting Officer , SpinCo and acts as a key advisor to finance leadership on all ... quarterly close coordination, reporting and the assessment and validation of internal control activities. This individual will also act as a conduit for corporate… more
- Weill Cornell Medical College (New York, NY)
- …controls and services to ensure the effective management, audit, accounting, control , and reporting of the institution's research funds. They are accountable ... and capital planning executives and teams to assess and manage financial risk and opportunities associated with infrastructure projects with budgets of approx. $300… more
- Cleerly (New York, NY)
- …clinical trials to identify important findings beyond symptoms that increase a person's risk of heart attacks. At Cleerly, we collaborate digitally and use a wide ... Under the guidance of the Director of Biometrics and Chief Medical Officer , perform intermediate and advanced level statistical analysis and programming for a… more
- Mizuho Corporate Bank (New York, NY)
- …business lines and corporate functions to ensure an effective control environment. First Line Risk & Control Officer The First Line Control ... an effective control environment. The First Line Control Officer reports directly to BRC, with...line control teams in adhering to non-financial risk control framework requirements. + Execute and… more
- MUFG (New York, NY)
- …and work remotely one day. A member of our recruitment team will provide more details. Risk and control officer will be responsible for assisting with the ... will be responsible for key aspects related to issue management, risk assessments, control testing, risk metric reporting, documenting loss events, and… more
- Citigroup (Rutherford, NJ)
- Citibank, NA seeks a Business Risk and Control Officer for its Rutherford, NJ location. Duties: Accomplish results through the management of professional ... and key functional support areas including Government Affairs, Communications, Legal, Compliance, Control , In-Business Risk , and Independent Risk Responsible… more
- MUFG (New York, NY)
- …PROFESSIONAL CERTIFICATIONS + Certified Information Systems Auditor (CISA) + Certified in Risk and Information Systems Control (CRISC) + Certified Information ... + Demonstrated experience in ITIL Foundation + Demonstrated experience with Risk and Control design and assessments. + 2-4 years' experience in Application… more
