- Crdit Agricole CIB (New York, NY)
- …type Types of Jobs - Compliance / Financial Security Job title Compliance Testing and Monitoring Officer Contract type Permanent Contract Expected ... stakeholders which may include the Chief Compliance Officer , the Executive Committee and Senior Management...Unit Manager's review and approval Carry out and document compliance monitoring activities, as planned / scheduled… more
- Crdit Agricole CIB (New York, NY)
- …Types of Jobs - Compliance / Financial Security Job title Head of Monitoring & Surveillance Compliance Officer - Director Contract type Permanent ... of experience in the financial industry, with a strong focus on compliance , surveillance, monitoring and controls. Required skills Specialist Training Essential:… more
- Bogota Savings Bank (Hasbrouck Heights, NJ)
- …accurate and that corrective action has been implemented 7. Provide guidance to the Compliance Officer and business units in order to establish coherent ... timely. Communicate the results of the research to the Compliance Officer for action plans to be... management to keep them updated on progress of Compliance matters 13. Responsible for conducting ongoing monitoring… more
- United Nations (New York, NY)
- …United Nations Joint Staff Pension Fund (UNJSPF). The incumbent will report to the Senior Investment Officer (SIO) of the Asia Pacific Team, who reports directly ... on a regular basis. *Ensures that all of the investments are in compliance with OIM's investment and policy guidelines. *Conducts portfolio reviews periodically and… more
- BNP Paribas (New York, NY)
- Business Overview: The Management of the BNP Paribas has committed to ensure compliance with AML/Embargo & Sanctions rules within the entire Group. In this context, ... Group Compliance has decided to have a strong and permanent...controls, sanctions filtering and screening systems, and sanctions' violation monitoring and reporting. GFS US is the main point… more
- Pyramid Consulting, Inc. (Jersey City, NJ)
- Immediate need for a talented AVP- Compliance Officer . This is a 08+months contract opportunity with long-term potential and is located in Jersey City, NJ ... and Change Management (RICM) program for the US. The Compliance RICM team is responsible for: (1) monitoring...ability to work collaboratively with front, back office and Compliance stakeholders and senior management. Strong communication… more
- First Citizens Bank (New York, NY)
- … senior team leaders in the development, implementation, and monitoring of restructured strategies. May negotiate amendments, waivers, restructuring proposals, ... a company office This position is responsible for supporting senior team members with the management of more complex...and other necessary credit documentation. Regulatory Compliance - Maintains current knowledge practices and regulations that… more
- Panasonic (Newark, NJ)
- …Compliance Program Scope No direct reports. Reports directly to Chief Ethics & Compliance Officer - Vice President, Legal & Compliance Qualifications What ... including ownership and responsibility for antitrust policies, training, and control oversight/ monitoring with support from the PNA corporate compliance … more
- LanceSoft (New York, NY)
- …The Bank Regulatory Compliance Officer (" Compliance Officer ") will provide advisory and monitoring support to assigned business areas ... policies and procedures regarding State and Federal banking regulations. The Compliance Officer will provide advice and support on matters pertaining… more
- Mizuho Bank, Ltd. (New York, NY)
- …Further, the team plays a key role (in collaboration with legal, compliance , IT, etc) in the analysis, requirements specifications, and implementation of new ... relevant to their remit. Summary The Operations Regulatory Reporting Officer position will play a key role in the...regulatory reports. They will be responsible for executing and monitoring these reports on the appropriate cadence (eg daily,… more
- Mount Sinai Hospital (New York, NY)
- …compliance with New York City Department of Health. Such support includes monitoring radiation equipment for radiation safety compliance issues related to ... optimize value. Job Summary: The Junior Physicist assists the Radiation Safety Officer in the day-to-day operations of the Radiation Safety Office programs… more
- Morgan Stanley (New York, NY)
- …perspectives and needs is an important part of our culture. Legal and Compliance Division Overview The professionals in the Legal and Compliance Division ... Morgan Stanley is seeking an experienced Wealth Management Coverage Officer at the Vice President level for its Operational...risk insights is required to develop 2nd line risk monitoring and management tools and reports. Specific Functions -… more
- City of New York (New York, NY)
- …independent living, and decrease morbidity and mortality; and improve food safety, compliance with NYC Food Standards and the overall nutritional status and ... who will. Report directly to the Department of Social Services Chief Medical Officer , the Complex care Coordination Program Director will lead the Complex Care… more
- TD Bank (New York, NY)
- …can provide you more specific details for this role. **Job Description:** The Senior Compliance Office provides advice, guidance and support to business units ... compliance initiatives to help manage regulatory risk. ** Compliance Monitoring & Compliance Oversight**...functions **Depth & Scope:** + Works independently as the senior officer and may coach and educate… more
- Citigroup (New York, NY)
- The CSIS Sr Program Management Officer is a strategic professional who stays abreast of developments within own field and contributes to directional strategy by ... and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to...as required. The Citi Security and Investigative Services (CSIS) Senior Program Officer supports the head of… more
- Citigroup (Jersey City, NJ)
- …communication skills required in order to negotiate internally, often at a senior level. Some external communication may be necessary. Accountable for the end ... directing teams in the implementation of the Lessons Learned Policy, including monitoring of control breaches and dissemination and learnings across other business… more
- Citigroup (New York, NY)
- …of Finance QA Testing and Validation group within the Finance Chief Operating Officer (COO) organization is responsible for the design and implementation of risk and ... This will include all aspects of the lifecycle from identification, planning, monitoring , and remediation and ensure that issue responses, action plans and… more
- City of New York (New York, NY)
- …education and training for DEP employees. 1. Serves in the Role of Agency Compliance Officer , enforcing and monitoring the implementation of EHS policies ... analyzes EHS performance through the intelligent development and application of EHS compliance monitoring systems and analysis of associated EHS performance… more
- Bank of America (New York, NY)
- …Communications + Active Listening + Issue Management + Liquidity Management + Monitoring , Surveillance, and Testing + Regulatory Compliance **Shift:** 1st shift ... EFR Liquidity Risk Sr . Specialist Charlotte, North Carolina;New York, New York...the CFO managed securities portfolio. As the Chief Risk Officer (CRO) function covering the Chief Financial Officer… more
- Banco Popular Puerto Rico (New York, NY)
- Date: Jul 13, 2025 Location: New York, NY, US, 10004 Company: Popular Workplace Type: Hybrid Senior CRA Compliance Officer - US CRA US CRA We are looking for ... a Senior CRA Compliance Officer to...a Senior CRA Compliance Officer to join our ...as needed; + Support the Bank's CRA Program, including monitoring of the Bank's CRA performance in accordance with… more
