- SMBC (Jersey City, NJ)
- …SMBC's Compliance Department Americas Division ("CPAD") is seeking an Analyst for Compliance Monitoring and Testing . The Analyst is responsible for ... for New York Branch. + Serves as a tester for all facets of compliance monitoring and testing engagements. + Assists in the development and refinement of… more
- SMBC (Jersey City, NJ)
- …SMBC's Compliance Department Americas Division ("CPAD") is seeking a Compliance Monitoring and Testing Associate. The Associate-level position ... testing engagements is essential. **Role Objectives** + Supporting examiner-in-charge of Compliance Monitoring and Testing engagements. + Assists in the… more
- SMBC (New York, NY)
- …+ Policies and Procedures Management + Compliance Training + Issues Management + Monitoring & Testing + Compliance Risk Assessment + Communications and ... portfolio of benefits to its employees. **Role Description** The SMBC Compliance Advisory Function resides within Compliance Department Americas Division… more
- Unity Technologies (New York, NY)
- **Remote, USA** **Senior Manager, Technology Compliance and Controls** Location Remote, USA Department Legal Requisition ID JOBREQ-2515125 **Role description** **The ... opportunity** The Technology Compliance Senior Manager will be a pivotal leader responsible...be a pivotal leader responsible for the design, implementation, testing , evidence management, and continuous improvement of technology control… more
- SMBC (New York, NY)
- …assisting the development of physical climate risk platform, climate stress testing , scenario analysis, vendor data management, credit metrics development, ESG ... regulation and policy monitoring , and ad-hoc analysis. The ideal candidate poses strong...catastrophe model data, sustainability data, and portfolio data in compliance with data governance processes - Assist the physical… more
- Tutor Perini (New York, NY)
- … monitoring construction activities** + Experience in collecting, analyzing, and testing field samples + Experienced monitoring concrete pours + Experience ... and audits of construction activities, materials, and processes to verify compliance with project specifications and regulatory requirements. + Document and report… more
- Neuberger Berman (New York, NY)
- …of portfolio management teams. The role also covers regulatory Liquidity Risk monitoring for the firm's 1940-Act mutual funds, along with supporting other Liquidity ... risk, performance and attribution analysis, including scenario analysis and back testing as needed + Monitor regulatory liquidity risk requirements and assist… more
- Tutor Perini (New York, NY)
- …and workplace violence claims and forwards to Human Resources. + Ensures compliance with all environmental, health and safety regulations, and keeps abreast of ... conducting daily site inspections. + Assists Project Management with monitoring of the job specific safety plan. + Review...Director. + Sets up job-specific safety orientation and drug testing appointments for new craft employees. + Creative and… more
- Apexon (New York, NY)
- …following MCP protocol. Engineer robust guardrails for safety, compliance , and least-privilege access.*_ _*Productionize LLMs: Build evaluation framework ... large-scale Python applications preferred._ * _3+ years designing, architecting, testing , and launching production ML systems, including model deployment/serving,… more
- SMBC (Jersey City, NJ)
- …**Role Objectives** + Manage end to end to model lifecycle including development, testing and performance monitoring of models in support of market and ... + Promote knowledge sharing and promulgation of best practices across Compliance **Qualifications and Skills** + Knowledge of statistical concepts including… more
- PSEG Long Island (Bethpage, NY)
- …focuses on supporting baselining, visibility, and SIEM solutions to enhance monitoring , detection, and response capabilities across industrial networks. The ideal ... for OT environments. + Support vulnerability identification, patching coordination, and compliance reporting/auditing. + Maintain documentation and SOPs for OT … more
- PSEG Long Island (Bethpage, NY)
- …not limited to URB meetings, reviewing URB document submittals, URB activity monitoring and tracking, URB administrative tasks, etc. + Management and administration ... request funding matters. + Assist in preparing, planning and monitoring the capital budgets along with forecasts for the...financial targets are met. + Ensure capital and URB compliance with LIPA, NYS Department of Public Services ("DPS")… more
- ABBTECH Professional Resources, Inc. (Newark, NJ)
- …utility client. This position is responsible for planning, coordinating, monitoring , and implementing complex large-scale projects to meet organizational goals. ... + Direct project team personnel, manage cost and schedule, ensure contract compliance , and serve as customer interface. + Manage technical scope, cost, and… more
- TD Bank (New York, NY)
- …Qualifications:** This Senior Compliance Officer is a key member of the TDS US Compliance Monitoring and Testing Team and Core Compliance Group. The ... aspects of the Core Compliance program as needed. **Depth & Scope:** Compliance Monitoring and Testing + Assist with developing and executing the annual … more
- TD Bank (New York, NY)
- …**Job Description:** This VP, Compliance is a key member of the TDS US Compliance Monitoring & Testing (M&T) Team, responsible for working on the ... + Assist with the development, implementation and coordination of the Compliance Monitoring program, including evaluating program design elements, analyzing… more
- Robert Half Management Resources (New York, NY)
- …risk assessments and regulatory compliance management. * Proficiency in handling compliance monitoring and control testing processes. * Familiarity with ... a dynamic and evolving organization. Ideal candidate will have 3+ years of compliance testing experience as a primary skill set, along with other compliance … more
- TD Bank (New York, NY)
- …This Senior Compliance Officer is a key member of the TDS US Compliance Monitoring & Testing (M&T) Team, responsible for working on developing, ... and coordinate with our Risk Owners to assist and show coverage alongside the Compliance testing and monitoring plan coverage of key risks and business units… more
- TD Bank (New York, NY)
- … Risk Assessment, regulatory controls management, Compliance Issue Management, Compliance Monitoring & Testing , Program Effectiveness Assessments, ... can provide you more specific details for this role. **Line of Business:** Compliance **Job Description:** **Department Overview:** **Why Work with Us?** At TD Bank… more
- BMO Financial Group (New York, NY)
- …Ascertain training needs and help develop training based on gaps identified through the compliance monitoring and testing . + Assist business group management ... Fixed Income compliance program. Coordinate and performs risk assessment, monitoring , testing and surveillance activities to ensure program remains current… more
- JPMorgan Chase (New York, NY)
- …+ Experience using Python, AI, and other technology resources to design and implement compliance monitoring and testing + MBA or professional certification ... to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan...harmonizing policy and practices across regions + Conduct targeted monitoring activities and identify processes that could be automated… more
