- embecta (Parsippany, NJ)
- …and improve the company's operations, with a focus on financial integrity, operational efficiency, regulatory compliance, and enterprise risk management. As a ... will oversee the development and execution of a global, risk -based internal audit strategy that aligns with the company's...requiring nuanced analysis, sound judgment, and strategic thinking. + ** Business Acumen & Operational Insight** + Broad… more
- Principal Financial Group (New York, NY)
- …investment trusts (CITs). This hands-on role is responsible for developing and leading operational risk oversight activities for fund operations, shareholder ... to ensure alignment and consistency across global operations. **Funds Operational Risk Oversight ** + Lead...Governance** + Lead the design and execution of the business unit's operational risk framework… more
- Port Authority of New York and New Jersey (Newark, NJ)
- …Authority policy, this position permits employees to work remotely a maximum of one day per week, subject to operational and business needs. ? REQNUMBER: 63715 ... candidate will be responsible for the overall leadership and oversight of the planning, environmental review, procurement, and all...NEPA and to support the Program timeline. + Developing business and operating models for the proposed program in… more
- Neuberger Berman (New York, NY)
- …product/strategy across asset classes with end-to-end Aladdin ownership. + Serve as operational oversight of portfolio-level data and controls for Investment ... partnering closely with Middle Office, Custodians, Brokers, Technology, Compliance, and Risk . Responsibilities Include: + Provide dedicated operational support… more
- SMBC (Jersey City, NJ)
- …8-10 years of BSA/AML/Sanctions compliance experience (eg, compliance, internal audit, AML Risk and Control, AML Governance and Oversight , bank regulator). + ... well as applicable laws and regulations applicable to these risk areas. The Head of FCC M&T will have... areas. The Head of FCC M&T will have oversight of a team of compliance professionals to support… more
- SMBC (New York, NY)
- …Regulatory Governance Team is responsible for producing management reporting for senior business leadership, CPAD Senior Management, Risk Management, and other ... regulators. + Support the production of management reporting for business leadership, CPAD, Risk and other governance...in achieving industry best practices and in minimizing regulatory risk . + Seek operational efficiencies and automation… more
- Capco, a Wipro Company (New York, NY)
- …rapid modernization and change. Whether our clients are seeking enhanced operational performance, reduced risk , accelerated change, or transformed customer ... **About the Team:** Capco is a global business and technology consultancy, focused on the financial...as lending, deposits, account servicing, anti-financial crime, online banking, risk identification & management, and payments. The team offers… more
- SMBC (New York, NY)
- …updated Master Service Agreements (MSAs) to maintain alignment with organizational requirements. Risk & Compliance Oversight + Identify and mitigate third-party ... organizational objectives and meet established standards for performance, compliance, and risk management. A key responsibility of this position is leading strategic… more
- Neuberger Berman (New York, NY)
- …construction, compliance). + Familiarity with investment guideline oversight , investment risk , and operational risk frameworks. + Technical proficiency: ... design, documentation, and delivery-partnering closely with portfolio managers, traders, risk , operations, engineering, and strategic vendors to build high-quality,… more
- Terumo Medical Corporation (Somerset, NJ)
- …and dispute resolution in alignment with overall business goals and risk mitigation. 7. Sales Oversight and Revenue Optimization: Provide executive ... than 160 nations. Terumo Medical Corporation is comprised of two strategic business divisions: Terumo Interventional Systems and Terumo Medical Products. We believe… more
- Neuberger Berman (New York, NY)
- …Managers. + Work closely with fund administrators to provide support and oversight for derivative valuations. + Perform various daily and monthly reconciliations ... rates. + Assist management with system automation projects (STP), efficiency initiatives, and risk mitigation. + Serve as a central point of contact for internal… more
- City National Bank (New York, NY)
- * OPERATIONAL RISK BUSINESS OVERSIGHT MANAGER I - Technology* WHAT IS THE OPPORTUNITY? Operational Risk Management (ORM) is responsible for ... National Bank's business processes, people, systems or external events. The Operational Risk Business Oversight (ORBO) team is responsible for… more
- City National Bank (New York, NY)
- * OPERATIONAL RISK FRAUD OVERSIGHT MANAGER...the ongoing review and monitoring of operational risk programs executed by assigned 1LOD business or ... Management (ORM) is responsible for providing independent and objective oversight of the management of risks arising from City...business processes, procedures, and controls to adhere to operational risk governance requirements * Review and… more
- TD Bank (New York, NY)
- …+ Proficiency with Microsoft Word, Excel and PowerPoint. The Financial Crime Risk Oversight Specialist acts as key business oversight lead and provides ... specific details for this role. **Job Description:** **Position:** Financial Crime Risk Oversight Specialist, Global Markets **Reports to:** Director, Financial… more
- BMO Financial Group (New York, NY)
- …navigate and mitigate risks within the market environment. Provides market risk oversight , monitoring, and reporting for equity derivative portfolios. ... regulatory requirements. + Provides input into the planning and implementation of ongoing operational programs in support of the market risk framework. +… more
- Bloomberg (New York, NY)
- …Risk Management - Third Party Risk Oversight - Program Lead - Chief Risk Office Location New York Business Area Legal, Compliance, and Risk Ref # ... What's the Role? We are seeking a Third Party Risk Oversight Lead to drive the design,...subject matter expertise, and the ability to translate complex risk concepts into actionable guidance for our operational… more
- TD Bank (New York, NY)
- …colleagues dedicated to setting new industry standards. The Senior Compliance Business Oversight Manager - Collections will provide compliance advisory ... considering this role.** **Job Description Summary** The Senior Compliance Business Oversight Manager provides advice, support and...one or more areas of expertise + Anticipates emerging business trends and regulatory/ risk issues as a… more
- M&T Bank (New York, NY)
- …the designated business /function oversight in line with the Operational Risk Management framework and stakeholder expectations. Provides oversight ... of second line risk management services and oversight in line with Operational Risk...opinions on, the state of and/or concerns with the operational risk environment of the business… more
- Citigroup (New York, NY)
- …proposed practices. + Governance and oversight may include (not limited to) technology operational risk , cyber risk for example. + Serves as a subject ... The Operational Risk Sr Officer I is...risk /financial/regulatory) + Monitors goals are met through performance, risk and relationship oversight of our extended… more
- Bank of America (New York, NY)
- …the firm. This job is responsible for executing second line of defense compliance and operational risk oversight for a Front Line Unit, Control Function, ... business -critical role to mitigate legal, compliance and reputational risk within the firm and is responsible for managing...+ Engages in activities to provide independent compliance and operational risk oversight of FLU… more
