- Unknown (Jersey City, NJ)
- …Rule and French Banking Law in the Americas region. The role also involves reporting and escalating regulatory matters to senior management and acting as a ... Privately Held, Private Equity-backed Founded 1848 Employees 10,001+ Categories Financial Services Asset Management Banking & Mortgages Investment Banking Consulting… more
- Unknown (Jersey City, NJ)
- …Compliance Training About the Company Internationally recognized banking group Industry Financial Services Type Subsidiary of a Public Company Founded 1996 Employees ... 10,001+ Categories Financial Services Consulting & Professional Services Banking & Mortgages...the effectiveness of training programs, managing training metrics and reporting , and participating in the training needs analysis process.… more
- US Bank (New York, NY)
- …best. Helping the customers and businesses we serve to make better and smarter financial decisions and enabling the communities we support to grow and succeed. We ... team of administrators who are responsible for preparing quarterly and annual financial statements for private equity and hedge funds and other investment companies… more
- Tradeweb (New York, NY)
- …Action Employer. https://www.dol.gov/ofccp/regs/compliance/posters/pdf/eeopost.pdf **Group Details** As a Regulatory Reporting Manager within ... A minimum of 7-10+ years of experience in data program management, data reporting /visualization or financial / regulatory reporting . + Demonstrated… more
- CIBC (New York, NY)
- …CIBC, please visit CIBC.com (https://www.cibc.com/en/about-cibc.html) **What you'll be doing** The Senior Manager , Regulatory Reporting supports the Head of ... CPA or advanced degree preferred. * You possess 8-10+ years of regulatory reporting experience within a financial institution or public accounting firm… more
- American Express (New York, NY)
- …analyze and report financial information predominantly using the automated Regulatory Reporting Delivery (RRD) platform. We collaborate with multiple teams ... will you make an impact in this role?** The Regulatory Reporting team delivers Bank Holding Company...consistency in reporting . + Work closely with Financial Reporting Quality and Assurance organization (FRQA)… more
- Bank of America (New York, NY)
- Global Markets Non- Financial Regulatory Reporting (GM NFRR) Operational Monitoring New York, New York;Charlotte, North Carolina **To proceed with your ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/New-York/Global-Markets-Non- Financial - Regulatory - Reporting --GM-NFRR--Operational-Monitoring\_25044238) **Job Description:** At Bank… more
- Centene Corporation (New York, NY)
- …a strong foundational background in healthcare finance, with an emphasis on regulatory reporting and data-driven analysis. Key areas of experience include: ... + ** Regulatory Cost Reporting :** + Familiarity with...structures, premium groups, regions, category-of-service mapping, and encounter vs. financial claim alignment. + ** Financial Analysis &… more
- Capital One (New York, NY)
- Manager , Regulatory Affairs & Liaison Support Capital One, a Fortune 500 company and one of the nation's top 10 banks, offers a broad spectrum of financial ... providing advisory consulting to senior management with respect to onsite supervision and evolving regulatory policy matters. We are seeking a Manager to play an… more
- TD Bank (New York, NY)
- …Compliance for Credit Cards and Unsecured Lending, specifically related to regulatory compliance monitoring. This role will execute monitoring, conduct regulatory ... monitoring program + Manages and/or perform independent compliance reviews of regulatory requirements impacting the products supported + Conducts regulatory … more
- Robert Half Finance & Accounting (New York, NY)
- …capabilities and support career growth Requirements * Proven experience in SEC financial reporting and compliance, including handling Form 10-K and Form ... Description Senior Manager , SEC Reporting & Technical Accounting...10-Q filings. * Strong knowledge of financial systems such as Workiva and NetSuite. * A… more
- Robert Half Technology (New York, NY)
- …of 10 years of experience in investment operations, data management, or client reporting within financial services or wealth management. * Expertise in Addepar, ... looking for an experienced individual to lead our Data Management and Client Reporting initiatives. This role requires a strategic thinker with a deep understanding… more
- SMBC (New York, NY)
- …support across the Advisory Function with respect to broker-dealer-applicable regulatory engagements, support function coordination, governance and reporting . ... (ie, Registrations, Outside Business Activities and Personal Account Dealing) + Financial Crimes Compliance + Regulatory Change Management + Compliance… more
- TD Bank (New York, NY)
- …by regulators covering various businesses, functions and topics, including operations, finance, regulatory reporting , and sales and trading, and prepare business ... requests. + Provide periodic examination status updates and contribute to internal reporting and tracking related to examinations and regulatory findings. +… more
- TD Bank (New York, NY)
- …Experience in trade or communications surveillance a plus. + Firm understanding of financial product rules and regulatory landscape, as well as a strong ... and penchant for learning new business areas and developing understanding of financial institution's products and regulatory requirements and obligations. +… more
- Raymond James Financial, Inc. (New York, NY)
- …Analyst_ ) plays a key role in supporting the firm's compliance with non- financial regulatory reporting requirements. Leveraging advanced knowledge and ... projects + Performs other duties and responsibilities as assigned **Knowledge of** : + Non- Financial Regulatory reporting requirements + Financial market… more
- American Express (New York, NY)
- …highly motivated and knowledgeable First Line of Defense (1LOD) Consumer Compliance and Financial Crimes Manager focused on ensuring risk and control management ... in partnership with compliance, legal, and audit functions. + Support internal and regulatory exams, audits, and inquiries related to financial crimes. +… more
- TD Bank (New York, NY)
- …of Business:** Financial Crime Risk Management **Job Description:** The Senior Manager , Financial Crime Risk Business Oversight oversees the team and leads ... incumbent will help support review of all new business initiatives, regulatory change management and emerging risk identification. Additionally the incumbent will… more
- TD Bank (New York, NY)
- …colleagues dedicated to setting new industry standards. TD Bank is seeking a ** Manager ** to assist with governing and enhancing reporting documentation and ... standard, procedures, job aids, and other documentation to align with regulatory requirements and reporting team's responsibilities, ensuring consistency between… more
- Mount Sinai Health System (New York, NY)
- …amendments, annual reports, and other submissions as required. + Collaborates with the Financial Manager on the development of the study budget (as needed); ... review and who prepare and submit documents needed for regulatory and safety reporting to sponsors and...event forms, etc. + Collaborates with the Clinical Trials Manager in developing and ensuring clinical trial regulatory… more
